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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$239M
AUM Growth
+$3.63M
Cap. Flow
-$6.58M
Cap. Flow %
-2.76%
Top 10 Hldgs %
40.24%
Holding
81
New
1
Increased
3
Reduced
4
Closed
2

Top Buys

Rank Stock Value
1
NPTN
NEOPHOTONICS CORP
NPTN
+$1.09M
2
DL
China Distance Education Holdings Limited
DL
+$814K
3
FALC
FalconStor Software Inc
FALC
+$127K
4
LTRX icon
Lantronix
LTRX
+$38K

Top Sells

Rank Stock Value
1
CAVM
Cavium, Inc.
CAVM
+$2.66M
2
SIMO icon
Silicon Motion
SIMO
+$2.6M
3
AFOP
Alliance Fiber Optic Prod Inc
AFOP
+$2.49M
4
PLPM
Planet Payment, Inc
PLPM
+$816K
5
SPLK
Splunk Inc
SPLK
+$48K

Sector Composition

Rank Sector Weight
1 Technology 74.65%
2 Industrials 4.92%
3 Communication Services 1.62%
4 Consumer Discretionary 1.27%
5 Consumer Staples 0.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIMO icon
1
Silicon Motion
SIMO
$9.19B
$24.1M 10.09%
504,000
-62,000
-11% -$2.6M
DSGX icon
2
Descartes Systems
DSGX
$5.84B
$10.5M 4.4%
550,000
– –
PEGA icon
3
Pegasystems
PEGA
$4.41B
$10.3M 4.3%
762,000
– –
MLNX
4
DELISTED
Mellanox Technologies, Ltd.
MLNX
$9.1M 3.81%
189,900
– –
CEVA icon
5
CEVA Inc
CEVA
$1.01B
$8.65M 3.62%
318,382
– –
RDWR icon
6
Radware
RDWR
$1.24B
$7.61M 3.19%
676,000
– –
VSAT icon
7
Viasat
VSAT
$9.79B
$7.14M 2.99%
100,000
– –
EGHT icon
8
8x8 Inc
EGHT
$247M
$7.01M 2.94%
480,000
– –
WIFI
9
DELISTED
Boingo Wireless, Inc.
WIFI
$5.88M 2.46%
660,000
– –
PFPT
10
DELISTED
Proofpoint, Inc.
PFPT
$5.83M 2.44%
92,403
– –
AVG
11
DELISTED
AVG Technologies N.V.
AVG
$5.69M 2.38%
300,000
– –
IPHI
12
DELISTED
INPHI CORPORATION
IPHI
$5.51M 2.31%
172,000
– –
FIVN icon
13
FIVE9
FIVN
$1.77B
$5.35M 2.24%
450,000
– –
MENT
14
DELISTED
Mentor Graphics Corp
MENT
$5.31M 2.22%
250,000
– –
FN icon
15
Fabrinet
FN
$17.1B
$5.19M 2.18%
140,000
– –
CALD
16
DELISTED
Callidus Software, Inc.
CALD
$5.19M 2.17%
260,000
– –
WEB
17
DELISTED
Web.com Group, Inc.
WEB
$4.54M 1.9%
250,000
– –
EPIQ
18
DELISTED
EPIQ SYSTEMS INC
EPIQ
$4.37M 1.83%
300,000
– –
HYGS
19
DELISTED
Hydrogenics Corp
HYGS
$4.21M 1.76%
610,000
– –
BCOV
20
DELISTED
Brightcove, Inc.
BCOV
$4.13M 1.73%
471,000
– –
PLPM
21
DELISTED
Planet Payment, Inc
PLPM
$3.95M 1.66%
882,000
-200,000
-18% -$816K
CAVM
22
DELISTED
Cavium, Inc.
CAVM
$3.86M 1.62%
100,000
-53,750
-35% -$2.66M
CUDA
23
DELISTED
Barracuda Networks, Inc.
CUDA
$3.48M 1.46%
230,000
– –
RATE
24
DELISTED
Bankrate Inc
RATE
$3.37M 1.41%
450,000
– –
NTCT icon
25
NETSCOUT
NTCT
$2.86B
$3.34M 1.4%
150,000
– –
1
2 3 4

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Herald Investment Management's Q2 2016 Portfolio in Review

As of Q2 2016, Herald Investment Management held 81 positions worth $239M, up 1.5% from $235M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Trading was light in Q2 2016: portfolio turnover was 3.7%. Herald Investment Management opened 1 new position and exited 2, leaving the 81-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 75% of assets, up from 73% a quarter earlier, followed by Industrials and Communication Services.

  • Herald Investment Management's largest Q2 2016 buy was NEOPHOTONICS CORP: 100,000 shares worth $953K.
  • Herald Investment Management added most to China Distance Education Holdings Limited in Q2 2016, an estimated $814K increase.
  • Herald Investment Management's biggest Q2 2016 reduction was Cavium, Inc., cutting an estimated $2.66M.
  • Herald Investment Management fully exited Alliance Fiber Optic Prod Inc in Q2 2016, selling an estimated $2.49M.
  • Herald Investment Management's ten largest holdings make up 40% of its $239M portfolio in Q2 2016.
  • Herald Investment Management opened 1 new position and closed 2 in Q2 2016.
  • Herald Investment Management's portfolio value rose 1.5% quarter-over-quarter to $239M.

Based on Herald Investment Management's 13F filing for Q2 2016, filed 8 Aug 2016.