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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+14.06%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$392M
AUM Growth
+$56.6M
Cap. Flow
+$14.3M
Cap. Flow %
3.65%
Top 10 Hldgs %
44.24%
Holding
93
New
5
Increased
13
Reduced
4
Closed
3

Top Buys

Rank Stock Value
1
BAND
Bandwidth Inc
BAND
+$3.47M
2
SMCI icon
Super Micro Computer
SMCI
+$2.4M
3
QUMU
Qumu Corp.
QUMU
+$1.91M
4
TTEC icon
TTEC Holdings
TTEC
+$1.75M
5
ZS icon
Zscaler
ZS
+$1.67M

Top Sells

Rank Stock Value
1
ACMR icon
ACM Research
ACMR
+$2.08M
2
CEVA icon
CEVA Inc
CEVA
+$2.01M
3
AMD icon
Advanced Micro Devices
AMD
+$1.04M
4
EGAN icon
eGain
EGAN
+$1M
5
TSM icon
TSMC
TSM
+$504K

Sector Composition

Rank Sector Weight
1 Technology 83.47%
2 Communication Services 4.44%
3 Industrials 3.79%
4 Consumer Discretionary 1%
5 Financials 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEGA icon
1
Pegasystems
PEGA
$4.85B
$26.7M 6.8%
670,600
– –
MLNX
2
DELISTED
Mellanox Technologies, Ltd.
MLNX
$22.5M 5.74%
192,270
– –
RDWR icon
3
Radware
RDWR
$1.19B
$19.9M 5.06%
770,000
– –
DSGX icon
4
Descartes Systems
DSGX
$6.48B
$19.5M 4.96%
456,300
– –
LPSN icon
5
LivePerson
LPSN
$22.9M
$18.5M 4.71%
33,333
– –
SIMO icon
6
Silicon Motion
SIMO
$7.51B
$18.1M 4.61%
357,206
– –
FIVN icon
7
FIVE9
FIVN
$2.08B
$15.5M 3.94%
236,000
– –
VRNS icon
8
Varonis Systems
VRNS
$5.13B
$11.8M 3%
454,500
+57,900
+15% +$1.38M
FN icon
9
Fabrinet
FN
$16.1B
$11.5M 2.93%
177,500
+11,500
+7% +$665K
MIME
10
DELISTED
Mimecast Limited
MIME
$9.76M 2.49%
225,000
– –
AYX
11
DELISTED
Alteryx Inc
AYX
$8.61M 2.19%
86,000
– –
EPAY
12
DELISTED
Bottomline Technologies Inc
EPAY
$7.97M 2.03%
148,800
– –
JOBS
13
DELISTED
51job Inc
JOBS
$7.97M 2.03%
94,000
– –
VSAT icon
14
Viasat
VSAT
$10.1B
$7.32M 1.86%
100,000
– –
QLYS icon
15
Qualys
QLYS
$4.78B
$7.27M 1.85%
87,250
– –
CLDR
16
DELISTED
Cloudera, Inc.
CLDR
$6.98M 1.78%
599,908
– –
SMCI icon
17
Super Micro Computer
SMCI
$18.4B
$6.87M 1.75%
2,860,000
+1,000,000
+54% +$2.4M
IPHI
18
DELISTED
INPHI CORPORATION
IPHI
$6.66M 1.7%
90,000
– –
CEVA icon
19
CEVA Inc
CEVA
$883M
$6.6M 1.68%
244,882
-73,500
-23% -$2.01M
CYBR
20
DELISTED
CyberArk
CYBR
$6.11M 1.56%
52,400
– –
SPSC icon
21
SPS Commerce
SPSC
$2.51B
$5.54M 1.41%
100,000
– –
AKTS
22
DELISTED
Akoustis Technologies Inc
AKTS
$5.03M 1.28%
628,636
+50,000
+9% +$391K
MSFT icon
23
Microsoft
MSFT
$2.92T
$4.82M 1.23%
30,600
– –
AAPL icon
24
Apple
AAPL
$4.99T
$4.73M 1.2%
64,440
– –
BAND
25
Bandwidth Inc
BAND
$1.67B
$4.67M 1.19%
72,841
+60,000
+467% +$3.47M
1
2 3 4

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Herald Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Herald Investment Management held 93 positions worth $392M, up 17% from $336M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Herald Investment Management deployed $14.3M of net new capital in Q4 2019, opening 5 new positions and adding to 13 existing holdings. Its largest new stake was Qumu Corp.: 696,000 shares worth $1.85M.

By sector, the portfolio is most concentrated in Technology at 83% of assets, down from 85% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was CEVA Inc, an estimated $2.01M trimmed.

  • Herald Investment Management's largest Q4 2019 buy was Qumu Corp.: 696,000 shares worth $1.85M.
  • Herald Investment Management added most to Bandwidth Inc in Q4 2019, an estimated $3.47M increase.
  • Herald Investment Management's biggest Q4 2019 reduction was CEVA Inc, cutting an estimated $2.01M.
  • Herald Investment Management fully exited ACM Research in Q4 2019, selling an estimated $2.08M.
  • Herald Investment Management's ten largest holdings make up 44% of its $392M portfolio in Q4 2019.
  • Herald Investment Management opened 5 new positions and closed 3 in Q4 2019.
  • Herald Investment Management's portfolio value rose 17% quarter-over-quarter to $392M.

Based on Herald Investment Management's 13F filing for Q4 2019, filed 14 Feb 2020.