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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+9.56%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$251M
AUM Growth
+$20M
Cap. Flow
-$2.66M
Cap. Flow %
-1.06%
Top 10 Hldgs %
42.63%
Holding
84
New
2
Increased
–
Reduced
3
Closed
1

Top Buys

Rank Stock Value
1
QUIK icon
QuickLogic
QUIK
+$1.09M
2
CCIH
Chinacache International Holdings Ltd
CCIH
+$410K

Top Sells

Rank Stock Value
1
MSPD
MINDSPEED TECHNOLOGIES INC COM STK
MSPD
+$2.52M
2
ATMI
A T M I INC
ATMI
+$571K
3
LDOS icon
Leidos
LDOS
+$569K
4
LKM
Link Motion Inc.
LKM
+$505K

Sector Composition

Rank Sector Weight
1 Technology 52.19%
2 Communication Services 4.3%
3 Industrials 1.69%
4 Healthcare 1.01%
5 Consumer Discretionary 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATMI
1
DELISTED
A T M I INC
ATMI
$17.5M 6.98%
580,000
-20,000
-3% -$571K
ADVS
2
DELISTED
Advent Software Inc
ADVS
$15.6M 6.23%
446,588
– –
BIRT
3
DELISTED
Actuate Corp
BIRT
$12.3M 4.91%
1,594,100
– –
RDWR icon
4
Radware
RDWR
$1.23B
$12.1M 4.85%
676,000
– –
PEGA icon
5
Pegasystems
PEGA
$4.7B
$9.37M 3.74%
762,000
– –
YELP icon
6
Yelp
YELP
$1.45B
$8.96M 3.58%
130,000
– –
SIMO icon
7
Silicon Motion
SIMO
$8.29B
$8.48M 3.38%
600,000
– –
WEB
8
DELISTED
Web.com Group, Inc.
WEB
$7.95M 3.17%
250,000
– –
DSGX icon
9
Descartes Systems
DSGX
$6.09B
$7.35M 2.94%
550,000
– –
MLNX
10
DELISTED
Mellanox Technologies, Ltd.
MLNX
$7.13M 2.85%
178,400
– –
ADEA icon
11
Adeia
ADEA
$2.88B
$6.58M 2.63%
1,263,276
– –
VSAT icon
12
Viasat
VSAT
$10.2B
$6.26M 2.5%
100,000
– –
MENT
13
DELISTED
Mentor Graphics Corp
MENT
$6.01M 2.4%
250,000
– –
CAVM
14
DELISTED
Cavium, Inc.
CAVM
$5.43M 2.17%
157,500
– –
AVG
15
DELISTED
AVG Technologies N.V.
AVG
$5.16M 2.06%
300,000
– –
PRSO icon
16
Peraso
PRSO
$10.5M
$5.06M 2.02%
115
– –
HYGS
17
DELISTED
Hydrogenics Corp
HYGS
$4.88M 1.95%
255,000
– –
EPIQ
18
DELISTED
EPIQ SYSTEMS INC
EPIQ
$4.85M 1.94%
300,000
– –
CEVA icon
19
CEVA Inc
CEVA
$980M
$4.84M 1.93%
318,382
– –
MCRS
20
DELISTED
MICROS SYSTEMS INC
MCRS
$4.59M 1.83%
80,000
– –
NTCT icon
21
NETSCOUT
NTCT
$2.91B
$4.44M 1.77%
150,000
– –
WIFI
22
DELISTED
Boingo Wireless, Inc.
WIFI
$4.22M 1.69%
660,000
– –
SPRT
23
DELISTED
support.com, Inc.
SPRT
$3.96M 1.58%
349,033
– –
BCOV
24
DELISTED
Brightcove, Inc.
BCOV
$3.55M 1.42%
250,997
– –
SPSC icon
25
SPS Commerce
SPSC
$2.41B
$3.26M 1.3%
100,000
– –
1
2 3 4

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Herald Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Herald Investment Management held 84 positions worth $251M, up 8.7% from $231M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Trading was light in Q4 2013: portfolio turnover was 3.6%. Herald Investment Management opened 2 new positions and exited 1, leaving the 84-position portfolio largely intact.

By sector, the portfolio is most concentrated in Technology at 52% of assets, up from 50% a quarter earlier, followed by Communication Services and Industrials.

  • Herald Investment Management's largest Q4 2013 buy was QuickLogic: 23,214 shares worth $1.28M.
  • Herald Investment Management's biggest Q4 2013 reduction was A T M I INC, cutting an estimated $571K.
  • Herald Investment Management fully exited MINDSPEED TECHNOLOGIES INC COM STK in Q4 2013, selling an estimated $2.52M.
  • Herald Investment Management's ten largest holdings make up 43% of its $251M portfolio in Q4 2013.
  • Herald Investment Management opened 2 new positions and closed 1 in Q4 2013.
  • Herald Investment Management's portfolio value rose 8.7% quarter-over-quarter to $251M.

Based on Herald Investment Management's 13F filing for Q4 2013, filed 14 Feb 2014.