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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$336M
AUM Growth
-$23.3M
Cap. Flow
-$22.2M
Cap. Flow %
-6.6%
Top 10 Hldgs %
45.1%
Holding
95
New
3
Increased
5
Reduced
2
Closed
7

Top Buys

Rank Stock Value
1
INUV icon
Inuvo
INUV
+$1.4M
2
CYBR
CyberArk
CYBR
+$1.37M
3
OSS icon
One Stop Systems
OSS
+$830K
4
SHSP
SharpSpring, Inc.
SHSP
+$645K
5
VRNS icon
Varonis Systems
VRNS
+$627K

Top Sells

Rank Stock Value
1
AMBR
Amber Road Inc
AMBR
+$11.9M
2
HYGS
Hydrogenics Corp
HYGS
+$8.16M
3
IPHI
INPHI CORPORATION
IPHI
+$2.44M
4
AQ
Aquantia Corp. Common Stock
AQ
+$2.15M
5
DL
China Distance Education Holdings Limited
DL
+$1.05M

Sector Composition

Rank Sector Weight
1 Technology 85.17%
2 Communication Services 4.15%
3 Industrials 3.67%
4 Consumer Discretionary 0.94%
5 Financials 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEGA icon
1
Pegasystems
PEGA
$4.85B
$22.8M 6.79%
670,600
– –
MLNX
2
DELISTED
Mellanox Technologies, Ltd.
MLNX
$21.1M 6.27%
192,270
– –
RDWR icon
3
Radware
RDWR
$1.19B
$18.7M 5.56%
770,000
– –
DSGX icon
4
Descartes Systems
DSGX
$6.48B
$18.4M 5.48%
456,300
– –
LPSN icon
5
LivePerson
LPSN
$22.9M
$17.8M 5.31%
33,333
– –
FIVN icon
6
FIVE9
FIVN
$2.08B
$12.7M 3.77%
236,000
– –
SIMO icon
7
Silicon Motion
SIMO
$7.51B
$12.6M 3.76%
357,206
– –
CEVA icon
8
CEVA Inc
CEVA
$883M
$9.5M 2.83%
318,382
– –
AYX
9
DELISTED
Alteryx Inc
AYX
$9.24M 2.75%
86,000
– –
FN icon
10
Fabrinet
FN
$16.1B
$8.68M 2.58%
166,000
– –
MIME
11
DELISTED
Mimecast Limited
MIME
$8.02M 2.39%
225,000
– –
VRNS icon
12
Varonis Systems
VRNS
$5.13B
$7.89M 2.35%
396,600
+28,200
+8% +$627K
VSAT icon
13
Viasat
VSAT
$10.1B
$7.53M 2.24%
100,000
– –
JOBS
14
DELISTED
51job Inc
JOBS
$6.96M 2.07%
94,000
– –
QLYS icon
15
Qualys
QLYS
$4.78B
$6.59M 1.96%
87,250
– –
EPAY
16
DELISTED
Bottomline Technologies Inc
EPAY
$5.86M 1.74%
148,800
– –
IPHI
17
DELISTED
INPHI CORPORATION
IPHI
$5.49M 1.63%
90,000
-40,000
-31% -$2.44M
CLDR
18
DELISTED
Cloudera, Inc.
CLDR
$5.32M 1.58%
599,908
– –
CYBR
19
DELISTED
CyberArk
CYBR
$5.23M 1.56%
52,400
+11,400
+28% +$1.37M
BCOV
20
DELISTED
Brightcove, Inc.
BCOV
$4.94M 1.47%
471,000
– –
SPSC icon
21
SPS Commerce
SPSC
$2.51B
$4.71M 1.4%
100,000
– –
AKTS
22
DELISTED
Akoustis Technologies Inc
AKTS
$4.47M 1.33%
578,636
– –
MSFT icon
23
Microsoft
MSFT
$2.92T
$4.25M 1.27%
30,600
– –
IOTS
24
DELISTED
Adesto Technologies Corp
IOTS
$3.69M 1.1%
431,000
– –
MANH icon
25
Manhattan Associates
MANH
$9.95B
$3.67M 1.09%
45,500
– –
1
2 3 4

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Herald Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Herald Investment Management held 95 positions worth $336M, down 6.5% from $359M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Herald Investment Management withdrew a net $22.2M in Q3 2019, closing 7 positions and reducing 2 holdings. Its most notable exit was Amber Road Inc, an estimated $11.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 85% of assets, up from 83% a quarter earlier, followed by Communication Services and Industrials.

Against the trend, Herald Investment Management opened a new position in Inuvo worth $1.35M.

  • Herald Investment Management's largest Q3 2019 buy was Inuvo: 500,000 shares worth $1.35M.
  • Herald Investment Management added most to CyberArk in Q3 2019, an estimated $1.37M increase.
  • Herald Investment Management's biggest Q3 2019 reduction was INPHI CORPORATION, cutting an estimated $2.44M.
  • Herald Investment Management fully exited Amber Road Inc in Q3 2019, selling an estimated $11.9M.
  • Herald Investment Management's ten largest holdings make up 45% of its $336M portfolio in Q3 2019.
  • Herald Investment Management opened 3 new positions and closed 7 in Q3 2019.
  • Herald Investment Management's portfolio value fell 6.5% quarter-over-quarter to $336M.

Based on Herald Investment Management's 13F filing for Q3 2019, filed 21 Nov 2019.