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HIM

Herald Investment Management Portfolio holdings

AUM $737M
1-Year Est. Return 158.15%
This Fund
S&P 500
This Quarter Est. Return
+12.75%
1 Year Est. Return
+158.15%
3 Year Est. Return
+492.71%
5 Year Est. Return
+678.49%
10 Year Est. Return
+5,574.93%
AUM
$231M
AUM Growth
+$16.6M
Cap. Flow
+$7M
Cap. Flow %
3.04%
Top 10 Hldgs %
41.25%
Holding
86
New
5
Increased
3
Reduced
4
Closed
4

Top Buys

Rank Stock Value
1
AVG
AVG Technologies N.V.
AVG
+$6.68M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$4.58M
3
PLPM
Planet Payment, Inc
PLPM
+$2.8M
4
EPAY
Bottomline Technologies Inc
EPAY
+$1.91M
5
TISA
TOP Image Systems Ltd
TISA
+$883K

Top Sells

Rank Stock Value
1
KEYN
KEYNOTE SYSTEMS INC
KEYN
+$5.33M
2
AFOP
Alliance Fiber Optic Prod Inc
AFOP
+$3.61M
3
SAP icon
SAP
SAP
+$728K
4
GEN icon
Gen Digital
GEN
+$674K
5
STEC
STEC INC COM STK
STEC
+$672K

Sector Composition

Rank Sector Weight
1 Technology 49.81%
2 Communication Services 4.29%
3 Industrials 1.32%
4 Healthcare 0.99%
5 Consumer Discretionary 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATMI
1
DELISTED
A T M I INC
ATMI
$15.9M 6.89%
600,000
– –
ADVS
2
DELISTED
Advent Software Inc
ADVS
$14.4M 6.25%
446,588
-3,412
-0.8% -$102K
BIRT
3
DELISTED
Actuate Corp
BIRT
$11.4M 4.95%
1,594,100
– –
RDWR icon
4
Radware
RDWR
$1.23B
$9.46M 4.1%
676,000
– –
YELP icon
5
Yelp
YELP
$1.45B
$8.47M 3.68%
130,000
– –
WEB
6
DELISTED
Web.com Group, Inc.
WEB
$7.92M 3.43%
250,000
– –
PEGA icon
7
Pegasystems
PEGA
$4.7B
$7.49M 3.25%
762,000
– –
AVG
8
DELISTED
AVG Technologies N.V.
AVG
$6.93M 3.01%
+300,000
New +$6.68M
ADEA icon
9
Adeia
ADEA
$2.88B
$6.63M 2.87%
1,263,276
– –
VSAT icon
10
Viasat
VSAT
$10.2B
$6.5M 2.82%
100,000
– –
DSGX icon
11
Descartes Systems
DSGX
$6.09B
$6.16M 2.67%
550,000
– –
SPRT
12
DELISTED
support.com, Inc.
SPRT
$6.15M 2.67%
349,033
– –
SIMO icon
13
Silicon Motion
SIMO
$8.29B
$6.08M 2.64%
600,000
– –
MLNX
14
DELISTED
Mellanox Technologies, Ltd.
MLNX
$5.89M 2.55%
178,400
– –
CAVM
15
DELISTED
Cavium, Inc.
CAVM
$5.73M 2.48%
157,500
– –
MENT
16
DELISTED
Mentor Graphics Corp
MENT
$5.65M 2.45%
250,000
– –
CEVA icon
17
CEVA Inc
CEVA
$980M
$5.23M 2.27%
318,382
– –
WIFI
18
DELISTED
Boingo Wireless, Inc.
WIFI
$5M 2.17%
+660,000
New +$4.58M
MCRS
19
DELISTED
MICROS SYSTEMS INC
MCRS
$4.03M 1.75%
80,000
– –
EPIQ
20
DELISTED
EPIQ SYSTEMS INC
EPIQ
$4M 1.73%
300,000
– –
NTCT icon
21
NETSCOUT
NTCT
$2.91B
$3.96M 1.72%
150,000
– –
AFOP
22
DELISTED
Alliance Fiber Optic Prod Inc
AFOP
$3.6M 1.56%
168,474
-208,474
-55% -$3.61M
SPSC icon
23
SPS Commerce
SPSC
$2.41B
$3.55M 1.54%
100,000
– –
PRSO icon
24
Peraso
PRSO
$10.5M
$3.31M 1.44%
115
– –
SUPX
25
DELISTED
SUPERTEX INC
SUPX
$3.28M 1.42%
130,000
– –
1
2 3 4

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Herald Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Herald Investment Management held 86 positions worth $231M, up 7.8% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Herald Investment Management deployed $7M of net new capital in Q3 2013, opening 5 new positions and adding to 3 existing holdings. Its largest new stake was AVG Technologies N.V.: 300,000 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 50% of assets, down from 54% a quarter earlier, followed by Communication Services and Industrials.

On the sell side, the largest reduction was Alliance Fiber Optic Prod Inc, an estimated $3.61M trimmed.

  • Herald Investment Management's largest Q3 2013 buy was AVG Technologies N.V.: 300,000 shares worth $6.93M.
  • Herald Investment Management added most to ChipMOS TECHNOLOGIES in Q3 2013, an estimated $858K increase.
  • Herald Investment Management's biggest Q3 2013 reduction was Alliance Fiber Optic Prod Inc, cutting an estimated $3.61M.
  • Herald Investment Management fully exited KEYNOTE SYSTEMS INC in Q3 2013, selling an estimated $5.33M.
  • Herald Investment Management's ten largest holdings make up 41% of its $231M portfolio in Q3 2013.
  • Herald Investment Management opened 5 new positions and closed 4 in Q3 2013.
  • Herald Investment Management's portfolio value rose 7.8% quarter-over-quarter to $231M.

Based on Herald Investment Management's 13F filing for Q3 2013, filed 14 Nov 2013.