Herald Investment Management’s Safeguard Scientifics, Inc. SFE Stock Holding History

Herald Investment Management’s Portfolio SFE Stock Details SFE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-111,000	Closed	-$777K	–	99
2020 Q2	$777K	Hold	111,000	–	–	0.18%	80
2020 Q1	$613K	Hold	111,000	–	–	0.19%	80
2019 Q4	$1.22M	Hold	111,000	–	–	0.31%	71
2019 Q3	$1.26M	Hold	111,000	–	–	0.37%	63
2019 Q2	$1.34M	Hold	111,000	–	–	0.37%	62
2019 Q1	$1.2M	Hold	111,000	–	–	0.31%	64
2018 Q4	$956K	Hold	111,000	–	–	0.31%	66
2018 Q3	$1.03M	Hold	111,000	–	–	0.26%	69
2018 Q2	$1.42M	Hold	111,000	–	–	0.4%	59
2018 Q1	$1.36M	Hold	111,000	–	–	0.41%	57
2017 Q4	$1.24M	Hold	111,000	–	–	0.39%	58
2017 Q3	$1.48M	Hold	111,000	–	–	0.48%	52
2017 Q2	$1.31M	Hold	111,000	–	–	0.45%	55
2017 Q1	$1.4M	Hold	111,000	–	–	0.51%	54
2016 Q4	$1.49M	Buy	111,000 +5,000	+5%	+$61.7K	0.65%	44
2016 Q3	$1.37M	Hold	106,000	–	–	0.51%	52
2016 Q2	$1.32M	Hold	106,000	–	–	0.55%	50
2016 Q1	$1.4M	Hold	106,000	–	–	0.6%	49
2015 Q4	$1.54M	Hold	106,000	–	–	0.64%	46
2015 Q3	$1.65M	Buy	+106,000	New	+$1.9M	0.73%	43

Other funds holding SFE

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

HCM

Horton Capital Management Philadelphia, Pennsylvania $44.9M AUM 24.87% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Almitas Capital Santa Monica, California $443M AUM 42.36% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Herald Investment Management's SFE Position: Q3 2020 in Review

Herald Investment Management sold out of Safeguard Scientifics, Inc. (SFE) in Q3 2020, closing a stake of 111,000 shares — an estimated $777K sold.

Herald Investment Management first reported a position in SFE in Q3 2015 and held it in 20 quarters. The position peaked at $1.65M in Q3 2015. 75 funds tracked by Wall St. Rank hold SFE as of Q3 2020.

Herald Investment Management reported no remaining Safeguard Scientifics, Inc. position as of Q3 2020 after selling out during the quarter.
Herald Investment Management sold 111,000 Safeguard Scientifics, Inc. shares in Q3 2020, an estimated $777K.
Herald Investment Management first reported a position in Safeguard Scientifics, Inc. in Q3 2015 and held it in 20 quarters.
Herald Investment Management's Safeguard Scientifics, Inc. position peaked at $1.65M in Q3 2015.
75 funds tracked by Wall St. Rank held Safeguard Scientifics, Inc. as of Q3 2020.

Based on Herald Investment Management's 13F filing for Q3 2020, filed 12 Nov 2020.