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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
201
Boeing
BA
$171B
$992K 0.11%
4,672
+93
+2% +$19.3K
SCHX icon
202
Schwab US Large- Cap ETF
SCHX
$71.8B
$982K 0.11%
60,903
-1,167
-2% -$18.4K
IJR icon
203
iShares Core S&P Small-Cap ETF
IJR
$109B
$980K 0.11%
10,136
+5,902
+139% +$590K
LIN icon
204
Linde
LIN
$221B
$965K 0.1%
2,714
+211
+8% +$70.7K
CI icon
205
Cigna
CI
$73.7B
$964K 0.1%
3,772
+1,043
+38% +$304K
USFR icon
206
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$957K 0.1%
19,028
-1,646
-8% -$82.8K
UVIX icon
207
2x Long VIX Futures ETF
UVIX
$247M
$956K 0.1%
30
+22
+275% +$894K
OBDC icon
208
Blue Owl Capital
OBDC
$5.34B
$947K 0.1%
75,132
+87
+0.1% +$1.12K
SCHG icon
209
Schwab US Large-Cap Growth ETF
SCHG
$59.8B
$936K 0.1%
57,424
+31,824
+124% +$483K
DEO icon
210
Diageo
DEO
$49B
$927K 0.1%
5,114
+2,113
+70% +$373K
DFUS
211
Dimensional US Equity ETF
DFUS
$20.8B
$921K 0.1%
+20,731
New +$900K
SPIB icon
212
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$918K 0.1%
28,259
+117
+0.4% +$3.77K
LCTU icon
213
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.21B
$913K 0.1%
+20,181
New +$893K
K
214
DELISTED
Kellanova
K
$910K 0.1%
14,467
+7,619
+111% +$481K
ESS icon
215
Essex Property Trust
ESS
$18.3B
$905K 0.1%
4,329
+2,679
+162% +$591K
FTCS icon
216
First Trust Capital Strength ETF
FTCS
$7.91B
$902K 0.1%
12,360
+1
+0% +$74
GLW icon
217
Corning
GLW
$119B
$901K 0.1%
25,543
+9,216
+56% +$321K
IMCG icon
218
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$899K 0.1%
+15,626
New +$893K
SHV icon
219
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$891K 0.1%
+8,062
New +$888K
WSO icon
220
Watsco Inc
WSO
$12.7B
$887K 0.1%
2,787
+305
+12% +$89.6K
CP icon
221
Canadian Pacific Kansas City
CP
$78.1B
$885K 0.1%
11,504
-8
-0.1% -$618
SPSB icon
222
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$883K 0.09%
29,791
+1,978
+7% +$58.3K
ESML icon
223
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.82B
$878K 0.09%
25,822
+18,018
+231% +$629K
POOL icon
224
Pool Corp
POOL
$6.75B
$875K 0.09%
2,555
+427
+20% +$152K
RBC icon
225
RBC Bearings
RBC
$17.4B
$875K 0.09%
3,759
+315
+9% +$72.6K
7 8
9
10 11

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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.