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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
-3.12%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$5.91M
(+2.6%)
Cap. Flow
-$148M
Cap. Flow
% of AUM
-63.08%
Top 10 Holdings %
Top 10 Hldgs %
34.78%
Holding
189
New
32
Increased
76
Reduced
40
Closed
14
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$2.24M |
| 2 |
Apple
AAPL
|
+$1.54M |
| 3 |
NVIDIA
NVDA
|
+$1.06M |
| 4 |
iShares Gold Trust
IAU
|
+$959K |
| 5 |
Chevron
CVX
|
+$914K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class A
GOOGL
|
+$84.4M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$76.6M |
| 3 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$2.78M |
| 4 |
Occidental Petroleum
OXY
|
+$2.72M |
| 5 |
Shopify
SHOP
|
+$619K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.41% |
| 2 | Energy | 8.19% |
| 3 | Healthcare | 7.39% |
| 4 | Financials | 7.15% |
| 5 | Communication Services | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Alibaba
BABA
$293B
| – | – |
-3,290
| Closed | -$339K |
|
177
Enbridge
ENB
$119B
| – | – |
-6,767
| Closed | -$287K |
|
178
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| – | – |
-13,265
| Closed | -$530K |
|
179
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
| – | – |
-1,892
| Closed | -$210K |
|
|
OTLY
180
Oatly Group
OTLY
$465M
| – | – |
-2,034
| Closed | -$148K |
|
|
181
Occidental Petroleum Corp Warrants
OXY.WS
$33B
| – | – |
-8,903
| Closed | -$340K |
|
182
Procter & Gamble
PG
$336B
| – | – |
-1,675
| Closed | -$240K |
|
183
Schwab US TIPS ETF
SCHP
$16.3B
| – | – |
-7,544
| Closed | -$211K |
|
|
184
Shopify
SHOP
$152B
| – | – |
-19,021
| Closed | -$619K |
|
185
ProShares UltraPro QQQ
TQQQ
$32.1B
| – | – |
-26,000
| Closed | -$340K |
|
186
Vanguard FTSE Developed Markets ETF
VEA
$229B
| – | – |
-9,973
| Closed | -$401K |
|
187
Vanguard FTSE Emerging Markets ETF
VWO
$121B
| – | – |
-7,294
| Closed | -$294K |
|
188
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| – | – |
-6,712
| Closed | -$213K |
|
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DFPG Investments's Q3 2022 Portfolio in Review
As of Q3 2022, DFPG Investments held 189 positions worth $235M, up 2.6% from $229M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
DFPG Investments withdrew a net $148M in Q3 2022, closing 14 positions and reducing 40 holdings. Its most notable exit was Shopify, an estimated $619K position sold in full.
By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Energy and Healthcare.
Against the trend, DFPG Investments opened a new position in iShares US Equity Factor ETF worth $777K.
- DFPG Investments's largest Q3 2022 buy was iShares US Equity Factor ETF: 20,518 shares worth $777K.
- DFPG Investments added most to Meta Platforms (Facebook) in Q3 2022, an estimated $2.24M increase.
- DFPG Investments's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $84.4M.
- DFPG Investments fully exited Shopify in Q3 2022, selling an estimated $619K.
- DFPG Investments's ten largest holdings make up 35% of its $235M portfolio in Q3 2022.
- DFPG Investments opened 32 new positions and closed 14 in Q3 2022.
- DFPG Investments's portfolio value rose 2.6% quarter-over-quarter to $235M.
Based on DFPG Investments's 13F filing for Q3 2022, filed 24 Oct 2022.