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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$239M
AUM Growth
-$24.8M
Cap. Flow
-$14.4M
Cap. Flow %
-6%
Top 10 Hldgs %
32.6%
Holding
199
New
18
Increased
63
Reduced
68
Closed
20

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$3.35M
2
JETS icon
US Global Jets ETF
JETS
+$2.65M
3
NVDA icon
NVIDIA
NVDA
+$1.49M
4
ABNB icon
Airbnb
ABNB
+$1.33M
5
C icon
Citigroup
C
+$1.22M

Top Sells

Rank Stock Value
1
MRNA icon
Moderna
MRNA
+$4.13M
2
BMBL icon
Bumble
BMBL
+$1.76M
3
OTLY
Oatly Group
OTLY
+$1.7M
4
VAL icon
Valaris
VAL
+$1.65M
5
PINS icon
Pinterest
PINS
+$1.56M

Sector Composition

Rank Sector Weight
1 Technology 19.46%
2 Consumer Discretionary 8.79%
3 Financials 8.11%
4 Energy 7.21%
5 Communication Services 6.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXMD icon
176
TherapeuticsMD
TXMD
$23.5M
$3K ﹤0.01%
200
– –
ASML icon
177
ASML
ASML
$634B
– –
-260
Closed -$202K
ATEC icon
178
Alphatec Holdings
ATEC
$1.49B
– –
-13,004
Closed -$158K
BMBL icon
179
Bumble
BMBL
$380M
– –
-33,282
Closed -$1.76M
CHWY icon
180
Chewy
CHWY
$9.34B
– –
-17,256
Closed -$1.08M
CRWD icon
181
CrowdStrike
CRWD
$189B
– –
-4,960
Closed -$342K
DKNG icon
182
DraftKings
DKNG
$11.8B
– –
-18,233
Closed -$900K
GILD icon
183
Gilead Sciences
GILD
$163B
– –
-16,408
Closed -$1.12M
HON icon
184
Honeywell
HON
$76.7B
– –
-975
Closed -$201K
ILMN icon
185
Illumina
ILMN
$31B
– –
-575
Closed -$228K
LOW icon
186
Lowe's Companies
LOW
$118B
– –
-945
Closed -$205K
NET icon
187
Cloudflare
NET
$101B
– –
-1,569
Closed -$259K
PARA
188
DELISTED
Paramount Global Class B
PARA
– –
-12,471
Closed -$492K
QYLD icon
189
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.06B
– –
-38,470
Closed -$869K
FLNA
190
Filana Therapeutics
FLNA
$46.4M
– –
-4,700
Closed -$251K
SBUX icon
191
Starbucks
SBUX
$121B
– –
-2,538
Closed -$284K
SLVO icon
192
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.5M
– –
-845
Closed -$90K
TTD icon
193
Trade Desk
TTD
$8.59B
– –
-2,810
Closed -$217K
VAL icon
194
Valaris
VAL
$5.23B
– –
-47,304
Closed -$1.65M
SI
195
DELISTED
Silvergate Capital Corporation
SI
– –
-2,031
Closed -$325K
STOR
196
DELISTED
STORE Capital Corporation
STOR
– –
-31,305
Closed -$1.06M
4 5 6 7
8

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DFPG Investments's Q4 2021 Portfolio in Review

As of Q4 2021, DFPG Investments held 199 positions worth $239M, down 9.4% from $264M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

DFPG Investments withdrew a net $14.4M in Q4 2021, closing 20 positions and reducing 68 holdings. Its most notable exit was Bumble, an estimated $1.76M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, DFPG Investments opened a new position in Citigroup worth $1.19M.

  • DFPG Investments's largest Q4 2021 buy was Citigroup: 18,399 shares worth $1.19M.
  • DFPG Investments added most to Occidental Petroleum in Q4 2021, an estimated $3.35M increase.
  • DFPG Investments's biggest Q4 2021 reduction was Moderna, cutting an estimated $4.13M.
  • DFPG Investments fully exited Bumble in Q4 2021, selling an estimated $1.76M.
  • DFPG Investments's ten largest holdings make up 33% of its $239M portfolio in Q4 2021.
  • DFPG Investments opened 18 new positions and closed 20 in Q4 2021.
  • DFPG Investments's portfolio value fell 9.4% quarter-over-quarter to $239M.

Based on DFPG Investments's 13F filing for Q4 2021, filed 31 Jan 2022.