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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.66%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$100K
Cap. Flow
-$3.01M
Cap. Flow %
-1.14%
Top 10 Hldgs %
28.8%
Holding
194
New
21
Increased
81
Reduced
61
Closed
12

Top Buys

Rank Stock Value
1
OTLY
Oatly Group
OTLY
+$3.15M
2
SOFI icon
SoFi Technologies
SOFI
+$3.09M
3
NVDA icon
NVIDIA
NVDA
+$2.16M
4
AAPL icon
Apple
AAPL
+$1.24M
5
ABNB icon
Airbnb
ABNB
+$1.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$6.27M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.74M
3
PARA
Paramount Global Class B
PARA
+$2.34M
4
JETS icon
US Global Jets ETF
JETS
+$2.01M
5
BA icon
Boeing
BA
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Consumer Discretionary 9.67%
3 Healthcare 8.68%
4 Financials 8.58%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGLX
176
DELISTED
Enthusiast Gaming Holdings Inc. Common Stock
EGLX
$58K 0.02%
16,000
– –
CTHR
177
DELISTED
Charles & Colvard Ltd
CTHR
$32K 0.01%
1,161
-139
-11% -$3.85K
TXMD icon
178
TherapeuticsMD
TXMD
$23.5M
$7K ﹤0.01%
200
– –
AAL icon
179
American Airlines Group
AAL
$10.2B
– –
-17,045
Closed -$341K
GLD icon
180
SPDR Gold Trust
GLD
$133B
– –
-37,068
Closed -$6.27M
RNG icon
181
RingCentral
RNG
$4.48B
– –
-750
Closed -$212K
SHAK icon
182
Shake Shack
SHAK
$2.54B
– –
-2,035
Closed -$208K
SPHB icon
183
Invesco S&P 500 High Beta ETF
SPHB
$970M
– –
-2,861
Closed -$211K
T icon
184
AT&T
T
$159B
– –
-10,517
Closed -$225K
UAL icon
185
United Airlines
UAL
$40.1B
– –
-5,130
Closed -$249K
UBER icon
186
Uber
UBER
$143B
– –
-22,974
Closed -$1.1M
UHS icon
187
Universal Health Services
UHS
$9.88B
– –
-11,367
Closed -$1.74M
WTRG icon
188
Essential Utilities
WTRG
$11.4B
– –
-31,488
Closed -$1.48M
WYNN icon
189
Wynn Resorts
WYNN
$10.5B
– –
-2,027
Closed -$226K
TBIO
190
DELISTED
Translate Bio, Inc. Common Stock
TBIO
– –
-24,700
Closed -$728K
4 5 6 7
8

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DFPG Investments's Q3 2021 Portfolio in Review

As of Q3 2021, DFPG Investments held 194 positions worth $264M, down 0.04% from $264M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments's Q3 2021 filing shows 21 new, 81 increased, 61 reduced and 12 closed positions. Its largest new stake was Oatly Group: 8,707 shares worth $2.59M. The largest sale was SPDR Gold Trust, an estimated $6.27M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • DFPG Investments's largest Q3 2021 buy was Oatly Group: 8,707 shares worth $2.59M.
  • DFPG Investments added most to NVIDIA in Q3 2021, an estimated $2.16M increase.
  • DFPG Investments's biggest Q3 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $4.74M.
  • DFPG Investments fully exited SPDR Gold Trust in Q3 2021, selling an estimated $6.27M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q3 2021.
  • DFPG Investments opened 21 new positions and closed 12 in Q3 2021.
  • DFPG Investments's portfolio value fell 0.04% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q3 2021, filed 19 Oct 2021.