We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$16.6M
Cap. Flow
+$9.29M
Cap. Flow %
3.97%
Top 10 Hldgs %
31.59%
Holding
181
New
18
Increased
73
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
+$5.21M
2
ET icon
Energy Transfer Partners
ET
+$3.88M
3
ROST icon
Ross Stores
ROST
+$3.24M
4
GLD icon
SPDR Gold Trust
GLD
+$2.87M
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$1.98M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$5.75M
2
BABA icon
Alibaba
BABA
+$2.32M
3
AAPL icon
Apple
AAPL
+$2.06M
4
NVDA icon
NVIDIA
NVDA
+$2.01M
5
AMD icon
Advanced Micro Devices
AMD
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 13.63%
2 Healthcare 12.3%
3 Consumer Discretionary 8.78%
4 Communication Services 8.12%
5 Financials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPYV icon
176
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
– –
-6,054
Closed -$213K
TWLO icon
177
Twilio
TWLO
$30B
– –
-3,077
Closed -$1.11M
UTG icon
178
Reaves Utility Income Fund
UTG
$3.54B
– –
-6,563
Closed -$215K
VEA icon
179
Vanguard FTSE Developed Markets ETF
VEA
$229B
– –
-5,230
Closed -$257K
ZM icon
180
Zoom
ZM
$28.2B
– –
-2,470
Closed -$864K
4 5 6 7
8

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q1 2021 Portfolio in Review

As of Q1 2021, DFPG Investments held 181 positions worth $234M, up 7.6% from $217M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

DFPG Investments deployed $9.29M of net new capital in Q1 2021, opening 18 new positions and adding to 73 existing holdings. Its largest new stake was Energy Transfer Partners: 531,098 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $2.32M trimmed.

  • DFPG Investments's largest Q1 2021 buy was Energy Transfer Partners: 531,098 shares worth $4.15M.
  • DFPG Investments added most to Surgalign Holdings, Inc. Common Stock in Q1 2021, an estimated $5.21M increase.
  • DFPG Investments's biggest Q1 2021 reduction was Alibaba, cutting an estimated $2.32M.
  • DFPG Investments fully exited Arcturus Therapeutics in Q1 2021, selling an estimated $5.75M.
  • DFPG Investments's ten largest holdings make up 32% of its $234M portfolio in Q1 2021.
  • DFPG Investments opened 18 new positions and closed 23 in Q1 2021.
  • DFPG Investments's portfolio value rose 7.6% quarter-over-quarter to $234M.

Based on DFPG Investments's 13F filing for Q1 2021, filed 14 Apr 2021.