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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+37.9%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$30M
Cap. Flow
+$3.19M
Cap. Flow %
1.95%
Top 10 Hldgs %
36.4%
Holding
191
New
34
Increased
62
Reduced
64
Closed
16

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$1.62M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.49M
3
MRNA icon
Moderna
MRNA
+$1.1M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$972K
5
OXY icon
Occidental Petroleum
OXY
+$847K

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$3.86M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.08M
3
SH icon
ProShares Short S&P500
SH
+$1.31M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$824K
5
ZM icon
Zoom
ZM
+$821K

Sector Composition

Rank Sector Weight
1 Technology 15.61%
2 Healthcare 14.71%
3 Financials 6.06%
4 Consumer Discretionary 5.92%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
176
American Airlines Group
AAL
$10.2B
– –
-14,983
Closed -$184K
D icon
177
Dominion Energy
D
$61.3B
– –
-2,572
Closed -$205K
GS icon
178
Goldman Sachs
GS
$302B
– –
-1,197
Closed -$214K
IBM icon
179
IBM
IBM
$209B
– –
-1,768
Closed -$201K
LHX icon
180
L3Harris
LHX
$50.7B
– –
-1,102
Closed -$215K
LULU icon
181
lululemon athletica
LULU
$13.6B
– –
-1,620
Closed -$337K
OTLK icon
182
Outlook Therapeutics
OTLK
$194M
– –
-1,738
Closed -$25K
QYLD icon
183
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.06B
– –
-28,776
Closed -$568K
SHAK icon
184
Shake Shack
SHAK
$2.54B
– –
-5,337
Closed -$229K
SH icon
185
ProShares Short S&P500
SH
$913M
– –
-12,894
Closed -$1.31M
TLRY icon
186
Tilray
TLRY
$572M
– –
-1,000
Closed -$68K
UA icon
187
Under Armour Class C
UA
$2.85B
– –
-95
Closed -$1K
UAL icon
188
United Airlines
UAL
$40.1B
– –
-7,173
Closed -$229K
UNG icon
189
United States Natural Gas Fund
UNG
$454M
– –
-6
Closed –
USO icon
190
United States Oil Fund
USO
$2.12B
– –
-12,421
Closed -$440K
TEN
191
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-20,000
Closed -$75K
4 5 6 7
8

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DFPG Investments's Q2 2020 Portfolio in Review

As of Q2 2020, DFPG Investments held 191 positions worth $164M, up 22% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q2 2020 filing shows 34 new, 62 increased, 64 reduced and 16 closed positions. Its largest new stake was iShares Gold Trust: 49,518 shares worth $1.7M. The largest sale was Arcturus Therapeutics, an estimated $3.86M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q2 2020 buy was iShares Gold Trust: 49,518 shares worth $1.7M.
  • DFPG Investments added most to iShares Ultra Short Duration Bond Active ETF in Q2 2020, an estimated $972K increase.
  • DFPG Investments's biggest Q2 2020 reduction was Arcturus Therapeutics, cutting an estimated $3.86M.
  • DFPG Investments fully exited ProShares Short S&P500 in Q2 2020, selling an estimated $1.31M.
  • DFPG Investments's ten largest holdings make up 36% of its $164M portfolio in Q2 2020.
  • DFPG Investments opened 34 new positions and closed 16 in Q2 2020.
  • DFPG Investments's portfolio value rose 22% quarter-over-quarter to $164M.

Based on DFPG Investments's 13F filing for Q2 2020, filed 13 Jul 2020.