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DFPG Investments Portfolio holdings
AUM
$1.28B
1-Year Est. Return
27.55%
This Fund
S&P 500
This Quarter
Est. Return
-12.29%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$18.8M
(-12%)
Cap. Flow
+$464K
Cap. Flow
% of AUM
0.35%
Top 10 Holdings %
Top 10 Hldgs %
35.77%
Holding
186
New
23
Increased
67
Reduced
58
Closed
30
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
HealthEquity
HQY
|
+$6.68M |
| 2 |
Innovator US Equity Power Buffer ETF February
PFEB
|
+$1.39M |
| 3 |
United States Oil Fund
USO
|
+$957K |
| 4 |
Teva Pharmaceuticals
TEVA
|
+$939K |
| 5 |
Extra Space Storage
EXR
|
+$645K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$4.07M |
| 2 |
Vanguard Total International Stock ETF
VXUS
|
+$2.5M |
| 3 |
Arcturus Therapeutics
ARCT
|
+$1.79M |
| 4 |
Zoetis
ZTS
|
+$822K |
| 5 |
Lazard
LAZ
|
+$652K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.75% |
| 2 | Healthcare | 12.67% |
| 3 | Financials | 6.86% |
| 4 | Consumer Discretionary | 4.8% |
| 5 | Communication Services | 4.55% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Starbucks
SBUX
$120B
| – | – |
-2,503
| Closed | -$229K |
|
177
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
| – | – |
-7,341
| Closed | -$242K |
|
178
CALL
Under Armour Class C
UA
$2.77B
| – | – |
-20,000
| Closed | -$9K |
|
179
CALL
United States Natural Gas Fund
UNG
$456M
| – | – |
-7,500
| Closed | -$13K |
|
|
180
United States Natural Gas Fund
UNG
$456M
| $0 | ﹤0.01% |
6
| – | – |
|
181
Cohen & Steers Infrastructure Fund
UTF
$3.11B
| – | – |
-9,217
| Closed | -$248K |
|
182
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
| – | – |
-1,210
| Closed | -$247K |
|
183
Janus Henderson Short Duration Income ETF
VNLA
$3.32B
| – | – |
-12,000
| Closed | -$597K |
|
184
Weibo
WB
$2B
| – | – |
-7,774
| Closed | -$392K |
|
185
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
| – | – |
-9,558
| Closed | -$284K |
|
186
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
| – | – |
-7,530
| Closed | -$231K |
|
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DFPG Investments's Q1 2020 Portfolio in Review
As of Q1 2020, DFPG Investments held 186 positions worth $134M, down 12% from $153M the previous quarter. Its ten largest holdings account for 36% of the portfolio.
DFPG Investments's Q1 2020 filing shows 23 new, 67 increased, 58 reduced and 30 closed positions. Its largest new stake was HealthEquity: 100,650 shares worth $4.61M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $4.07M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.
- DFPG Investments's largest Q1 2020 buy was HealthEquity: 100,650 shares worth $4.61M.
- DFPG Investments added most to Teva Pharmaceuticals in Q1 2020, an estimated $939K increase.
- DFPG Investments's biggest Q1 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $4.07M.
- DFPG Investments fully exited Lazard in Q1 2020, selling an estimated $652K.
- DFPG Investments's ten largest holdings make up 36% of its $134M portfolio in Q1 2020.
- DFPG Investments opened 23 new positions and closed 30 in Q1 2020.
- DFPG Investments's portfolio value fell 12% quarter-over-quarter to $134M.
Based on DFPG Investments's 13F filing for Q1 2020, filed 17 Apr 2020.