DFPG Investments Portfolio holdings
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$10M |
| 2 |
Innovator US Equity Buffer ETF October
BOCT
|
+$1.63M |
| 3 |
Amazon
AMZN
|
+$667K |
| 4 |
NVIDIA
NVDA
|
+$650K |
| 5 |
Target
TGT
|
+$640K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AbbVie
ABBV
|
+$1.3M |
| 2 |
iShares US Consumer Staples ETF
IYK
|
+$714K |
| 3 |
iShares Global Utilities ETF
JXI
|
+$636K |
| 4 |
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
|
+$629K |
| 5 |
ProShares UltraShort S&P500
SDS
|
+$577K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.77% |
| 2 | Healthcare | 8.64% |
| 3 | Financials | 8.6% |
| 4 | Communication Services | 4.79% |
| 5 | Consumer Discretionary | 4.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Procter & Gamble
PG
$347B
| – | – |
-1,714
| Closed | -$207K |
|
|
177
ProShares UltraShort S&P500
SDS
$422M
| – | – |
-741
| Closed | -$577K |
|
178
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| – | – |
-2,419
| Closed | -$206K |
|
179
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.81B
| – | – |
-7,352
| Closed | -$219K |
|
180
CALL
AT&T
T
$169B
| – | – |
-13,240
| Closed | -$17K |
|
181
United States Natural Gas Fund
UNG
$444M
| $0 | ﹤0.01% |
+6
| New | +$465 |
|
182
Verizon
VZ
$201B
| – | – |
-3,531
| Closed | -$211K |
|
|
JE
183
DELISTED
Just Energy Group Inc
JE
| – | – |
-385
| Closed | -$27K |
|
|
ATVI
184
DELISTED
Activision Blizzard
ATVI
| – | – |
-8,005
| Closed | -$433K |
|
Similar funds
DFPG Investments's Q4 2019 Portfolio in Review
As of Q4 2019, DFPG Investments held 186 positions worth $153M, up 26% from $121M the previous quarter. Its ten largest holdings account for 35% of the portfolio.
DFPG Investments deployed $18M of net new capital in Q4 2019, opening 27 new positions and adding to 75 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF October: 63,910 shares worth $1.69M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was The Necessity Retail REIT, Inc. Class A Common Stock, an estimated $629K trimmed.
- DFPG Investments's largest Q4 2019 buy was Innovator US Equity Buffer ETF October: 63,910 shares worth $1.69M.
- DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q4 2019, an estimated $10M increase.
- DFPG Investments's biggest Q4 2019 reduction was The Necessity Retail REIT, Inc. Class A Common Stock, cutting an estimated $629K.
- DFPG Investments fully exited AbbVie in Q4 2019, selling an estimated $1.3M.
- DFPG Investments's ten largest holdings make up 35% of its $153M portfolio in Q4 2019.
- DFPG Investments opened 27 new positions and closed 21 in Q4 2019.
- DFPG Investments's portfolio value rose 26% quarter-over-quarter to $153M.
Based on DFPG Investments's 13F filing for Q4 2019, filed 4 Feb 2020.