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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWW icon
151
W.W. Grainger
GWW
$65.3B
$1.37M 0.15%
1,989
+28
+1% +$17.9K
VEA icon
152
Vanguard FTSE Developed Markets ETF
VEA
$229B
$1.37M 0.15%
30,231
+4,870
+19% +$217K
BXSL icon
153
Blackstone Secured Lending
BXSL
$5.37B
$1.36M 0.15%
54,426
+41,746
+329% +$1.02M
SONY icon
154
Sony
SONY
$137B
$1.35M 0.15%
74,730
+32,300
+76% +$560K
MRSH
155
Marsh
MRSH
$90.5B
$1.34M 0.14%
8,028
+210
+3% +$35K
AMGN icon
156
Amgen
AMGN
$208B
$1.32M 0.14%
5,462
-1,267
-19% -$311K
WMT icon
157
Walmart Inc
WMT
$885B
$1.32M 0.14%
26,796
+816
+3% +$38.7K
COR icon
158
Cencora
COR
$60.6B
$1.31M 0.14%
8,187
+33
+0.4% +$5.24K
LMBS icon
159
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.29M 0.14%
26,881
-229
-0.8% -$11K
DSI icon
160
iShares MSCI KLD 400 Social ETF
DSI
$5.3B
$1.27M 0.14%
+16,300
New +$1.23M
AFL icon
161
Aflac
AFL
$64.9B
$1.25M 0.13%
19,394
+13,686
+240% +$937K
SMMD icon
162
iShares Russell 2500 ETF
SMMD
$3.55B
$1.24M 0.13%
22,599
+4,755
+27% +$267K
JQUA icon
163
JPMorgan US Quality Factor ETF
JQUA
$8.21B
$1.23M 0.13%
29,915
+2,448
+9% +$98.3K
SLYV icon
164
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.23M 0.13%
16,174
+1,326
+9% +$105K
ADP icon
165
Automatic Data Processing
ADP
$106B
$1.23M 0.13%
5,531
+3,134
+131% +$707K
WM icon
166
Waste Management
WM
$90.6B
$1.22M 0.13%
7,505
+4,772
+175% +$731K
SBUX icon
167
Starbucks
SBUX
$120B
$1.22M 0.13%
11,689
+2,344
+25% +$244K
CMI icon
168
Cummins
CMI
$87.5B
$1.22M 0.13%
5,089
+3,148
+162% +$769K
VWO icon
169
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$1.21M 0.13%
29,830
+20,816
+231% +$848K
SLYG icon
170
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.07B
$1.2M 0.13%
16,287
+1,487
+10% +$112K
WFC icon
171
Wells Fargo
WFC
$261B
$1.19M 0.13%
31,938
+12,713
+66% +$554K
FCX icon
172
Freeport-McMoran
FCX
$90B
$1.16M 0.12%
28,389
-2,243
-7% -$93.3K
EUSB icon
173
iShares ESG Advanced Universal USD Bond ETF
EUSB
$710M
$1.15M 0.12%
+26,693
New +$1.15M
FVD icon
174
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.15M 0.12%
28,716
-213
-0.7% -$8.53K
ITW icon
175
Illinois Tool Works
ITW
$82.6B
$1.14M 0.12%
4,671
+3,057
+189% +$713K
5 6
7
8 9

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AAM
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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.