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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$5.91M
Cap. Flow
-$148M
Cap. Flow %
-63.08%
Top 10 Hldgs %
34.78%
Holding
189
New
32
Increased
76
Reduced
40
Closed
14

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$2.24M
2
AAPL icon
Apple
AAPL
+$1.54M
3
NVDA icon
NVIDIA
NVDA
+$1.06M
4
IAU icon
iShares Gold Trust
IAU
+$959K
5
CVX icon
Chevron
CVX
+$914K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$84.4M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$76.6M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.78M
4
OXY icon
Occidental Petroleum
OXY
+$2.72M
5
SHOP icon
Shopify
SHOP
+$619K

Sector Composition

Rank Sector Weight
1 Technology 25.41%
2 Energy 8.19%
3 Healthcare 7.39%
4 Financials 7.15%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANGL icon
151
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$227K 0.1%
8,643
+826
+11% +$22.8K
ONEY icon
152
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$679M
$226K 0.1%
2,567
– –
THY icon
153
Toews Agility Shares Dynamic Tactical Income ETF
THY
$87M
$223K 0.09%
9,774
+75
+0.8% +$1.74K
KO icon
154
Coca-Cola
KO
$381B
$222K 0.09%
3,962
+37
+0.9% +$2.3K
IYG icon
155
iShares US Financial Services ETF
IYG
$2.16B
$219K 0.09%
4,392
-24
-0.5% -$1.26K
ADSK icon
156
Autodesk
ADSK
$49.6B
$217K 0.09%
+1,079
New +$218K
NOW icon
157
ServiceNow
NOW
$114B
$217K 0.09%
+3,010
New +$271K
ARE icon
158
Alexandria Real Estate Equities
ARE
$9.15B
$215K 0.09%
+1,627
New +$250K
FDIS icon
159
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.63B
$213K 0.09%
3,468
+9
+0.3% +$602
GNL icon
160
Global Net Lease
GNL
$1.86B
$210K 0.09%
19,159
+3,277
+21% +$45.6K
SCHD icon
161
Schwab US Dividend Equity ETF
SCHD
$103B
$209K 0.09%
8,952
-45
-0.5% -$1.09K
PSA icon
162
Public Storage
PSA
$59.3B
$205K 0.09%
702
– –
VGT icon
163
Vanguard Information Technology ETF
VGT
$139B
$205K 0.09%
5,120
+40
+0.8% +$1.76K
FDN icon
164
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$204K 0.09%
1,560
-27
-2% -$3.76K
OWL icon
165
Blue Owl Capital
OWL
$6.87B
$204K 0.09%
22,862
+773
+3% +$8.59K
SBUX icon
166
Starbucks
SBUX
$121B
$204K 0.09%
+2,301
New +$195K
JETS icon
167
US Global Jets ETF
JETS
$786M
$171K 0.07%
10,239
+43
+0.4% +$748
EIGR
168
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$165K 0.07%
1,081
– –
PCG icon
169
PG&E
PCG
$39.2B
$161K 0.07%
11,114
+674
+6% +$7.89K
CION icon
170
CION Investment
CION
$294M
$160K 0.07%
18,157
-345
-2% -$3.24K
RBBN icon
171
Ribbon Communications
RBBN
$373M
$142K 0.06%
+52,636
New +$167K
PLTR icon
172
Palantir
PLTR
$293B
$95K 0.04%
11,425
+1,000
+10% +$8.89K
AVYA
173
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$59K 0.03%
+50,000
New +$79.4K
CTHR
174
DELISTED
Charles & Colvard Ltd
CTHR
$12K 0.01%
1,161
– –
AFRM icon
175
Affirm
AFRM
$24.5B
– –
-12,500
Closed -$298K
4 5 6
7
8

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2022 Portfolio in Review

As of Q3 2022, DFPG Investments held 189 positions worth $235M, up 2.6% from $229M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments withdrew a net $148M in Q3 2022, closing 14 positions and reducing 40 holdings. Its most notable exit was Shopify, an estimated $619K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Energy and Healthcare.

Against the trend, DFPG Investments opened a new position in iShares US Equity Factor ETF worth $777K.

  • DFPG Investments's largest Q3 2022 buy was iShares US Equity Factor ETF: 20,518 shares worth $777K.
  • DFPG Investments added most to Meta Platforms (Facebook) in Q3 2022, an estimated $2.24M increase.
  • DFPG Investments's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $84.4M.
  • DFPG Investments fully exited Shopify in Q3 2022, selling an estimated $619K.
  • DFPG Investments's ten largest holdings make up 35% of its $235M portfolio in Q3 2022.
  • DFPG Investments opened 32 new positions and closed 14 in Q3 2022.
  • DFPG Investments's portfolio value rose 2.6% quarter-over-quarter to $235M.

Based on DFPG Investments's 13F filing for Q3 2022, filed 24 Oct 2022.