DI

DFPG Investments Portfolio holdings

AUM $1.28B
This Quarter Return
+0.99%
1 Year Return
+27.57%
3 Year Return
+38.25%
5 Year Return
+159.14%
10 Year Return
–
AUM
$257M
AUM Growth
+$257M
Cap. Flow
+$18.2M
Cap. Flow %
7.09%
Top 10 Hldgs %
36.85%
Holding
189
New
10
Increased
80
Reduced
51
Closed
21

Top Buys

1
MU icon
Micron Technology
MU
$5.22M
2
AAPL icon
Apple
AAPL
$4.86M
3
AMZN icon
Amazon
AMZN
$3.66M
4
NVDA icon
NVIDIA
NVDA
$3.58M
5
GOOG icon
Alphabet (Google) Class C
GOOG
$3.27M

Top Sells

1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.95M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$6.28M
3
OXY icon
Occidental Petroleum
OXY
$2.73M
4
SD icon
SandRidge Energy
SD
$1.41M
5
CCL icon
Carnival Corp
CCL
$1.4M

Sector Composition

1 Technology 24.17%
2 Financials 8.38%
3 Energy 8.33%
4 Consumer Discretionary 8.1%
5 Communication Services 7.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VEA icon
151
Vanguard FTSE Developed Markets ETF
VEA
$171B
$224K 0.09%
+4,780
New +$224K
NKE icon
152
Nike
NKE
$114B
$217K 0.08%
1,649
+57
+4% +$7.5K
PYPL icon
153
PayPal
PYPL
$67.1B
$215K 0.08%
2,137
-3,237
-60% -$326K
FDN icon
154
First Trust Dow Jones Internet Index Fund ETF
FDN
$7.2B
$212K 0.08%
1,183
+22
+2% +$3.94K
EIGR
155
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$212K 0.08%
32,430
– –
HSIC icon
156
Henry Schein
HSIC
$8.44B
$210K 0.08%
+2,329
New +$210K
SPYV icon
157
SPDR Portfolio S&P 500 Value ETF
SPYV
$28.1B
$203K 0.08%
+4,815
New +$203K
CODI icon
158
Compass Diversified
CODI
$564M
$201K 0.08%
8,471
– –
TMO icon
159
Thermo Fisher Scientific
TMO
$186B
$201K 0.08%
352
– –
VCSH icon
160
Vanguard Short-Term Corporate Bond ETF
VCSH
$35.4B
$201K 0.08%
2,603
-81,323
-97% -$6.28M
CION icon
161
CION Investment
CION
$563M
$139K 0.05%
+11,845
New +$139K
PCG icon
162
PG&E
PCG
$33.6B
$133K 0.05%
+10,898
New +$133K
OTLY
163
Oatly Group
OTLY
$533M
$126K 0.05%
30,686
+10,744
+54% +$44.1K
CTHR
164
DELISTED
Charles & Colvard Ltd
CTHR
$17K 0.01%
11,611
– –
TXMD icon
165
TherapeuticsMD
TXMD
$12.8M
$3K ﹤0.01%
10,000
– –
AAL icon
166
American Airlines Group
AAL
$8.82B
– –
-22,720
Closed -$381K
ADSK icon
167
Autodesk
ADSK
$67.3B
– –
-875
Closed -$221K
ARKK icon
168
ARK Innovation ETF
ARKK
$7.45B
– –
-2,788
Closed -$212K
BBN icon
169
BlackRock Taxable Municipal Bond Trust
BBN
$1.02B
– –
-8,862
Closed -$210K
BBY icon
170
Best Buy
BBY
$15.6B
– –
-10,282
Closed -$976K
BIDU icon
171
Baidu
BIDU
$32.8B
– –
-1,899
Closed -$308K
CCL icon
172
Carnival Corp
CCL
$43.2B
– –
-67,363
Closed -$1.4M
ICSH icon
173
iShares Ultra Short Duration Bond Active ETF
ICSH
$6.2B
– –
-157,816
Closed -$7.95M
KOS icon
174
Kosmos Energy
KOS
$856M
– –
-11,500
Closed -$50K
MRNA icon
175
Moderna
MRNA
$9.37B
– –
-2,166
Closed -$363K
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