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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$239M
AUM Growth
-$24.8M
Cap. Flow
-$14.4M
Cap. Flow %
-6%
Top 10 Hldgs %
32.6%
Holding
199
New
18
Increased
63
Reduced
68
Closed
20

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$3.35M
2
JETS icon
US Global Jets ETF
JETS
+$2.65M
3
NVDA icon
NVIDIA
NVDA
+$1.49M
4
ABNB icon
Airbnb
ABNB
+$1.33M
5
C icon
Citigroup
C
+$1.22M

Top Sells

Rank Stock Value
1
MRNA icon
Moderna
MRNA
+$4.13M
2
BMBL icon
Bumble
BMBL
+$1.76M
3
OTLY
Oatly Group
OTLY
+$1.7M
4
VAL icon
Valaris
VAL
+$1.65M
5
PINS icon
Pinterest
PINS
+$1.56M

Sector Composition

Rank Sector Weight
1 Technology 19.46%
2 Consumer Discretionary 8.79%
3 Financials 8.11%
4 Energy 7.21%
5 Communication Services 6.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
151
Coca-Cola
KO
$381B
$232K 0.1%
+3,821
New +$213K
RWO icon
152
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.31B
$232K 0.1%
4,393
-420
-9% -$22.8K
LHX icon
153
L3Harris
LHX
$50.7B
$230K 0.1%
1,023
– –
NKE icon
154
Nike
NKE
$62.7B
$227K 0.09%
1,592
+9
+0.6% +$1.48K
GNL icon
155
Global Net Lease
GNL
$1.86B
$225K 0.09%
15,882
– –
ADSK icon
156
Autodesk
ADSK
$49.6B
$221K 0.09%
875
+105
+14% +$30.6K
CODI icon
157
Compass Diversified
CODI
$756M
$221K 0.09%
+8,471
New +$257K
JNJ icon
158
Johnson & Johnson
JNJ
$617B
$221K 0.09%
1,336
-20
-1% -$3.27K
VIG icon
159
Vanguard Dividend Appreciation ETF
VIG
$112B
$218K 0.09%
+1,351
New +$223K
VWO icon
160
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$218K 0.09%
4,330
– –
XLK icon
161
State Street Technology Select Sector SPDR ETF
XLK
$115B
$216K 0.09%
2,740
-40
-1% -$3.29K
ARKK icon
162
ARK Innovation ETF
ARKK
$5.77B
$212K 0.09%
2,788
– –
T icon
163
AT&T
T
$159B
$212K 0.09%
+10,388
New +$194K
BBN icon
164
BlackRock Taxable Municipal Bond Trust
BBN
$976M
$210K 0.09%
+8,862
New +$229K
TMO icon
165
Thermo Fisher Scientific
TMO
$214B
$207K 0.09%
352
– –
OWL icon
166
Blue Owl Capital
OWL
$6.87B
$187K 0.08%
+14,716
New +$232K
AVYA
167
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$181K 0.08%
10,000
-1,350
-12% -$26.6K
OTLY
168
Oatly Group
OTLY
$460M
$136K 0.06%
997
-7,710
-89% -$1.7M
EIGR
169
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$135K 0.06%
1,081
– –
NKLA
170
DELISTED
Nikola Corporation Common Stock
NKLA
$82K 0.03%
343
-503
-59% -$168K
KOS icon
171
Kosmos Energy
KOS
$1.52B
$50K 0.02%
+11,500
New +$41.3K
SENS icon
172
Senseonics Holdings Inc
SENS
$265M
$50K 0.02%
935
– –
SRGA
173
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$47K 0.02%
2,133
-12,167
-85% -$325K
CTHR
174
DELISTED
Charles & Colvard Ltd
CTHR
$28K 0.01%
1,161
– –
EGLX
175
DELISTED
Enthusiast Gaming Holdings Inc. Common Stock
EGLX
$23K 0.01%
10,000
-6,000
-38% -$20.5K
4 5 6
7
8

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DFPG Investments's Q4 2021 Portfolio in Review

As of Q4 2021, DFPG Investments held 199 positions worth $239M, down 9.4% from $264M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

DFPG Investments withdrew a net $14.4M in Q4 2021, closing 20 positions and reducing 68 holdings. Its most notable exit was Bumble, an estimated $1.76M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, DFPG Investments opened a new position in Citigroup worth $1.19M.

  • DFPG Investments's largest Q4 2021 buy was Citigroup: 18,399 shares worth $1.19M.
  • DFPG Investments added most to Occidental Petroleum in Q4 2021, an estimated $3.35M increase.
  • DFPG Investments's biggest Q4 2021 reduction was Moderna, cutting an estimated $4.13M.
  • DFPG Investments fully exited Bumble in Q4 2021, selling an estimated $1.76M.
  • DFPG Investments's ten largest holdings make up 33% of its $239M portfolio in Q4 2021.
  • DFPG Investments opened 18 new positions and closed 20 in Q4 2021.
  • DFPG Investments's portfolio value fell 9.4% quarter-over-quarter to $239M.

Based on DFPG Investments's 13F filing for Q4 2021, filed 31 Jan 2022.