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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.66%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$100K
Cap. Flow
-$3.01M
Cap. Flow %
-1.14%
Top 10 Hldgs %
28.8%
Holding
194
New
21
Increased
81
Reduced
61
Closed
12

Top Buys

Rank Stock Value
1
OTLY
Oatly Group
OTLY
+$3.15M
2
SOFI icon
SoFi Technologies
SOFI
+$3.09M
3
NVDA icon
NVIDIA
NVDA
+$2.16M
4
AAPL icon
Apple
AAPL
+$1.24M
5
ABNB icon
Airbnb
ABNB
+$1.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$6.27M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.74M
3
PARA
Paramount Global Class B
PARA
+$2.34M
4
JETS icon
US Global Jets ETF
JETS
+$2.01M
5
BA icon
Boeing
BA
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Consumer Discretionary 9.67%
3 Healthcare 8.68%
4 Financials 8.58%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
151
Vanguard Real Estate ETF
VNQ
$39.4B
$249K 0.09%
2,338
-46
-2% -$4.88K
REMX icon
152
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.96B
$245K 0.09%
2,200
– –
LHX icon
153
L3Harris
LHX
$50.7B
$242K 0.09%
1,023
– –
IBM icon
154
IBM
IBM
$209B
$241K 0.09%
+1,757
New +$235K
THY icon
155
Toews Agility Shares Dynamic Tactical Income ETF
THY
$87M
$238K 0.09%
9,572
+964
+11% +$24.2K
FIXD icon
156
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$230K 0.09%
+4,305
New +$232K
PFE icon
157
Pfizer
PFE
$142B
$229K 0.09%
+5,486
New +$243K
ILMN icon
158
Illumina
ILMN
$31B
$228K 0.09%
575
+75
+15% +$34.5K
AVYA
159
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$227K 0.09%
11,350
– –
ADSK icon
160
Autodesk
ADSK
$49.6B
$223K 0.08%
+770
New +$236K
VWO icon
161
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$222K 0.08%
4,330
+77
+2% +$3.98K
SCHP icon
162
Schwab US TIPS ETF
SCHP
$16.4B
$220K 0.08%
+6,988
New +$221K
EIGR
163
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$219K 0.08%
1,081
– –
JNJ icon
164
Johnson & Johnson
JNJ
$617B
$217K 0.08%
1,356
-73
-5% -$12.5K
TTD icon
165
Trade Desk
TTD
$8.59B
$217K 0.08%
2,810
+133
+5% +$10.3K
XLK icon
166
State Street Technology Select Sector SPDR ETF
XLK
$115B
$215K 0.08%
2,780
-46
-2% -$3.55K
VZ icon
167
Verizon
VZ
$193B
$214K 0.08%
+4,113
New +$228K
SDY icon
168
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$208K 0.08%
+1,707
New +$209K
LOW icon
169
Lowe's Companies
LOW
$118B
$205K 0.08%
+945
New +$188K
TMO icon
170
Thermo Fisher Scientific
TMO
$214B
$203K 0.08%
+352
New +$193K
ASML icon
171
ASML
ASML
$634B
$202K 0.08%
+260
New +$204K
HON icon
172
Honeywell
HON
$76.7B
$201K 0.08%
975
-120
-11% -$25.6K
ATEC icon
173
Alphatec Holdings
ATEC
$1.49B
$158K 0.06%
13,004
+347
+3% +$4.84K
SLVO icon
174
Credit Suisse X-Links Silver Shares Covered Call ETNs due April 21 2033
SLVO
$11.5M
$90K 0.03%
845
+110
+15% +$12.3K
SENS icon
175
Senseonics Holdings Inc
SENS
$265M
$64K 0.02%
935
– –
4 5 6
7
8

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DFPG Investments's Q3 2021 Portfolio in Review

As of Q3 2021, DFPG Investments held 194 positions worth $264M, down 0.04% from $264M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments's Q3 2021 filing shows 21 new, 81 increased, 61 reduced and 12 closed positions. Its largest new stake was Oatly Group: 8,707 shares worth $2.59M. The largest sale was SPDR Gold Trust, an estimated $6.27M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • DFPG Investments's largest Q3 2021 buy was Oatly Group: 8,707 shares worth $2.59M.
  • DFPG Investments added most to NVIDIA in Q3 2021, an estimated $2.16M increase.
  • DFPG Investments's biggest Q3 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $4.74M.
  • DFPG Investments fully exited SPDR Gold Trust in Q3 2021, selling an estimated $6.27M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q3 2021.
  • DFPG Investments opened 21 new positions and closed 12 in Q3 2021.
  • DFPG Investments's portfolio value fell 0.04% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q3 2021, filed 19 Oct 2021.