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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$16.6M
Cap. Flow
+$9.29M
Cap. Flow %
3.97%
Top 10 Hldgs %
31.59%
Holding
181
New
18
Increased
73
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
+$5.21M
2
ET icon
Energy Transfer Partners
ET
+$3.88M
3
ROST icon
Ross Stores
ROST
+$3.24M
4
GLD icon
SPDR Gold Trust
GLD
+$2.87M
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$1.98M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$5.75M
2
BABA icon
Alibaba
BABA
+$2.32M
3
AAPL icon
Apple
AAPL
+$2.06M
4
NVDA icon
NVIDIA
NVDA
+$2.01M
5
AMD icon
Advanced Micro Devices
AMD
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 13.63%
2 Healthcare 12.3%
3 Consumer Discretionary 8.78%
4 Communication Services 8.12%
5 Financials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
151
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.74B
$203K 0.09%
+6,837
New +$206K
ATEC icon
152
Alphatec Holdings
ATEC
$1.48B
$194K 0.08%
12,657
– –
TLPH icon
153
Talphera
TLPH
$67.5M
$84K 0.04%
2,629
– –
SENS icon
154
Senseonics Holdings Inc
SENS
$259M
$48K 0.02%
935
-1,250
-57% -$70.8K
CTHR
155
DELISTED
Charles & Colvard Ltd
CTHR
$38K 0.02%
1,300
– –
TXMD icon
156
TherapeuticsMD
TXMD
$23.5M
$14K 0.01%
200
– –
MRNA icon
157
CALL
Moderna
MRNA
$22.7B
$1K ﹤0.01%
+4,500
New +$652K
AMD icon
158
Advanced Micro Devices
AMD
$796B
– –
-17,330
Closed -$1.64M
AMGN icon
159
Amgen
AMGN
$207B
– –
-1,309
Closed -$312K
ARCT icon
160
Arcturus Therapeutics
ARCT
$162M
– –
-89,004
Closed -$5.75M
AXP icon
161
American Express
AXP
$228B
– –
-8,369
Closed -$1.02M
BIDU icon
162
Baidu
BIDU
$37.4B
– –
-1,339
Closed -$322K
CLX icon
163
Clorox
CLX
$11.6B
– –
-3,468
Closed -$686K
CTRM icon
164
Castor Maritime
CTRM
$18.6M
– –
-150
Closed -$3K
DG icon
165
Dollar General
DG
$28.1B
– –
-1,021
Closed -$220K
ERH
166
Allspring Utilities & High Income Fund
ERH
$104M
– –
-10,671
Closed -$137K
FAX
167
abrdn Asia-Pacific Income Fund
FAX
$597M
– –
-1,687
Closed -$45K
FIDU icon
168
Fidelity MSCI Industrials Index ETF
FIDU
$2.31B
– –
-5,650
Closed -$272K
HYT icon
169
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-11,715
Closed -$132K
IVW icon
170
iShares S&P 500 Growth ETF
IVW
$73.4B
– –
-4,111
Closed -$266K
IZEA icon
171
IZEA Worldwide
IZEA
$58.3M
– –
-6,250
Closed -$56K
JD icon
172
JD.com
JD
$44.4B
– –
-3,500
Closed -$320K
MFIC icon
173
MidCap Financial Investment
MFIC
$783M
– –
-10,579
Closed -$124K
PAYC icon
174
Paycom
PAYC
$7.53B
– –
-2,402
Closed -$1.06M
PG icon
175
Procter & Gamble
PG
$335B
– –
-1,709
Closed -$237K
4 5 6
7
8

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BWM
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AAM
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B
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DGAM
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DFPG Investments's Q1 2021 Portfolio in Review

As of Q1 2021, DFPG Investments held 181 positions worth $234M, up 7.6% from $217M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

DFPG Investments deployed $9.29M of net new capital in Q1 2021, opening 18 new positions and adding to 73 existing holdings. Its largest new stake was Energy Transfer Partners: 531,098 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $2.32M trimmed.

  • DFPG Investments's largest Q1 2021 buy was Energy Transfer Partners: 531,098 shares worth $4.15M.
  • DFPG Investments added most to Surgalign Holdings, Inc. Common Stock in Q1 2021, an estimated $5.21M increase.
  • DFPG Investments's biggest Q1 2021 reduction was Alibaba, cutting an estimated $2.32M.
  • DFPG Investments fully exited Arcturus Therapeutics in Q1 2021, selling an estimated $5.75M.
  • DFPG Investments's ten largest holdings make up 32% of its $234M portfolio in Q1 2021.
  • DFPG Investments opened 18 new positions and closed 23 in Q1 2021.
  • DFPG Investments's portfolio value rose 7.6% quarter-over-quarter to $234M.

Based on DFPG Investments's 13F filing for Q1 2021, filed 14 Apr 2021.