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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+37.9%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$30M
Cap. Flow
+$3.19M
Cap. Flow %
1.95%
Top 10 Hldgs %
36.4%
Holding
191
New
34
Increased
62
Reduced
64
Closed
16

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$1.62M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.49M
3
MRNA icon
Moderna
MRNA
+$1.1M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$972K
5
OXY icon
Occidental Petroleum
OXY
+$847K

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$3.86M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.08M
3
SH icon
ProShares Short S&P500
SH
+$1.31M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$824K
5
ZM icon
Zoom
ZM
+$821K

Sector Composition

Rank Sector Weight
1 Technology 15.61%
2 Healthcare 14.71%
3 Financials 6.06%
4 Consumer Discretionary 5.92%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
151
Tesla
TSLA
$1.18T
$220K 0.13%
+2,370
New +$128K
RIGS icon
152
ALPS Strategic Income Fund
RIGS
$60.5M
$218K 0.13%
8,830
+43
+0.5% +$1.02K
CRM icon
153
Salesforce
CRM
$154B
$217K 0.13%
+1,104
New +$186K
INTC icon
154
Intel
INTC
$413B
$214K 0.13%
+3,669
New +$219K
JMST icon
155
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$214K 0.13%
+4,207
New +$214K
WMT icon
156
Walmart Inc
WMT
$909B
$211K 0.13%
4,983
-249
-5% -$10.2K
QTEC icon
157
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$207K 0.13%
+1,860
New +$183K
FDX icon
158
FedEx
FDX
$73B
$206K 0.13%
+1,298
New +$163K
IVV icon
159
iShares Core S&P 500 ETF
IVV
$858B
$206K 0.13%
653
-146
-18% -$42.9K
ERH
160
Allspring Utilities & High Income Fund
ERH
$104M
$205K 0.12%
15,279
+67
+0.4% +$824
DWX icon
161
State Street SPDR S&P International Dividend ETF
DWX
$529M
$203K 0.12%
+6,074
New +$196K
HYT icon
162
BlackRock Corporate High Yield Fund
HYT
$1.35B
$155K 0.09%
14,845
-600
-4% -$5.8K
FSKR
163
DELISTED
FS KKR Capital Corp. II
FSKR
$153K 0.09%
+11,672
New +$154K
MFIC icon
164
MidCap Financial Investment
MFIC
$801M
$113K 0.07%
12,240
– –
PCG icon
165
PG&E
PCG
$39B
$84K 0.05%
+9,379
New +$102K
ET icon
166
Energy Transfer Partners
ET
$69.5B
$66K 0.04%
+10,422
New +$77.2K
FAX
167
abrdn Asia-Pacific Income Fund
FAX
$592M
$59K 0.04%
2,574
+25
+1% +$537
ATEC icon
168
Alphatec Holdings
ATEC
$1.48B
$58K 0.04%
12,657
– –
BKCC
169
DELISTED
BlackRock Capital Investment Corporation
BKCC
$27K 0.02%
+10,280
New +$27.5K
AVYA
170
CALL
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$27K 0.02%
10,000
– –
JAGX icon
171
Jaguar Health
JAGX
$4.74M
– –
0
– –
TXMD icon
172
TherapeuticsMD
TXMD
$23.8M
$15K 0.01%
200
– –
CHAP
173
DELISTED
Chaparral Energy, Inc.
CHAP
$14K 0.01%
+24,625
New +$13K
SENS icon
174
Senseonics Holdings Inc
SENS
$254M
$10K 0.01%
+1,250
New +$12.9K
PCG icon
175
CALL
PG&E
PCG
$39B
$8K ﹤0.01%
+10,000
New +$109K
4 5 6
7
8

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DFPG Investments's Q2 2020 Portfolio in Review

As of Q2 2020, DFPG Investments held 191 positions worth $164M, up 22% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q2 2020 filing shows 34 new, 62 increased, 64 reduced and 16 closed positions. Its largest new stake was iShares Gold Trust: 49,518 shares worth $1.7M. The largest sale was Arcturus Therapeutics, an estimated $3.86M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q2 2020 buy was iShares Gold Trust: 49,518 shares worth $1.7M.
  • DFPG Investments added most to iShares Ultra Short Duration Bond Active ETF in Q2 2020, an estimated $972K increase.
  • DFPG Investments's biggest Q2 2020 reduction was Arcturus Therapeutics, cutting an estimated $3.86M.
  • DFPG Investments fully exited ProShares Short S&P500 in Q2 2020, selling an estimated $1.31M.
  • DFPG Investments's ten largest holdings make up 36% of its $164M portfolio in Q2 2020.
  • DFPG Investments opened 34 new positions and closed 16 in Q2 2020.
  • DFPG Investments's portfolio value rose 22% quarter-over-quarter to $164M.

Based on DFPG Investments's 13F filing for Q2 2020, filed 13 Jul 2020.