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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$5.91M
Cap. Flow
-$148M
Cap. Flow %
-63.08%
Top 10 Hldgs %
34.78%
Holding
189
New
32
Increased
76
Reduced
40
Closed
14

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$2.24M
2
AAPL icon
Apple
AAPL
+$1.54M
3
NVDA icon
NVIDIA
NVDA
+$1.06M
4
IAU icon
iShares Gold Trust
IAU
+$959K
5
CVX icon
Chevron
CVX
+$914K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$84.4M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$76.6M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.78M
4
OXY icon
Occidental Petroleum
OXY
+$2.72M
5
SHOP icon
Shopify
SHOP
+$619K

Sector Composition

Rank Sector Weight
1 Technology 25.41%
2 Energy 8.19%
3 Healthcare 7.39%
4 Financials 7.15%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIXD icon
126
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$298K 0.13%
7,087
– –
CRM icon
127
Salesforce
CRM
$151B
$293K 0.12%
1,830
+435
+31% +$73.8K
PFE icon
128
Pfizer
PFE
$143B
$290K 0.12%
6,450
-3,519
-35% -$171K
CWH icon
129
Camping World
CWH
$393M
$286K 0.12%
+11,078
New +$308K
DFAU icon
130
Dimensional US Core Equity Market ETF
DFAU
$12.4B
$286K 0.12%
+10,840
New +$302K
SPYV icon
131
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$277K 0.12%
+7,569
New +$287K
RDVY icon
132
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$272K 0.12%
6,562
-1,125
-15% -$48.4K
GRID
133
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$261K 0.11%
3,353
– –
MP icon
134
MP Materials
MP
$7.36B
$255K 0.11%
+8,394
New +$274K
SPYG icon
135
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$254K 0.11%
+4,902
New +$276K
LHX icon
136
L3Harris
LHX
$51.6B
$253K 0.11%
1,023
– –
RTX icon
137
RTX Corp
RTX
$290B
$253K 0.11%
2,859
+373
+15% +$33.8K
SONY icon
138
Sony
SONY
$137B
$253K 0.11%
+19,445
New +$312K
HD icon
139
Home Depot
HD
$331B
$252K 0.11%
916
-170
-16% -$50.2K
MRK icon
140
Merck
MRK
$322B
$250K 0.11%
2,611
-491
-16% -$43.8K
ESGU icon
141
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$249K 0.11%
+3,004
New +$266K
NEM icon
142
Newmont
NEM
$98.7B
$247K 0.11%
+5,820
New +$272K
GLD icon
143
SPDR Gold Trust
GLD
$131B
$244K 0.1%
+1,585
New +$255K
IBM icon
144
IBM
IBM
$211B
$237K 0.1%
1,824
-816
-31% -$107K
TWTR
145
DELISTED
Twitter, Inc.
TWTR
$234K 0.1%
+4,691
New +$191K
CPRT icon
146
Copart
CPRT
$27B
$232K 0.1%
8,472
– –
ABT icon
147
Abbott
ABT
$183B
$230K 0.1%
2,420
+243
+11% +$25.9K
T icon
148
AT&T
T
$159B
$230K 0.1%
13,435
-7,440
-36% -$135K
UNP icon
149
Union Pacific
UNP
$174B
$228K 0.1%
1,195
+15
+1% +$3.32K
AGG icon
150
iShares Core US Aggregate Bond ETF
AGG
$137B
$227K 0.1%
+2,426
New +$245K
4 5
6
7 8

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BWM
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AAM
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2022 Portfolio in Review

As of Q3 2022, DFPG Investments held 189 positions worth $235M, up 2.6% from $229M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments withdrew a net $148M in Q3 2022, closing 14 positions and reducing 40 holdings. Its most notable exit was Shopify, an estimated $619K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Energy and Healthcare.

Against the trend, DFPG Investments opened a new position in iShares US Equity Factor ETF worth $777K.

  • DFPG Investments's largest Q3 2022 buy was iShares US Equity Factor ETF: 20,518 shares worth $777K.
  • DFPG Investments added most to Meta Platforms (Facebook) in Q3 2022, an estimated $2.24M increase.
  • DFPG Investments's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $84.4M.
  • DFPG Investments fully exited Shopify in Q3 2022, selling an estimated $619K.
  • DFPG Investments's ten largest holdings make up 35% of its $235M portfolio in Q3 2022.
  • DFPG Investments opened 32 new positions and closed 14 in Q3 2022.
  • DFPG Investments's portfolio value rose 2.6% quarter-over-quarter to $235M.

Based on DFPG Investments's 13F filing for Q3 2022, filed 24 Oct 2022.