We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$239M
AUM Growth
-$24.8M
Cap. Flow
-$14.4M
Cap. Flow %
-6%
Top 10 Hldgs %
32.6%
Holding
199
New
18
Increased
63
Reduced
68
Closed
20

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$3.35M
2
JETS icon
US Global Jets ETF
JETS
+$2.65M
3
NVDA icon
NVIDIA
NVDA
+$1.49M
4
ABNB icon
Airbnb
ABNB
+$1.33M
5
C icon
Citigroup
C
+$1.22M

Top Sells

Rank Stock Value
1
MRNA icon
Moderna
MRNA
+$4.13M
2
BMBL icon
Bumble
BMBL
+$1.76M
3
OTLY
Oatly Group
OTLY
+$1.7M
4
VAL icon
Valaris
VAL
+$1.65M
5
PINS icon
Pinterest
PINS
+$1.56M

Sector Composition

Rank Sector Weight
1 Technology 19.46%
2 Consumer Discretionary 8.79%
3 Financials 8.11%
4 Energy 7.21%
5 Communication Services 6.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
126
Union Pacific
UNP
$172B
$295K 0.12%
1,219
+12
+1% +$2.84K
NFLX icon
127
Netflix
NFLX
$305B
$287K 0.12%
5,640
+90
+2% +$5.75K
IYG icon
128
iShares US Financial Services ETF
IYG
$2.16B
$285K 0.12%
4,482
-24
-0.5% -$1.56K
LQD icon
129
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$282K 0.12%
2,202
+108
+5% +$14.4K
ONEY icon
130
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$679M
$276K 0.12%
2,798
– –
CPRT icon
131
Copart
CPRT
$27.4B
$275K 0.11%
8,556
+12
+0.1% +$445
PLTR icon
132
Palantir
PLTR
$293B
$275K 0.11%
18,816
-60,501
-76% -$1.34M
FDIS icon
133
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.63B
$274K 0.11%
3,455
-71
-2% -$6.18K
SDY icon
134
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$267K 0.11%
2,118
+411
+24% +$51.1K
XLF icon
135
State Street Financial Select Sector SPDR ETF
XLF
$56.8B
$264K 0.11%
6,781
– –
VGT icon
136
Vanguard Information Technology ETF
VGT
$139B
$262K 0.11%
5,096
-88
-2% -$4.83K
FTCS icon
137
First Trust Capital Strength ETF
FTCS
$7.95B
$258K 0.11%
3,271
+66
+2% +$5.3K
VZ icon
138
Verizon
VZ
$193B
$253K 0.11%
4,747
+634
+15% +$33.1K
GRID
139
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.3B
$251K 0.1%
2,643
– –
ANGL icon
140
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$250K 0.1%
7,817
– –
PSA icon
141
Public Storage
PSA
$59.3B
$247K 0.1%
+702
New +$234K
VNQ icon
142
Vanguard Real Estate ETF
VNQ
$39.4B
$247K 0.1%
2,338
– –
NOW icon
143
ServiceNow
NOW
$114B
$243K 0.1%
2,355
+55
+2% +$7.22K
REMX icon
144
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.96B
$242K 0.1%
2,200
– –
SCHD icon
145
Schwab US Dividend Equity ETF
SCHD
$103B
$239K 0.1%
+9,105
New +$237K
THY icon
146
Toews Agility Shares Dynamic Tactical Income ETF
THY
$87M
$235K 0.1%
9,699
+127
+1% +$3.13K
WMT icon
147
Walmart Inc
WMT
$884B
$235K 0.1%
+4,992
New +$238K
SCHP icon
148
Schwab US TIPS ETF
SCHP
$16.4B
$234K 0.1%
7,676
+688
+10% +$21.7K
FDN icon
149
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$232K 0.1%
1,161
+61
+6% +$14.4K
IBM icon
150
IBM
IBM
$209B
$232K 0.1%
1,776
+19
+1% +$2.38K
4 5
6
7 8

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q4 2021 Portfolio in Review

As of Q4 2021, DFPG Investments held 199 positions worth $239M, down 9.4% from $264M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

DFPG Investments withdrew a net $14.4M in Q4 2021, closing 20 positions and reducing 68 holdings. Its most notable exit was Bumble, an estimated $1.76M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, DFPG Investments opened a new position in Citigroup worth $1.19M.

  • DFPG Investments's largest Q4 2021 buy was Citigroup: 18,399 shares worth $1.19M.
  • DFPG Investments added most to Occidental Petroleum in Q4 2021, an estimated $3.35M increase.
  • DFPG Investments's biggest Q4 2021 reduction was Moderna, cutting an estimated $4.13M.
  • DFPG Investments fully exited Bumble in Q4 2021, selling an estimated $1.76M.
  • DFPG Investments's ten largest holdings make up 33% of its $239M portfolio in Q4 2021.
  • DFPG Investments opened 18 new positions and closed 20 in Q4 2021.
  • DFPG Investments's portfolio value fell 9.4% quarter-over-quarter to $239M.

Based on DFPG Investments's 13F filing for Q4 2021, filed 31 Jan 2022.