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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.66%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$100K
Cap. Flow
-$3.01M
Cap. Flow %
-1.14%
Top 10 Hldgs %
28.8%
Holding
194
New
21
Increased
81
Reduced
61
Closed
12

Top Buys

Rank Stock Value
1
OTLY
Oatly Group
OTLY
+$3.15M
2
SOFI icon
SoFi Technologies
SOFI
+$3.09M
3
NVDA icon
NVIDIA
NVDA
+$2.16M
4
AAPL icon
Apple
AAPL
+$1.24M
5
ABNB icon
Airbnb
ABNB
+$1.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$6.27M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.74M
3
PARA
Paramount Global Class B
PARA
+$2.34M
4
JETS icon
US Global Jets ETF
JETS
+$2.01M
5
BA icon
Boeing
BA
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Consumer Discretionary 9.67%
3 Healthcare 8.68%
4 Financials 8.58%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPRT icon
126
Copart
CPRT
$26.8B
$309K 0.12%
8,544
+632
+8% +$22.6K
JD icon
127
JD.com
JD
$44.3B
$301K 0.11%
3,711
+785
+27% +$57.9K
PM icon
128
Philip Morris
PM
$300B
$301K 0.11%
3,050
+120
+4% +$12.1K
NOW icon
129
ServiceNow
NOW
$114B
$300K 0.11%
2,300
+320
+16% +$38.8K
IYG icon
130
iShares US Financial Services ETF
IYG
$2.16B
$292K 0.11%
4,506
-1,395
-24% -$87.5K
FDIS icon
131
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.67B
$291K 0.11%
3,526
-634
-15% -$52K
UNH icon
132
UnitedHealth
UNH
$381B
$289K 0.11%
687
+113
+20% +$46.8K
SBUX icon
133
Starbucks
SBUX
$120B
$284K 0.11%
2,538
+179
+8% +$21K
NKLA
134
DELISTED
Nikola Corporation Common Stock
NKLA
$284K 0.11%
+846
New +$296K
RTX icon
135
RTX Corp
RTX
$288B
$282K 0.11%
3,164
+391
+14% +$33.4K
LQD icon
136
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.2B
$280K 0.11%
2,094
-3
-0.1% -$405
ONEY icon
137
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$675M
$270K 0.1%
2,798
-435
-13% -$41.5K
VGT icon
138
Vanguard Information Technology ETF
VGT
$137B
$270K 0.1%
5,184
-1,376
-21% -$71.3K
FDN icon
139
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.06B
$268K 0.1%
1,100
-27
-2% -$6.6K
UNP icon
140
Union Pacific
UNP
$173B
$267K 0.1%
+1,207
New +$261K
XLF icon
141
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$264K 0.1%
6,781
– –
GNL icon
142
Global Net Lease
GNL
$1.84B
$261K 0.1%
15,882
– –
SHYG icon
143
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$260K 0.1%
+5,696
New +$261K
NET icon
144
Cloudflare
NET
$98.2B
$259K 0.1%
+1,569
New +$187K
ANGL icon
145
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$258K 0.1%
7,817
-677
-8% -$22.4K
RWO icon
146
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$257K 0.1%
4,813
-158
-3% -$8.43K
GRID
147
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
$256K 0.1%
2,643
– –
FLNA
148
Filana Therapeutics
FLNA
$48.2M
$251K 0.1%
+4,700
New +$392K
FTCS icon
149
First Trust Capital Strength ETF
FTCS
$7.89B
$249K 0.09%
3,205
+160
+5% +$12.5K
NKE icon
150
Nike
NKE
$61.8B
$249K 0.09%
1,583
+187
+13% +$30.5K
4 5
6
7 8

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DFPG Investments's Q3 2021 Portfolio in Review

As of Q3 2021, DFPG Investments held 194 positions worth $264M, down 0.04% from $264M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments's Q3 2021 filing shows 21 new, 81 increased, 61 reduced and 12 closed positions. Its largest new stake was Oatly Group: 8,707 shares worth $2.59M. The largest sale was SPDR Gold Trust, an estimated $6.27M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • DFPG Investments's largest Q3 2021 buy was Oatly Group: 8,707 shares worth $2.59M.
  • DFPG Investments added most to NVIDIA in Q3 2021, an estimated $2.16M increase.
  • DFPG Investments's biggest Q3 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $4.74M.
  • DFPG Investments fully exited SPDR Gold Trust in Q3 2021, selling an estimated $6.27M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q3 2021.
  • DFPG Investments opened 21 new positions and closed 12 in Q3 2021.
  • DFPG Investments's portfolio value fell 0.04% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q3 2021, filed 19 Oct 2021.