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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$16.6M
Cap. Flow
+$9.29M
Cap. Flow %
3.97%
Top 10 Hldgs %
31.59%
Holding
181
New
18
Increased
73
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
+$5.21M
2
ET icon
Energy Transfer Partners
ET
+$3.88M
3
ROST icon
Ross Stores
ROST
+$3.24M
4
GLD icon
SPDR Gold Trust
GLD
+$2.87M
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$1.98M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$5.75M
2
BABA icon
Alibaba
BABA
+$2.32M
3
AAPL icon
Apple
AAPL
+$2.06M
4
NVDA icon
NVIDIA
NVDA
+$2.01M
5
AMD icon
Advanced Micro Devices
AMD
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 13.63%
2 Healthcare 12.3%
3 Consumer Discretionary 8.78%
4 Communication Services 8.12%
5 Financials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQD icon
126
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$276K 0.12%
2,127
-636
-23% -$84.6K
RWO icon
127
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$276K 0.12%
5,740
-197
-3% -$8.99K
SBUX icon
128
Starbucks
SBUX
$120B
$265K 0.11%
+2,385
New +$250K
SPSM icon
129
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$263K 0.11%
6,104
-382
-6% -$15.6K
ORCL icon
130
Oracle
ORCL
$374B
$262K 0.11%
3,539
-1,114
-24% -$72.1K
NFLX icon
131
Netflix
NFLX
$299B
$257K 0.11%
4,750
-7,390
-61% -$392K
ANGL icon
132
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$250K 0.11%
7,817
– –
JNJ icon
133
Johnson & Johnson
JNJ
$618B
$245K 0.1%
1,499
-369
-20% -$59.7K
MUB icon
134
iShares National Muni Bond ETF
MUB
$45.1B
$239K 0.1%
2,059
– –
CRWD icon
135
CrowdStrike
CRWD
$194B
$234K 0.1%
5,020
-29,672
-86% -$1.57M
XLF icon
136
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$233K 0.1%
+6,712
New +$216K
SHAK icon
137
Shake Shack
SHAK
$2.53B
$232K 0.1%
+2,035
New +$233K
ARKK icon
138
ARK Innovation ETF
ARKK
$5.64B
$231K 0.1%
+1,902
New +$257K
LHX icon
139
L3Harris
LHX
$51.6B
$231K 0.1%
1,112
– –
RTX icon
140
RTX Corp
RTX
$290B
$230K 0.1%
+2,953
New +$216K
VWO icon
141
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$224K 0.1%
4,253
-912
-18% -$48.5K
TIP icon
142
iShares TIPS Bond ETF
TIP
$14.5B
$223K 0.1%
1,779
-7
-0.4% -$886
CPRT icon
143
Copart
CPRT
$27B
$221K 0.09%
7,772
+480
+7% +$13.5K
FDN icon
144
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.12B
$219K 0.09%
+971
New +$216K
T icon
145
AT&T
T
$159B
$219K 0.09%
9,460
-857
-8% -$18.9K
VNQ icon
146
Vanguard Real Estate ETF
VNQ
$39.2B
$217K 0.09%
2,308
-993
-30% -$87.3K
XLK icon
147
State Street Technology Select Sector SPDR ETF
XLK
$115B
$215K 0.09%
3,110
– –
NKE icon
148
Nike
NKE
$61.9B
$213K 0.09%
+1,577
New +$219K
SPHB icon
149
Invesco S&P 500 High Beta ETF
SPHB
$971M
$205K 0.09%
2,891
-1,694
-37% -$109K
SPYG icon
150
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$204K 0.09%
3,497
-1,959
-36% -$110K
4 5
6
7 8

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BWM
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AAM
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DGAM
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SFG
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DFPG Investments's Q1 2021 Portfolio in Review

As of Q1 2021, DFPG Investments held 181 positions worth $234M, up 7.6% from $217M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

DFPG Investments deployed $9.29M of net new capital in Q1 2021, opening 18 new positions and adding to 73 existing holdings. Its largest new stake was Energy Transfer Partners: 531,098 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $2.32M trimmed.

  • DFPG Investments's largest Q1 2021 buy was Energy Transfer Partners: 531,098 shares worth $4.15M.
  • DFPG Investments added most to Surgalign Holdings, Inc. Common Stock in Q1 2021, an estimated $5.21M increase.
  • DFPG Investments's biggest Q1 2021 reduction was Alibaba, cutting an estimated $2.32M.
  • DFPG Investments fully exited Arcturus Therapeutics in Q1 2021, selling an estimated $5.75M.
  • DFPG Investments's ten largest holdings make up 32% of its $234M portfolio in Q1 2021.
  • DFPG Investments opened 18 new positions and closed 23 in Q1 2021.
  • DFPG Investments's portfolio value rose 7.6% quarter-over-quarter to $234M.

Based on DFPG Investments's 13F filing for Q1 2021, filed 14 Apr 2021.