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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+13.19%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$217M
AUM Growth
+$30.2M
Cap. Flow
+$8.82M
Cap. Flow %
4.06%
Top 10 Hldgs %
33.74%
Holding
196
New
23
Increased
56
Reduced
74
Closed
32

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$6.1M
2
BABA icon
Alibaba
BABA
+$5.18M
3
META icon
Meta Platforms (Facebook)
META
+$3.98M
4
PINS icon
Pinterest
PINS
+$2.42M
5
JETS icon
US Global Jets ETF
JETS
+$2.2M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$6.42M
2
SLV icon
iShares Silver Trust
SLV
+$3.06M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.22M
4
IEHS
iShares Evolved U.S. Healthcare Staples ETF
IEHS
+$1.08M
5
CNC icon
Centene
CNC
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 17.74%
2 Healthcare 12.73%
3 Communication Services 7.45%
4 Consumer Discretionary 7.43%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
126
Vanguard Real Estate ETF
VNQ
$39.2B
$274K 0.13%
3,301
-318
-9% -$26.4K
FIDU icon
127
Fidelity MSCI Industrials Index ETF
FIDU
$2.3B
$272K 0.13%
5,650
-2,483
-31% -$110K
VWO icon
128
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$271K 0.12%
5,165
+46
+0.9% +$2.16K
IVW icon
129
iShares S&P 500 Growth ETF
IVW
$73.8B
$266K 0.12%
4,111
-801
-16% -$48.6K
DRUP icon
130
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$48.6M
$265K 0.12%
7,240
– –
GNL icon
131
Global Net Lease
GNL
$1.84B
$265K 0.12%
15,882
– –
IVV icon
132
iShares Core S&P 500 ETF
IVV
$878B
$265K 0.12%
693
-7
-1% -$2.49K
NOW icon
133
ServiceNow
NOW
$115B
$263K 0.12%
2,485
-455
-15% -$47.3K
AVYA
134
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$261K 0.12%
11,831
-54,800
-82% -$1.02M
RWO icon
135
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$260K 0.12%
5,937
-324
-5% -$13.7K
ABT icon
136
Abbott
ABT
$183B
$257K 0.12%
2,301
+138
+6% +$15K
VEA icon
137
Vanguard FTSE Developed Markets ETF
VEA
$229B
$257K 0.12%
5,230
-191
-4% -$8.4K
ANGL icon
138
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$251K 0.12%
7,817
– –
HD icon
139
Home Depot
HD
$331B
$248K 0.11%
923
+7
+0.8% +$1.92K
SPSM icon
140
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$247K 0.11%
+6,486
New +$208K
RDVY icon
141
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$246K 0.11%
5,968
+1
+0% +$36
MUB icon
142
iShares National Muni Bond ETF
MUB
$45.1B
$241K 0.11%
2,059
-397
-16% -$46.1K
PG icon
143
Procter & Gamble
PG
$336B
$237K 0.11%
1,709
-462
-21% -$64.6K
T icon
144
AT&T
T
$159B
$226K 0.1%
10,317
-34,949
-77% -$754K
TIP icon
145
iShares TIPS Bond ETF
TIP
$14.5B
$226K 0.1%
1,786
+7
+0.4% +$883
CPRT icon
146
Copart
CPRT
$27B
$223K 0.1%
+7,292
New +$212K
DG icon
147
Dollar General
DG
$28B
$220K 0.1%
1,021
-1,080
-51% -$231K
UTG icon
148
Reaves Utility Income Fund
UTG
$3.54B
$215K 0.1%
6,563
-937
-12% -$30.7K
SPYV icon
149
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$213K 0.1%
6,054
-3,502
-37% -$114K
XLK icon
150
State Street Technology Select Sector SPDR ETF
XLK
$115B
$203K 0.09%
+3,110
New +$189K
4 5
6
7 8

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AAM
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DFPG Investments's Q4 2020 Portfolio in Review

As of Q4 2020, DFPG Investments held 196 positions worth $217M, up 16% from $187M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

DFPG Investments deployed $8.82M of net new capital in Q4 2020, opening 23 new positions and adding to 56 existing holdings. Its largest new stake was Pinterest: 40,364 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Arcturus Therapeutics, an estimated $6.42M trimmed.

  • DFPG Investments's largest Q4 2020 buy was Pinterest: 40,364 shares worth $2.9M.
  • DFPG Investments added most to NVIDIA in Q4 2020, an estimated $6.1M increase.
  • DFPG Investments's biggest Q4 2020 reduction was Arcturus Therapeutics, cutting an estimated $6.42M.
  • DFPG Investments fully exited iShares Silver Trust in Q4 2020, selling an estimated $3.06M.
  • DFPG Investments's ten largest holdings make up 34% of its $217M portfolio in Q4 2020.
  • DFPG Investments opened 23 new positions and closed 32 in Q4 2020.
  • DFPG Investments's portfolio value rose 16% quarter-over-quarter to $217M.

Based on DFPG Investments's 13F filing for Q4 2020, filed 19 Jan 2021.