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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.09%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$23.2M
Cap. Flow
+$12.2M
Cap. Flow %
6.51%
Top 10 Hldgs %
35.47%
Holding
197
New
22
Increased
61
Reduced
74
Closed
25

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.37M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.48M
3
SLV icon
iShares Silver Trust
SLV
+$3.13M
4
GLD icon
SPDR Gold Trust
GLD
+$2.85M
5
QCOM icon
Qualcomm
QCOM
+$1.06M

Top Sells

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$1.41M
2
ARCT icon
Arcturus Therapeutics
ARCT
+$1.04M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$946K
5
JETS icon
US Global Jets ETF
JETS
+$942K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Healthcare 12.77%
3 Financials 6.97%
4 Consumer Discretionary 4.53%
5 Communication Services 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTEC icon
126
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$296K 0.16%
3,146
-4,854
-61% -$432K
NOW icon
127
ServiceNow
NOW
$115B
$294K 0.16%
2,940
-305
-9% -$27.2K
JHMU
128
DELISTED
John Hancock Multifactor Utilities ETF
JHMU
$292K 0.16%
9,458
-607
-6% -$17.9K
ONEY icon
129
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$677M
$291K 0.16%
4,570
-446
-9% -$27.3K
IVW icon
130
iShares S&P 500 Growth ETF
IVW
$73.8B
$288K 0.15%
4,912
-1,296
-21% -$73.4K
CRM icon
131
Salesforce
CRM
$151B
$285K 0.15%
1,097
-7
-0.6% -$1.53K
MUB icon
132
iShares National Muni Bond ETF
MUB
$45.1B
$283K 0.15%
2,456
+48
+2% +$5.58K
BIIB icon
133
Biogen
BIIB
$30B
$278K 0.15%
+972
New +$271K
VIDI icon
134
Vident International Equity Strategy
VIDI
$433M
$276K 0.15%
+12,876
New +$274K
ORCL icon
135
Oracle
ORCL
$374B
$269K 0.14%
4,444
-194
-4% -$11K
GNL icon
136
Global Net Lease
GNL
$1.84B
$265K 0.14%
15,882
-1,161
-7% -$19.6K
PYPL icon
137
PayPal
PYPL
$48.9B
$260K 0.14%
1,337
-109
-8% -$20.5K
HD icon
138
Home Depot
HD
$331B
$259K 0.14%
916
-9
-1% -$2.44K
RWO icon
139
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$256K 0.14%
6,261
-103
-2% -$4.12K
UTG icon
140
Reaves Utility Income Fund
UTG
$3.54B
$244K 0.13%
7,500
-1,040
-12% -$32.7K
FEP icon
141
First Trust Europe AlphaDEX Fund
FEP
$526M
$243K 0.13%
7,023
-8,127
-54% -$270K
IVV icon
142
iShares Core S&P 500 ETF
IVV
$878B
$239K 0.13%
700
+47
+7% +$15.6K
DRUP icon
143
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$48.6M
$237K 0.13%
+7,240
New +$229K
ANGL icon
144
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.08B
$235K 0.13%
7,817
– –
ABT icon
145
Abbott
ABT
$183B
$233K 0.12%
2,163
-218
-9% -$22.1K
WMT icon
146
Walmart Inc
WMT
$885B
$232K 0.12%
4,932
-51
-1% -$2.27K
VWO icon
147
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$228K 0.12%
5,119
-2,828
-36% -$123K
VEA icon
148
Vanguard FTSE Developed Markets ETF
VEA
$229B
$227K 0.12%
5,421
-802
-13% -$32.9K
TIP icon
149
iShares TIPS Bond ETF
TIP
$14.5B
$224K 0.12%
+1,779
New +$223K
VBK icon
150
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$224K 0.12%
981
-135
-12% -$28.5K
4 5
6
7 8

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2020 Portfolio in Review

As of Q3 2020, DFPG Investments held 197 positions worth $187M, up 14% from $164M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments deployed $12.2M of net new capital in Q3 2020, opening 22 new positions and adding to 61 existing holdings. Its largest new stake was iShares Silver Trust: 137,748 shares worth $3.06M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shopify, an estimated $1.41M trimmed.

  • DFPG Investments's largest Q3 2020 buy was iShares Silver Trust: 137,748 shares worth $3.06M.
  • DFPG Investments added most to Vanguard Short-Term Corporate Bond ETF in Q3 2020, an estimated $6.37M increase.
  • DFPG Investments's biggest Q3 2020 reduction was Shopify, cutting an estimated $1.41M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q3 2020, selling an estimated $990K.
  • DFPG Investments's ten largest holdings make up 35% of its $187M portfolio in Q3 2020.
  • DFPG Investments opened 22 new positions and closed 25 in Q3 2020.
  • DFPG Investments's portfolio value rose 14% quarter-over-quarter to $187M.

Based on DFPG Investments's 13F filing for Q3 2020, filed 13 Oct 2020.