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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-12.29%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$18.8M
Cap. Flow
+$464K
Cap. Flow %
0.35%
Top 10 Hldgs %
35.77%
Holding
186
New
23
Increased
67
Reduced
58
Closed
30

Top Buys

Rank Stock Value
1
HQY icon
HealthEquity
HQY
+$6.68M
2
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$1.39M
3
USO icon
United States Oil Fund
USO
+$957K
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$939K
5
EXR icon
Extra Space Storage
EXR
+$645K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$2.5M
3
ARCT icon
Arcturus Therapeutics
ARCT
+$1.79M
4
ZTS icon
Zoetis
ZTS
+$822K
5
LAZ icon
Lazard
LAZ
+$652K

Sector Composition

Rank Sector Weight
1 Technology 13.75%
2 Healthcare 12.67%
3 Financials 6.86%
4 Consumer Discretionary 4.8%
5 Communication Services 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IQDY icon
126
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$110M
$223K 0.17%
11,315
– –
IVV icon
127
iShares Core S&P 500 ETF
IVV
$878B
$223K 0.17%
799
+147
+23% +$45K
PFF icon
128
iShares Preferred and Income Securities ETF
PFF
$13.3B
$223K 0.17%
6,659
-932
-12% -$33.4K
DHR icon
129
Danaher
DHR
$137B
$221K 0.16%
1,631
– –
LHX icon
130
L3Harris
LHX
$51.6B
$215K 0.16%
1,102
– –
ANGL icon
131
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.05B
$214K 0.16%
7,817
-1,456
-16% -$41.6K
GS icon
132
Goldman Sachs
GS
$300B
$214K 0.16%
1,197
+262
+28% +$55.6K
QCOM icon
133
Qualcomm
QCOM
$155B
$214K 0.16%
+2,816
New +$231K
JETS icon
134
US Global Jets ETF
JETS
$776M
$208K 0.16%
+14,096
New +$365K
D icon
135
Dominion Energy
D
$60.8B
$205K 0.15%
2,572
-41
-2% -$3.35K
RIGS icon
136
ALPS Strategic Income Fund
RIGS
$60.1M
$205K 0.15%
8,787
+42
+0.5% +$1.01K
VEA icon
137
Vanguard FTSE Developed Markets ETF
VEA
$229B
$204K 0.15%
6,002
-1,412
-19% -$56.7K
ADBE icon
138
Adobe
ADBE
$99.5B
$201K 0.15%
+604
New +$207K
GNL icon
139
Global Net Lease
GNL
$1.84B
$201K 0.15%
14,710
+2,658
+22% +$49.5K
IBM icon
140
IBM
IBM
$211B
$201K 0.15%
+1,768
New +$224K
CCL icon
141
Carnival Corporation Ltd
CCL
$38.1B
$192K 0.14%
+15,517
New +$552K
AAL icon
142
American Airlines Group
AAL
$10.1B
$184K 0.14%
+14,983
New +$341K
ERH
143
Allspring Utilities & High Income Fund
ERH
$105M
$178K 0.13%
15,212
-3,486
-19% -$47.6K
MGM icon
144
MGM Resorts International
MGM
$11.4B
$177K 0.13%
+12,295
New +$316K
HYT icon
145
BlackRock Corporate High Yield Fund
HYT
$1.36B
$145K 0.11%
15,445
-2,144
-12% -$22.4K
RRR icon
146
Red Rock Resorts
RRR
$3.77B
$142K 0.11%
+13,786
New +$273K
MFIC icon
147
MidCap Financial Investment
MFIC
$787M
$99K 0.07%
12,240
+1
+0% +$15
TEN
148
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
$75K 0.06%
+20,000
New +$168K
TLRY icon
149
Tilray
TLRY
$618M
$68K 0.05%
+1,000
New +$140K
FAX
150
DELISTED
abrdn Asia-Pacific Income Fund
FAX
$53K 0.04%
2,549
-102
-4% -$2.49K
4 5
6
7 8

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BWM
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AAM
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2020 Portfolio in Review

As of Q1 2020, DFPG Investments held 186 positions worth $134M, down 12% from $153M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q1 2020 filing shows 23 new, 67 increased, 58 reduced and 30 closed positions. Its largest new stake was HealthEquity: 100,650 shares worth $4.61M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $4.07M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q1 2020 buy was HealthEquity: 100,650 shares worth $4.61M.
  • DFPG Investments added most to Teva Pharmaceuticals in Q1 2020, an estimated $939K increase.
  • DFPG Investments's biggest Q1 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $4.07M.
  • DFPG Investments fully exited Lazard in Q1 2020, selling an estimated $652K.
  • DFPG Investments's ten largest holdings make up 36% of its $134M portfolio in Q1 2020.
  • DFPG Investments opened 23 new positions and closed 30 in Q1 2020.
  • DFPG Investments's portfolio value fell 12% quarter-over-quarter to $134M.

Based on DFPG Investments's 13F filing for Q1 2020, filed 17 Apr 2020.