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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$93.1M
AUM Growth
+$17.6M
Cap. Flow
+$6.99M
Cap. Flow %
7.51%
Top 10 Hldgs %
27.37%
Holding
145
New
25
Increased
49
Reduced
57
Closed
6

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$936K
3
STZ icon
Constellation Brands
STZ
+$382K
4
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$378K
5
AAPL icon
Apple
AAPL
+$378K

Top Sells

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$560K
2
COST icon
Costco
COST
+$385K
3
META icon
Meta Platforms (Facebook)
META
+$303K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$237K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Financials 9.84%
3 Communication Services 7.12%
4 Consumer Discretionary 4.81%
5 Real Estate 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
126
Alerian MLP ETF
AMLP
$12.9B
$204K 0.22%
4,034
-704
-15% -$34.5K
KO icon
127
Coca-Cola
KO
$383B
$204K 0.22%
+4,385
New +$205K
XLNX
128
DELISTED
Xilinx Inc
XLNX
$203K 0.22%
+1,585
New +$178K
IBM icon
129
IBM
IBM
$213B
$200K 0.21%
+1,468
New +$187K
HYT icon
130
BlackRock Corporate High Yield Fund
HYT
$1.35B
$169K 0.18%
16,291
+1,540
+10% +$15.4K
EVV
131
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$149K 0.16%
11,767
+416
+4% +$5.18K
F icon
132
Ford
F
$60.9B
$140K 0.15%
+15,129
New +$130K
FAX
133
abrdn Asia-Pacific Income Fund
FAX
$592M
$92K 0.1%
3,611
+75
+2% +$1.87K
CZR
134
DELISTED
Caesars Entertainment Corporation
CZR
$91K 0.1%
+10,000
New +$86.7K
IGR
135
CBRE Global Real Estate Income Fund
IGR
$719M
$75K 0.08%
10,065
-650
-6% -$4.55K
TXMD icon
136
TherapeuticsMD
TXMD
$23.8M
$50K 0.05%
200
– –
JE
137
DELISTED
Just Energy Group Inc
JE
$45K 0.05%
397
– –
COST icon
138
Costco
COST
$432B
– –
-1,889
Closed -$385K
DIA icon
139
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45B
– –
-1,015
Closed -$237K
MBB icon
140
iShares MBS ETF
MBB
$39.1B
– –
-2,251
Closed -$236K
SPAB icon
141
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
– –
-7,793
Closed -$217K
WYNN icon
142
Wynn Resorts
WYNN
$10.3B
– –
-5,664
Closed -$560K
BKCC
143
DELISTED
BlackRock Capital Investment Corporation
BKCC
– –
-15,893
Closed -$84K
2 3 4 5
6

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2019 Portfolio in Review

As of Q1 2019, DFPG Investments held 145 positions worth $93.1M, up 23% from $75.5M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

DFPG Investments deployed $6.99M of net new capital in Q1 2019, opening 25 new positions and adding to 49 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.4% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $303K trimmed.

  • DFPG Investments's largest Q1 2019 buy was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.
  • DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q1 2019, an estimated $936K increase.
  • DFPG Investments's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $303K.
  • DFPG Investments fully exited Wynn Resorts in Q1 2019, selling an estimated $560K.
  • DFPG Investments's ten largest holdings make up 27% of its $93.1M portfolio in Q1 2019.
  • DFPG Investments opened 25 new positions and closed 6 in Q1 2019.
  • DFPG Investments's portfolio value rose 23% quarter-over-quarter to $93.1M.

Based on DFPG Investments's 13F filing for Q1 2019, filed 10 Apr 2019.