We are live on ! Find out more
DI

DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
101
Union Pacific
UNP
$174B
$2.12M 0.23%
10,526
+4,860
+86% +$985K
SM icon
102
SM Energy
SM
$7.8B
$2.12M 0.23%
75,210
+210
+0.3% +$6.41K
DE icon
103
Deere & Co
DE
$160B
$2.09M 0.22%
5,057
-11,834
-70% -$4.9M
ABNB icon
104
Airbnb
ABNB
$89.9B
$2.07M 0.22%
16,663
+4,557
+38% +$520K
ABT icon
105
Abbott
ABT
$183B
$2.01M 0.22%
19,841
+3,515
+22% +$371K
SYY icon
106
Sysco
SYY
$40.8B
$1.99M 0.21%
25,778
+2,615
+11% +$201K
MDLZ icon
107
Mondelez International
MDLZ
$79.5B
$1.97M 0.21%
28,292
-3,627
-11% -$240K
BMY icon
108
Bristol-Myers Squibb
BMY
$133B
$1.97M 0.21%
28,453
+12,124
+74% +$855K
EFV icon
109
iShares MSCI EAFE Value ETF
EFV
$28.8B
$1.92M 0.21%
39,638
+31,963
+416% +$1.55M
USB icon
110
US Bancorp
USB
$98.2B
$1.89M 0.2%
52,453
+10,916
+26% +$486K
MBB icon
111
iShares MBS ETF
MBB
$38.9B
$1.89M 0.2%
+19,932
New +$1.88M
T icon
112
AT&T
T
$159B
$1.88M 0.2%
97,676
+3,833
+4% +$73.3K
SUSC icon
113
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$1.87M 0.2%
+81,330
New +$1.86M
LLY icon
114
Eli Lilly
LLY
$1.02T
$1.87M 0.2%
5,432
+208
+4% +$70.2K
APD icon
115
Air Products & Chemicals
APD
$65.7B
$1.83M 0.2%
6,384
+3,909
+158% +$1.14M
IEMG icon
116
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$1.82M 0.2%
37,346
+32,673
+699% +$1.6M
MDYV icon
117
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$1.78M 0.19%
26,985
+2,424
+10% +$166K
MDYG icon
118
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.8B
$1.77M 0.19%
25,870
+2,389
+10% +$163K
AGG icon
119
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.75M 0.19%
17,532
+10,993
+168% +$1.09M
WPC icon
120
W.P. Carey
WPC
$16.8B
$1.72M 0.18%
22,682
+11,050
+95% +$880K
BALT icon
121
Innovator Defined Wealth Shield ETF
BALT
$2.72B
$1.72M 0.18%
62,990
– –
ILMN icon
122
Illumina
ILMN
$31B
$1.7M 0.18%
7,494
+3,361
+81% +$688K
EFG icon
123
iShares MSCI EAFE Growth ETF
EFG
$16.6B
$1.67M 0.18%
+17,849
New +$1.61M
PYPL icon
124
PayPal
PYPL
$48.9B
$1.65M 0.18%
21,700
+8,704
+67% +$670K
TRTN
125
DELISTED
Triton International Limited
TRTN
$1.62M 0.17%
25,693
+1,982
+8% +$134K
3 4
5
6 7

Similar funds

TC
Telemus Capital Southfield, Michigan $1.21B AUM 23.28% 1-Year Est. Return
BWM
Baystate Wealth Management Boston, Massachusetts $1.36B AUM 15.87% 1-Year Est. Return
AAM
Ardevora Asset Management London, United Kingdom $1.12B AUM 26.09% 1-Year Est. Return
WP
WealthSource Partners San Luis Obispo, California $1.54B AUM 16.68% 1-Year Est. Return
B
Bridgeworth Birmingham, Alabama $1.01B AUM 17% 1-Year Est. Return
DGAM
Desjardins Global Asset Management Montreal, Quebec, Canada $930M AUM 31.76% 1-Year Est. Return
FAAM
First Ascent Asset Management Denver, Colorado $892M AUM 13.91% 1-Year Est. Return
SFG
StrategIQ Financial Group Merrillville, Indiana $885M AUM 14.92% 1-Year Est. Return

DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.