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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFZ icon
101
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$1.48M 0.24%
44,600
+25,360
+132% +$812K
PFE icon
102
Pfizer
PFE
$143B
$1.43M 0.24%
30,121
+23,671
+367% +$1.13M
FCX icon
103
Freeport-McMoran
FCX
$90B
$1.39M 0.23%
+30,632
New +$1.07M
INTF icon
104
iShares International Equity Factor ETF
INTF
$3.62B
$1.37M 0.23%
+53,371
New +$1.25M
CVS icon
105
CVS Health
CVS
$133B
$1.36M 0.22%
+15,155
New +$1.46M
MRSH
106
Marsh
MRSH
$90.6B
$1.36M 0.22%
7,818
+5,626
+257% +$920K
ORCL icon
107
Oracle
ORCL
$374B
$1.36M 0.22%
15,296
+9,050
+145% +$688K
COR icon
108
Cencora
COR
$60.6B
$1.35M 0.22%
+8,154
New +$1.29M
C icon
109
Citigroup
C
$222B
$1.34M 0.22%
27,412
-881
-3% -$40K
UUP icon
110
Invesco DB US Dollar Index Bullish Fund
UUP
$420M
$1.33M 0.22%
47,810
+20,018
+72% +$583K
LMBS icon
111
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.35B
$1.3M 0.21%
27,110
+21
+0.1% +$993
SPMB icon
112
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$6.95B
$1.3M 0.21%
+58,161
New +$1.25M
MCHP icon
113
Microchip Technology
MCHP
$40.4B
$1.29M 0.21%
+17,081
New +$1.18M
DGRW icon
114
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$1.28M 0.21%
+20,671
New +$1.23M
WMT icon
115
Walmart Inc
WMT
$885B
$1.27M 0.21%
25,980
+18,987
+272% +$902K
ADSK icon
116
Autodesk
ADSK
$49.4B
$1.22M 0.2%
6,125
+5,046
+468% +$1.01M
MCD icon
117
McDonald's
MCD
$192B
$1.22M 0.2%
+4,531
New +$1.2M
UNP icon
118
Union Pacific
UNP
$174B
$1.21M 0.2%
5,666
+4,471
+374% +$917K
DG icon
119
Dollar General
DG
$28B
$1.2M 0.2%
+5,066
New +$1.25M
FVD icon
120
First Trust Value Line Dividend Fund
FVD
$8.32B
$1.19M 0.2%
28,929
+3
+0% +$117
BMY icon
121
Bristol-Myers Squibb
BMY
$133B
$1.17M 0.19%
+16,329
New +$1.23M
SLYV icon
122
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
$1.17M 0.19%
+14,848
New +$1.11M
CSX icon
123
CSX Corp
CSX
$93.4B
$1.17M 0.19%
+36,051
New +$1.08M
NVO
124
Novo Nordisk
NVO
$208B
$1.16M 0.19%
+17,456
New +$1.02M
ABNB icon
125
Airbnb
ABNB
$89.9B
$1.14M 0.19%
12,106
-8,369
-41% -$845K
3 4
5
6 7

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.