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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$5.91M
Cap. Flow
-$148M
Cap. Flow %
-63.08%
Top 10 Hldgs %
34.78%
Holding
189
New
32
Increased
76
Reduced
40
Closed
14

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$2.24M
2
AAPL icon
Apple
AAPL
+$1.54M
3
NVDA icon
NVIDIA
NVDA
+$1.06M
4
IAU icon
iShares Gold Trust
IAU
+$959K
5
CVX icon
Chevron
CVX
+$914K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$84.4M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$76.6M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.78M
4
OXY icon
Occidental Petroleum
OXY
+$2.72M
5
SHOP icon
Shopify
SHOP
+$619K

Sector Composition

Rank Sector Weight
1 Technology 25.41%
2 Energy 8.19%
3 Healthcare 7.39%
4 Financials 7.15%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
101
Walt Disney
DIS
$167B
$362K 0.15%
3,544
-44
-1% -$4.71K
RTL
102
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$362K 0.15%
57,464
– –
BRSP
103
BrightSpire Capital
BRSP
$631M
$360K 0.15%
51,015
+2,299
+5% +$19K
JMST icon
104
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$357K 0.15%
7,097
– –
SHYG icon
105
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$352K 0.15%
8,708
-421
-5% -$17.4K
STZ icon
106
Constellation Brands
STZ
$22.3B
$350K 0.15%
+1,555
New +$379K
ARCC icon
107
Ares Capital
ARCC
$13.5B
$349K 0.15%
19,603
+1,054
+6% +$20.4K
UNH icon
108
UnitedHealth
UNH
$383B
$348K 0.15%
651
+24
+4% +$12.6K
D icon
109
Dominion Energy
D
$61.3B
$347K 0.15%
+5,295
New +$427K
WPC icon
110
W.P. Carey
WPC
$16.9B
$346K 0.15%
+4,989
New +$408K
NFLX icon
111
Netflix
NFLX
$305B
$345K 0.15%
+11,920
New +$265K
SPYD icon
112
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.65B
$343K 0.15%
9,218
+81
+0.9% +$3.26K
CUBE icon
113
CubeSmart
CUBE
$9.34B
$342K 0.15%
+8,938
New +$403K
XLU icon
114
State Street Utilities Select Sector SPDR ETF
XLU
$23B
$341K 0.15%
+10,784
New +$395K
MRSH
115
Marsh
MRSH
$91.4B
$340K 0.14%
2,192
– –
EMXC icon
116
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.2B
$336K 0.14%
+7,243
New +$352K
SPDW icon
117
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.5B
$332K 0.14%
12,411
+1,851
+18% +$53.4K
MA icon
118
Mastercard
MA
$510B
$330K 0.14%
1,092
-145
-12% -$48.1K
AXP icon
119
American Express
AXP
$228B
$323K 0.14%
2,310
– –
WMT icon
120
Walmart Inc
WMT
$884B
$319K 0.14%
6,993
+1,398
+25% +$61.2K
PM icon
121
Philip Morris
PM
$299B
$314K 0.13%
3,635
+28
+0.8% +$2.67K
ACN icon
122
Accenture
ACN
$99.9B
$310K 0.13%
1,149
+16
+1% +$4.62K
XLV icon
123
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$306K 0.13%
2,421
-18
-0.7% -$2.32K
FTEC icon
124
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$300K 0.13%
3,165
+1
+0% +$104
PSK icon
125
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$299K 0.13%
9,230
-418
-4% -$15.2K
3 4
5
6 7

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TC
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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2022 Portfolio in Review

As of Q3 2022, DFPG Investments held 189 positions worth $235M, up 2.6% from $229M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments withdrew a net $148M in Q3 2022, closing 14 positions and reducing 40 holdings. Its most notable exit was Shopify, an estimated $619K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Energy and Healthcare.

Against the trend, DFPG Investments opened a new position in iShares US Equity Factor ETF worth $777K.

  • DFPG Investments's largest Q3 2022 buy was iShares US Equity Factor ETF: 20,518 shares worth $777K.
  • DFPG Investments added most to Meta Platforms (Facebook) in Q3 2022, an estimated $2.24M increase.
  • DFPG Investments's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $84.4M.
  • DFPG Investments fully exited Shopify in Q3 2022, selling an estimated $619K.
  • DFPG Investments's ten largest holdings make up 35% of its $235M portfolio in Q3 2022.
  • DFPG Investments opened 32 new positions and closed 14 in Q3 2022.
  • DFPG Investments's portfolio value rose 2.6% quarter-over-quarter to $235M.

Based on DFPG Investments's 13F filing for Q3 2022, filed 24 Oct 2022.