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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-18.38%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$229M
AUM Growth
-$27.5M
Cap. Flow
+$179M
Cap. Flow %
78.17%
Top 10 Hldgs %
36.64%
Holding
177
New
9
Increased
75
Reduced
52
Closed
18

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$90M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$81.5M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.96M
4
NVDA icon
NVIDIA
NVDA
+$2.97M
5
VAL icon
Valaris
VAL
+$2.91M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$4.9M
2
OXY icon
Occidental Petroleum
OXY
+$4.76M
3
BABA icon
Alibaba
BABA
+$3.66M
4
JETS icon
US Global Jets ETF
JETS
+$2.45M
5
SHOP icon
Shopify
SHOP
+$2.45M

Sector Composition

Rank Sector Weight
1 Technology 26.48%
2 Financials 7.59%
3 Energy 7.58%
4 Communication Services 6.88%
5 Healthcare 6.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
101
Ares Capital
ARCC
$13.4B
$354K 0.15%
18,549
-224
-1% -$4.42K
PSK icon
102
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$353K 0.15%
9,648
-1,041
-10% -$37.7K
DIS icon
103
Walt Disney
DIS
$171B
$343K 0.15%
3,588
+224
+7% +$24.9K
OXY.WS icon
104
Occidental Petroleum Corp Warrants
OXY.WS
$32.1B
$340K 0.15%
8,903
-12
-0.1% -$476
TQQQ icon
105
ProShares UltraPro QQQ
TQQQ
$28.6B
$340K 0.15%
26,000
+13,620
+110% +$242K
BABA icon
106
Alibaba
BABA
$276B
$339K 0.15%
3,290
-37,300
-92% -$3.66M
AXP icon
107
American Express
AXP
$224B
$329K 0.14%
2,310
-500
-18% -$82.6K
FIXD icon
108
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$329K 0.14%
7,087
-631
-8% -$29.9K
UNH icon
109
UnitedHealth
UNH
$382B
$326K 0.14%
627
-67
-10% -$33.6K
MRSH
110
Marsh
MRSH
$94.3B
$325K 0.14%
2,192
+2
+0.1% +$321
PM icon
111
Philip Morris
PM
$309B
$323K 0.14%
3,607
-118
-3% -$12K
RDVY icon
112
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$321K 0.14%
7,687
+52
+0.7% +$2.36K
HD icon
113
Home Depot
HD
$337B
$318K 0.14%
1,086
+64
+6% +$18.9K
FTEC icon
114
Fidelity MSCI Information Technology Index ETF
FTEC
$18.9B
$315K 0.14%
3,164
+3
+0.1% +$320
XLV icon
115
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$311K 0.14%
2,439
-159
-6% -$20.8K
SPYM
116
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$306K 0.13%
6,825
-27
-0.4% -$1.3K
ACN icon
117
Accenture
ACN
$106B
$304K 0.13%
1,133
+25
+2% +$7.51K
SPDW icon
118
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$301K 0.13%
10,560
-5,421
-34% -$172K
AFRM icon
119
Affirm
AFRM
$23.5B
$298K 0.13%
12,500
+4,000
+47% +$109K
VWO icon
120
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$294K 0.13%
7,294
+875
+14% +$37.8K
ENB icon
121
Enbridge
ENB
$120B
$287K 0.13%
+6,767
New +$302K
MRK icon
122
Merck
MRK
$322B
$286K 0.12%
+3,102
New +$275K
SHY icon
123
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$275K 0.12%
3,330
– –
EIGR
124
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$264K 0.12%
1,081
– –
GRID
125
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$10.8B
$262K 0.11%
3,353
+710
+27% +$60.2K
3 4
5
6 7

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BWM
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AAM
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DFPG Investments's Q2 2022 Portfolio in Review

As of Q2 2022, DFPG Investments held 177 positions worth $229M, down 11% from $257M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

DFPG Investments deployed $179M of net new capital in Q2 2022, opening 9 new positions and adding to 75 existing holdings. Its largest new stake was Valaris: 54,078 shares worth $2.23M.

By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 24% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Blue Owl Capital, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q2 2022 buy was Valaris: 54,078 shares worth $2.23M.
  • DFPG Investments added most to Alphabet (Google) Class A in Q2 2022, an estimated $90M increase.
  • DFPG Investments's biggest Q2 2022 reduction was Blue Owl Capital, cutting an estimated $4.9M.
  • DFPG Investments fully exited iShares TIPS Bond ETF in Q2 2022, selling an estimated $2.21M.
  • DFPG Investments's ten largest holdings make up 37% of its $229M portfolio in Q2 2022.
  • DFPG Investments opened 9 new positions and closed 18 in Q2 2022.
  • DFPG Investments's portfolio value fell 11% quarter-over-quarter to $229M.

Based on DFPG Investments's 13F filing for Q2 2022, filed 1 Aug 2022.