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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.99%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$257M
AUM Growth
+$17.3M
Cap. Flow
+$24.1M
Cap. Flow %
9.38%
Top 10 Hldgs %
36.85%
Holding
189
New
10
Increased
79
Reduced
52
Closed
21

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$6.25M
2
AAPL icon
Apple
AAPL
+$4.95M
3
SHOP icon
Shopify
SHOP
+$4.51M
4
NVDA icon
NVIDIA
NVDA
+$4.12M
5
AMZN icon
Amazon
AMZN
+$3.71M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$7.95M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.47M
3
OXY icon
Occidental Petroleum
OXY
+$1.97M
4
SD icon
SandRidge Energy
SD
+$1.41M
5
CCL icon
Carnival Corporation Ltd
CCL
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 24.05%
2 Financials 8.5%
3 Energy 8.33%
4 Consumer Discretionary 8.1%
5 Communication Services 7.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
101
State Street SPDR ICE Preferred Securities ETF
PSK
$692M
$395K 0.15%
10,689
– –
SHYG icon
102
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$386K 0.15%
8,927
+1,210
+16% +$53.6K
PM icon
103
Philip Morris
PM
$297B
$376K 0.15%
3,725
+221
+6% +$22.1K
MRSH
104
Marsh
MRSH
$90.5B
$373K 0.15%
2,190
– –
RDVY icon
105
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$372K 0.14%
7,635
+205
+3% +$10.2K
FIXD icon
106
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$371K 0.14%
7,718
+1,300
+20% +$66.6K
UNH icon
107
UnitedHealth
UNH
$376B
$371K 0.14%
694
-2
-0.3% -$965
RTX icon
108
RTX Corp
RTX
$290B
$369K 0.14%
3,541
+117
+3% +$11.1K
FTEC icon
109
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$367K 0.14%
3,161
+344
+12% +$41.7K
XLV icon
110
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$356K 0.14%
2,598
+77
+3% +$10.2K
OXY.WS icon
111
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$353K 0.14%
+8,915
New +$216K
SPYM
112
State Street SPDR Portfolio S&P 500 ETF
SPYM
$161B
$353K 0.14%
6,852
-57
-0.8% -$2.98K
ABT icon
113
Abbott
ABT
$183B
$347K 0.14%
2,980
-119
-4% -$14.8K
ACN icon
114
Accenture
ACN
$102B
$347K 0.14%
1,108
-47
-4% -$15.9K
PFE icon
115
Pfizer
PFE
$143B
$317K 0.12%
6,119
-279
-4% -$14.5K
HD icon
116
Home Depot
HD
$331B
$307K 0.12%
1,022
-39
-4% -$13.5K
AFRM icon
117
Affirm
AFRM
$23.9B
$299K 0.12%
+8,500
New +$445K
TQQQ icon
118
ProShares UltraPro QQQ
TQQQ
$32.1B
$292K 0.11%
+12,380
New +$356K
VWO icon
119
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$291K 0.11%
6,419
+2,089
+48% +$100K
VZ icon
120
Verizon
VZ
$195B
$289K 0.11%
5,420
+673
+14% +$35.6K
PSA icon
121
Public Storage
PSA
$60.5B
$288K 0.11%
702
– –
UNP icon
122
Union Pacific
UNP
$174B
$288K 0.11%
1,188
-31
-3% -$7.83K
ONEY icon
123
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$677M
$285K 0.11%
2,798
– –
XLF icon
124
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$284K 0.11%
7,647
+866
+13% +$33.8K
SHY icon
125
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$277K 0.11%
+3,330
New +$281K
3 4
5
6 7

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TC
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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2022 Portfolio in Review

As of Q1 2022, DFPG Investments held 189 positions worth $257M, up 7.2% from $239M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

DFPG Investments deployed $24.1M of net new capital in Q1 2022, opening 10 new positions and adding to 79 existing holdings. Its largest new stake was Micron Technology: 73,298 shares worth $5.21M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $6.47M trimmed.

  • DFPG Investments's largest Q1 2022 buy was Micron Technology: 73,298 shares worth $5.21M.
  • DFPG Investments added most to Apple in Q1 2022, an estimated $4.95M increase.
  • DFPG Investments's biggest Q1 2022 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $6.47M.
  • DFPG Investments fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2022, selling an estimated $7.95M.
  • DFPG Investments's ten largest holdings make up 37% of its $257M portfolio in Q1 2022.
  • DFPG Investments opened 10 new positions and closed 21 in Q1 2022.
  • DFPG Investments's portfolio value rose 7.2% quarter-over-quarter to $257M.

Based on DFPG Investments's 13F filing for Q1 2022, filed 22 Apr 2022.