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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$239M
AUM Growth
-$24.8M
Cap. Flow
-$14.4M
Cap. Flow %
-6%
Top 10 Hldgs %
32.6%
Holding
199
New
18
Increased
63
Reduced
68
Closed
20

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$3.35M
2
JETS icon
US Global Jets ETF
JETS
+$2.65M
3
NVDA icon
NVIDIA
NVDA
+$1.49M
4
ABNB icon
Airbnb
ABNB
+$1.33M
5
C icon
Citigroup
C
+$1.22M

Top Sells

Rank Stock Value
1
MRNA icon
Moderna
MRNA
+$4.13M
2
BMBL icon
Bumble
BMBL
+$1.76M
3
OTLY
Oatly Group
OTLY
+$1.7M
4
VAL icon
Valaris
VAL
+$1.65M
5
PINS icon
Pinterest
PINS
+$1.56M

Sector Composition

Rank Sector Weight
1 Technology 19.46%
2 Consumer Discretionary 8.79%
3 Financials 8.11%
4 Energy 7.21%
5 Communication Services 6.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRLN icon
101
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$429K 0.18%
9,380
-441
-4% -$20.2K
SPYD icon
102
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.76B
$412K 0.17%
9,686
– –
DIS icon
103
Walt Disney
DIS
$171B
$408K 0.17%
2,762
-255
-8% -$41.2K
CRM icon
104
Salesforce
CRM
$154B
$406K 0.17%
1,820
+40
+2% +$11.2K
V icon
105
Visa
V
$677B
$405K 0.17%
1,890
-294
-13% -$63.1K
ACN icon
106
Accenture
ACN
$106B
$396K 0.17%
1,155
+86
+8% +$31.3K
ABT icon
107
Abbott
ABT
$187B
$386K 0.16%
3,099
-250
-7% -$32K
ARCC icon
108
Ares Capital
ARCC
$13.4B
$383K 0.16%
17,967
-5,455
-23% -$113K
AAL icon
109
American Airlines Group
AAL
$9.82B
$381K 0.16%
+22,720
New +$436K
HD icon
110
Home Depot
HD
$337B
$371K 0.15%
1,061
+72
+7% +$27.4K
RDVY icon
111
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
$370K 0.15%
7,430
+218
+3% +$11K
MRNA icon
112
Moderna
MRNA
$21.6B
$363K 0.15%
2,166
-14,131
-87% -$4.13M
SPYM
113
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$363K 0.15%
6,909
– –
PM icon
114
Philip Morris
PM
$309B
$357K 0.15%
3,504
+454
+15% +$42.4K
BAC icon
115
Bank of America
BAC
$429B
$355K 0.15%
7,752
-30,582
-80% -$1.39M
SHYG icon
116
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$347K 0.14%
7,717
+2,021
+35% +$91.6K
MRSH
117
Marsh
MRSH
$94.3B
$346K 0.14%
+2,190
New +$364K
PFE icon
118
Pfizer
PFE
$143B
$346K 0.14%
6,398
+912
+17% +$45.2K
FTEC icon
119
Fidelity MSCI Information Technology Index ETF
FTEC
$18.9B
$342K 0.14%
2,817
-7
-0.2% -$909
FIXD icon
120
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$335K 0.14%
6,418
+2,113
+49% +$113K
JD icon
121
JD.com
JD
$43.5B
$330K 0.14%
4,285
+574
+15% +$45.4K
XLV icon
122
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$330K 0.14%
2,521
-44
-2% -$5.84K
UNH icon
123
UnitedHealth
UNH
$382B
$322K 0.13%
696
+9
+1% +$4.07K
BIDU icon
124
Baidu
BIDU
$35.7B
$308K 0.13%
1,899
-6,025
-76% -$941K
RTX icon
125
RTX Corp
RTX
$290B
$303K 0.13%
3,424
+260
+8% +$22.7K
3 4
5
6 7

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DFPG Investments's Q4 2021 Portfolio in Review

As of Q4 2021, DFPG Investments held 199 positions worth $239M, down 9.4% from $264M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

DFPG Investments withdrew a net $14.4M in Q4 2021, closing 20 positions and reducing 68 holdings. Its most notable exit was Bumble, an estimated $1.76M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, DFPG Investments opened a new position in Citigroup worth $1.19M.

  • DFPG Investments's largest Q4 2021 buy was Citigroup: 18,399 shares worth $1.19M.
  • DFPG Investments added most to Occidental Petroleum in Q4 2021, an estimated $3.35M increase.
  • DFPG Investments's biggest Q4 2021 reduction was Moderna, cutting an estimated $4.13M.
  • DFPG Investments fully exited Bumble in Q4 2021, selling an estimated $1.76M.
  • DFPG Investments's ten largest holdings make up 33% of its $239M portfolio in Q4 2021.
  • DFPG Investments opened 18 new positions and closed 20 in Q4 2021.
  • DFPG Investments's portfolio value fell 9.4% quarter-over-quarter to $239M.

Based on DFPG Investments's 13F filing for Q4 2021, filed 31 Jan 2022.