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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.66%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$100K
Cap. Flow
-$3.01M
Cap. Flow %
-1.14%
Top 10 Hldgs %
28.8%
Holding
194
New
21
Increased
81
Reduced
61
Closed
12

Top Buys

Rank Stock Value
1
OTLY
Oatly Group
OTLY
+$3.15M
2
SOFI icon
SoFi Technologies
SOFI
+$3.09M
3
NVDA icon
NVIDIA
NVDA
+$2.16M
4
AAPL icon
Apple
AAPL
+$1.24M
5
ABNB icon
Airbnb
ABNB
+$1.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$6.27M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.74M
3
PARA
Paramount Global Class B
PARA
+$2.34M
4
JETS icon
US Global Jets ETF
JETS
+$2.01M
5
BA icon
Boeing
BA
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Consumer Discretionary 9.67%
3 Healthcare 8.68%
4 Financials 8.58%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTL
101
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$503K 0.19%
59,352
-1,160
-2% -$9.8K
PSK icon
102
State Street SPDR ICE Preferred Securities ETF
PSK
$691M
$501K 0.19%
11,528
-400
-3% -$17.5K
CVX icon
103
Chevron
CVX
$383B
$500K 0.19%
4,596
+53
+1% +$5.29K
SPDW icon
104
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.5B
$498K 0.19%
13,504
+4,000
+42% +$149K
PARA
105
DELISTED
Paramount Global Class B
PARA
$492K 0.19%
12,471
-57,329
-82% -$2.34M
V icon
106
Visa
V
$673B
$492K 0.19%
2,184
+440
+25% +$103K
ARCC icon
107
Ares Capital
ARCC
$13.5B
$491K 0.19%
23,422
-1,014
-4% -$20.3K
DHR icon
108
Danaher
DHR
$138B
$487K 0.18%
1,830
-14
-0.8% -$3.81K
PHYL icon
109
PGIM Active High Yield Bond ETF
PHYL
$1.33B
$469K 0.18%
11,408
+3,779
+50% +$156K
MA icon
110
Mastercard
MA
$510B
$459K 0.17%
1,333
+394
+42% +$143K
BRSP
111
BrightSpire Capital
BRSP
$633M
$457K 0.17%
46,189
-2,454
-5% -$23.7K
SRLN icon
112
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$450K 0.17%
9,821
+24
+0.2% +$1.1K
SRGA
113
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$438K 0.17%
14,300
+12,644
+764% +$463K
ABT icon
114
Abbott
ABT
$183B
$394K 0.15%
3,349
+599
+22% +$73.6K
SPYD icon
115
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.65B
$393K 0.15%
9,686
+15
+0.2% +$597
ACN icon
116
Accenture
ACN
$99.9B
$362K 0.14%
1,069
+49
+5% +$15.9K
SPYM
117
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$359K 0.14%
6,909
-2,079
-23% -$108K
RDVY icon
118
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$357K 0.14%
7,212
-11
-0.2% -$533
NFLX icon
119
Netflix
NFLX
$305B
$352K 0.13%
5,550
+930
+20% +$51.2K
FTEC icon
120
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$348K 0.13%
2,824
+2
+0.1% +$245
CRWD icon
121
CrowdStrike
CRWD
$189B
$342K 0.13%
4,960
-100
-2% -$6.45K
HD icon
122
Home Depot
HD
$332B
$340K 0.13%
989
+13
+1% +$4.27K
XLV icon
123
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$327K 0.12%
2,565
-416
-14% -$55K
SI
124
DELISTED
Silvergate Capital Corporation
SI
$325K 0.12%
+2,031
New +$218K
ARKK icon
125
ARK Innovation ETF
ARKK
$5.77B
$322K 0.12%
2,788
+263
+10% +$31.7K
3 4
5
6 7

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AAM
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DFPG Investments's Q3 2021 Portfolio in Review

As of Q3 2021, DFPG Investments held 194 positions worth $264M, down 0.04% from $264M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments's Q3 2021 filing shows 21 new, 81 increased, 61 reduced and 12 closed positions. Its largest new stake was Oatly Group: 8,707 shares worth $2.59M. The largest sale was SPDR Gold Trust, an estimated $6.27M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • DFPG Investments's largest Q3 2021 buy was Oatly Group: 8,707 shares worth $2.59M.
  • DFPG Investments added most to NVIDIA in Q3 2021, an estimated $2.16M increase.
  • DFPG Investments's biggest Q3 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $4.74M.
  • DFPG Investments fully exited SPDR Gold Trust in Q3 2021, selling an estimated $6.27M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q3 2021.
  • DFPG Investments opened 21 new positions and closed 12 in Q3 2021.
  • DFPG Investments's portfolio value fell 0.04% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q3 2021, filed 19 Oct 2021.