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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+11.47%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
+$30.2M
Cap. Flow
+$10.8M
Cap. Flow %
4.09%
Top 10 Hldgs %
29.39%
Holding
183
New
22
Increased
71
Reduced
60
Closed
10

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$4.38M
2
AMD icon
Advanced Micro Devices
AMD
+$2.47M
3
BMBL icon
Bumble
BMBL
+$2.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.11M
5
MSFT icon
Microsoft
MSFT
+$1.77M

Top Sells

Rank Stock Value
1
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
+$4.99M
2
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$2.09M
3
MRNA icon
Moderna
MRNA
+$2M
4
SHW icon
Sherwin-Williams
SHW
+$1.84M
5
B
Barrick Mining
B
+$1.77M

Sector Composition

Rank Sector Weight
1 Technology 16.16%
2 Communication Services 10.31%
3 Consumer Discretionary 9.17%
4 Healthcare 9.07%
5 Financials 6.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTL
101
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$506K 0.19%
60,512
-1,683
-3% -$15.7K
ARCC icon
102
Ares Capital
ARCC
$13.6B
$488K 0.18%
24,436
+368
+2% +$7.13K
ADBE icon
103
Adobe
ADBE
$103B
$485K 0.18%
802
-49
-6% -$25.3K
CVX icon
104
Chevron
CVX
$382B
$472K 0.18%
4,543
+386
+9% +$40.7K
BRSP
105
BrightSpire Capital
BRSP
$675M
$471K 0.18%
48,643
-6,475
-12% -$59.7K
IVV icon
106
iShares Core S&P 500 ETF
IVV
$867B
$461K 0.17%
1,054
+51
+5% +$21.4K
SPYM
107
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$460K 0.17%
8,988
-10,292
-53% -$505K
DHR icon
108
Danaher
DHR
$142B
$452K 0.17%
1,844
– –
SRLN icon
109
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$451K 0.17%
9,797
-1,760
-15% -$80.9K
V icon
110
Visa
V
$699B
$423K 0.16%
1,744
+159
+10% +$36.3K
SPYD icon
111
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.8B
$385K 0.15%
9,671
-212
-2% -$8.62K
XLV icon
112
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$384K 0.15%
2,981
-166
-5% -$20.3K
IYG icon
113
iShares US Financial Services ETF
IYG
$2.15B
$366K 0.14%
5,901
-75
-1% -$4.58K
MA icon
114
Mastercard
MA
$498B
$360K 0.14%
939
-18
-2% -$6.69K
SPDW icon
115
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.5B
$351K 0.13%
9,504
-5,119
-35% -$190K
RDVY icon
116
First Trust Rising Dividend Achievers ETF
RDVY
$24.6B
$347K 0.13%
7,223
+149
+2% +$7.13K
FDIS icon
117
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.64B
$342K 0.13%
4,160
+128
+3% +$10.1K
AAL icon
118
American Airlines Group
AAL
$10B
$341K 0.13%
17,045
+2,975
+21% +$67.3K
FTEC icon
119
Fidelity MSCI Information Technology Index ETF
FTEC
$19.3B
$340K 0.13%
2,822
+3
+0.1% +$334
VGT icon
120
Vanguard Information Technology ETF
VGT
$135B
$335K 0.13%
6,560
-40
-0.6% -$1.89K
CRWD icon
121
CrowdStrike
CRWD
$185B
$330K 0.12%
5,060
+40
+0.8% +$2.15K
ABT icon
122
Abbott
ABT
$190B
$326K 0.12%
2,750
-296
-10% -$34.5K
ACN icon
123
Accenture
ACN
$105B
$319K 0.12%
1,020
-64
-6% -$18.3K
PHYL icon
124
PGIM Active High Yield Bond ETF
PHYL
$1.33B
$316K 0.12%
+7,629
New +$314K
ARKK icon
125
ARK Innovation ETF
ARKK
$5.7B
$309K 0.12%
2,525
+623
+33% +$72.6K
3 4
5
6 7

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q2 2021 Portfolio in Review

As of Q2 2021, DFPG Investments held 183 positions worth $264M, up 13% from $234M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments deployed $10.8M of net new capital in Q2 2021, opening 22 new positions and adding to 71 existing holdings. Its largest new stake was Advanced Micro Devices: 30,605 shares worth $2.76M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Communication Services and Consumer Discretionary.

On the sell side, the largest reduction was Surgalign Holdings, Inc. Common Stock, an estimated $4.99M trimmed.

  • DFPG Investments's largest Q2 2021 buy was Advanced Micro Devices: 30,605 shares worth $2.76M.
  • DFPG Investments added most to Blue Owl Capital in Q2 2021, an estimated $4.38M increase.
  • DFPG Investments's biggest Q2 2021 reduction was Surgalign Holdings, Inc. Common Stock, cutting an estimated $4.99M.
  • DFPG Investments fully exited Barrick Mining in Q2 2021, selling an estimated $1.77M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q2 2021.
  • DFPG Investments opened 22 new positions and closed 10 in Q2 2021.
  • DFPG Investments's portfolio value rose 13% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q2 2021, filed 21 Jul 2021.