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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+5.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$16.6M
Cap. Flow
+$9.29M
Cap. Flow %
3.97%
Top 10 Hldgs %
31.59%
Holding
181
New
18
Increased
73
Reduced
52
Closed
23

Top Buys

Rank Stock Value
1
SRGA
Surgalign Holdings, Inc. Common Stock
SRGA
+$5.21M
2
ET icon
Energy Transfer Partners
ET
+$3.88M
3
ROST icon
Ross Stores
ROST
+$3.24M
4
GLD icon
SPDR Gold Trust
GLD
+$2.87M
5
AVYA
Avaya Holdings Corp. Common Stock
AVYA
+$1.98M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$5.75M
2
BABA icon
Alibaba
BABA
+$2.32M
3
AAPL icon
Apple
AAPL
+$2.06M
4
NVDA icon
NVIDIA
NVDA
+$2.01M
5
AMD icon
Advanced Micro Devices
AMD
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 13.63%
2 Healthcare 12.3%
3 Consumer Discretionary 8.78%
4 Communication Services 8.12%
5 Financials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBIO
101
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$458K 0.2%
+27,215
New +$620K
ARCC icon
102
Ares Capital
ARCC
$13.5B
$457K 0.2%
24,068
+316
+1% +$5.68K
CVX icon
103
Chevron
CVX
$386B
$434K 0.19%
4,157
+237
+6% +$23.1K
ADBE icon
104
Adobe
ADBE
$97.5B
$418K 0.18%
851
+201
+31% +$94K
IVV icon
105
iShares Core S&P 500 ETF
IVV
$873B
$409K 0.17%
1,003
+310
+45% +$120K
SPYD icon
106
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.6B
$385K 0.16%
9,883
-2,539
-20% -$92.5K
DHR icon
107
Danaher
DHR
$136B
$370K 0.16%
1,844
-6
-0.3% -$1.22K
XLV icon
108
State Street Health Care Select Sector SPDR ETF
XLV
$41.7B
$369K 0.16%
3,147
-1,293
-29% -$149K
ABT icon
109
Abbott
ABT
$181B
$365K 0.16%
3,046
+745
+32% +$88.3K
UAL icon
110
United Airlines
UAL
$39.6B
$363K 0.16%
6,130
-2,000
-25% -$97.7K
MA icon
111
Mastercard
MA
$504B
$352K 0.15%
957
-3,510
-79% -$1.22M
IYG icon
112
iShares US Financial Services ETF
IYG
$2.15B
$349K 0.15%
5,976
-2,766
-32% -$150K
V icon
113
Visa
V
$680B
$347K 0.15%
1,585
-5,457
-77% -$1.15M
HD icon
114
Home Depot
HD
$329B
$344K 0.15%
1,091
+168
+18% +$46.3K
AAL icon
115
American Airlines Group
AAL
$10.1B
$341K 0.15%
14,070
-6,243
-31% -$120K
RDVY icon
116
First Trust Rising Dividend Achievers ETF
RDVY
$24.7B
$331K 0.14%
7,074
+1,106
+19% +$47.2K
FDIS icon
117
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.67B
$316K 0.14%
4,032
-1,940
-32% -$146K
NOW icon
118
ServiceNow
NOW
$114B
$315K 0.13%
3,065
+580
+23% +$61.2K
FTEC icon
119
Fidelity MSCI Information Technology Index ETF
FTEC
$19.7B
$310K 0.13%
2,819
-420
-13% -$44.6K
VGT icon
120
Vanguard Information Technology ETF
VGT
$138B
$307K 0.13%
6,600
-3,952
-37% -$178K
ACN icon
121
Accenture
ACN
$99.6B
$305K 0.13%
+1,084
New +$280K
SI
122
DELISTED
Silvergate Capital Corporation
SI
$301K 0.13%
+2,000
New +$237K
GNL icon
123
Global Net Lease
GNL
$1.84B
$297K 0.13%
15,882
– –
ONEY icon
124
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$672M
$295K 0.13%
3,233
-716
-18% -$60.1K
EIGR
125
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$290K 0.12%
1,081
– –
3 4
5
6 7

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AAM
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DFPG Investments's Q1 2021 Portfolio in Review

As of Q1 2021, DFPG Investments held 181 positions worth $234M, up 7.6% from $217M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

DFPG Investments deployed $9.29M of net new capital in Q1 2021, opening 18 new positions and adding to 73 existing holdings. Its largest new stake was Energy Transfer Partners: 531,098 shares worth $4.15M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 18% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Alibaba, an estimated $2.32M trimmed.

  • DFPG Investments's largest Q1 2021 buy was Energy Transfer Partners: 531,098 shares worth $4.15M.
  • DFPG Investments added most to Surgalign Holdings, Inc. Common Stock in Q1 2021, an estimated $5.21M increase.
  • DFPG Investments's biggest Q1 2021 reduction was Alibaba, cutting an estimated $2.32M.
  • DFPG Investments fully exited Arcturus Therapeutics in Q1 2021, selling an estimated $5.75M.
  • DFPG Investments's ten largest holdings make up 32% of its $234M portfolio in Q1 2021.
  • DFPG Investments opened 18 new positions and closed 23 in Q1 2021.
  • DFPG Investments's portfolio value rose 7.6% quarter-over-quarter to $234M.

Based on DFPG Investments's 13F filing for Q1 2021, filed 14 Apr 2021.