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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+13.19%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$217M
AUM Growth
+$30.2M
Cap. Flow
+$8.82M
Cap. Flow %
4.06%
Top 10 Hldgs %
33.74%
Holding
196
New
23
Increased
56
Reduced
74
Closed
32

Top Buys

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$6.1M
2
BABA icon
Alibaba
BABA
+$5.18M
3
META icon
Meta Platforms (Facebook)
META
+$3.98M
4
PINS icon
Pinterest
PINS
+$2.42M
5
JETS icon
US Global Jets ETF
JETS
+$2.2M

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$6.42M
2
SLV icon
iShares Silver Trust
SLV
+$3.06M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$1.22M
4
IEHS
iShares Evolved U.S. Healthcare Staples ETF
IEHS
+$1.08M
5
CNC icon
Centene
CNC
+$1.04M

Sector Composition

Rank Sector Weight
1 Technology 17.74%
2 Healthcare 12.73%
3 Communication Services 7.45%
4 Consumer Discretionary 7.43%
5 Financials 6.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTL
101
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$459K 0.21%
59,609
-5
-0% -$35
IYG icon
102
iShares US Financial Services ETF
IYG
$2.16B
$458K 0.21%
8,742
-399
-4% -$18K
FDIS icon
103
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.68B
$446K 0.21%
5,972
-2,596
-30% -$172K
SKYY icon
104
First Trust Cloud Computing ETF
SKYY
$2.92B
$429K 0.2%
4,421
+21
+0.5% +$1.81K
SPYD icon
105
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$422K 0.19%
12,422
-1,706
-12% -$52.7K
ARCC icon
106
Ares Capital
ARCC
$13.5B
$404K 0.19%
23,752
-1,786
-7% -$27.7K
DHR icon
107
Danaher
DHR
$137B
$399K 0.18%
1,850
+219
+13% +$43.9K
QTEC icon
108
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$386K 0.18%
2,720
– –
EIGR
109
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$379K 0.17%
+1,081
New +$310K
LQD icon
110
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$375K 0.17%
2,763
-116
-4% -$15.8K
CVX icon
111
Chevron
CVX
$392B
$357K 0.16%
3,920
-88
-2% -$7.13K
UAL icon
112
United Airlines
UAL
$39.4B
$352K 0.16%
+8,130
New +$329K
FTEC icon
113
Fidelity MSCI Information Technology Index ETF
FTEC
$19.8B
$342K 0.16%
3,239
+93
+3% +$9.04K
BIDU icon
114
Baidu
BIDU
$37.7B
$322K 0.15%
+1,339
New +$199K
JD icon
115
JD.com
JD
$44.6B
$320K 0.15%
+3,500
New +$292K
ADBE icon
116
Adobe
ADBE
$99.5B
$315K 0.14%
650
+34
+6% +$16.4K
AMGN icon
117
Amgen
AMGN
$208B
$312K 0.14%
1,309
+21
+2% +$4.84K
ONEY icon
118
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$677M
$308K 0.14%
3,949
-621
-14% -$43K
AAL icon
119
American Airlines Group
AAL
$10.1B
$307K 0.14%
+20,313
New +$281K
SPYG icon
120
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$51.7B
$306K 0.14%
5,456
-2,769
-34% -$146K
JNJ icon
121
Johnson & Johnson
JNJ
$618B
$299K 0.14%
1,868
-293
-14% -$43.2K
JMST icon
122
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$296K 0.14%
+5,806
New +$296K
XOM icon
123
ExxonMobil
XOM
$644B
$296K 0.14%
6,522
-12,682
-66% -$475K
ORCL icon
124
Oracle
ORCL
$374B
$295K 0.14%
4,653
+209
+5% +$12.4K
SPHB icon
125
Invesco S&P 500 High Beta ETF
SPHB
$971M
$276K 0.13%
+4,585
New +$229K
3 4
5
6 7

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DFPG Investments's Q4 2020 Portfolio in Review

As of Q4 2020, DFPG Investments held 196 positions worth $217M, up 16% from $187M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

DFPG Investments deployed $8.82M of net new capital in Q4 2020, opening 23 new positions and adding to 56 existing holdings. Its largest new stake was Pinterest: 40,364 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 15% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Arcturus Therapeutics, an estimated $6.42M trimmed.

  • DFPG Investments's largest Q4 2020 buy was Pinterest: 40,364 shares worth $2.9M.
  • DFPG Investments added most to NVIDIA in Q4 2020, an estimated $6.1M increase.
  • DFPG Investments's biggest Q4 2020 reduction was Arcturus Therapeutics, cutting an estimated $6.42M.
  • DFPG Investments fully exited iShares Silver Trust in Q4 2020, selling an estimated $3.06M.
  • DFPG Investments's ten largest holdings make up 34% of its $217M portfolio in Q4 2020.
  • DFPG Investments opened 23 new positions and closed 32 in Q4 2020.
  • DFPG Investments's portfolio value rose 16% quarter-over-quarter to $217M.

Based on DFPG Investments's 13F filing for Q4 2020, filed 19 Jan 2021.