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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.09%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$187M
AUM Growth
+$23.2M
Cap. Flow
+$12.2M
Cap. Flow %
6.51%
Top 10 Hldgs %
35.47%
Holding
197
New
22
Increased
61
Reduced
74
Closed
25

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.37M
2
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$3.48M
3
SLV icon
iShares Silver Trust
SLV
+$3.13M
4
GLD icon
SPDR Gold Trust
GLD
+$2.85M
5
QCOM icon
Qualcomm
QCOM
+$1.06M

Top Sells

Rank Stock Value
1
SHOP icon
Shopify
SHOP
+$1.41M
2
ARCT icon
Arcturus Therapeutics
ARCT
+$1.04M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$990K
4
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$946K
5
JETS icon
US Global Jets ETF
JETS
+$942K

Sector Composition

Rank Sector Weight
1 Technology 15.03%
2 Healthcare 12.77%
3 Financials 6.97%
4 Consumer Discretionary 4.53%
5 Communication Services 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPDW icon
101
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$396K 0.21%
13,268
-167
-1% -$4.88K
RTL
102
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$393K 0.21%
59,614
-9,080
-13% -$64.3K
LQD icon
103
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$388K 0.21%
2,879
+713
+33% +$97.2K
IYG icon
104
iShares US Financial Services ETF
IYG
$2.16B
$386K 0.21%
9,141
-651
-7% -$26.9K
TSLA icon
105
Tesla
TSLA
$1.23T
$377K 0.2%
2,658
+288
+12% +$34K
SDY icon
106
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$374K 0.2%
3,901
-73
-2% -$6.88K
SKYY icon
107
First Trust Cloud Computing ETF
SKYY
$2.92B
$363K 0.19%
4,400
+117
+3% +$9.08K
ARCC icon
108
Ares Capital
ARCC
$13.5B
$362K 0.19%
25,538
-1,464
-5% -$20.8K
FDX icon
109
FedEx
FDX
$72.7B
$362K 0.19%
1,348
+50
+4% +$10K
OGE icon
110
OGE Energy
OGE
$9.78B
$360K 0.19%
11,237
+4
+0% +$126
HYLS icon
111
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$345K 0.18%
7,259
+201
+3% +$9.5K
FIDU icon
112
Fidelity MSCI Industrials Index ETF
FIDU
$2.3B
$342K 0.18%
8,133
-608
-7% -$23.7K
BRSP
113
BrightSpire Capital
BRSP
$634M
$341K 0.18%
63,350
-1,507
-2% -$9.08K
AMGN icon
114
Amgen
AMGN
$208B
$332K 0.18%
1,288
+35
+3% +$8.67K
QTEC icon
115
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$326K 0.17%
2,720
+860
+46% +$99.3K
CRWD icon
116
CrowdStrike
CRWD
$194B
$325K 0.17%
+9,000
New +$262K
DHR icon
117
Danaher
DHR
$137B
$321K 0.17%
1,631
– –
JNJ icon
118
Johnson & Johnson
JNJ
$618B
$320K 0.17%
2,161
-10
-0.5% -$1.48K
MCD icon
119
McDonald's
MCD
$192B
$314K 0.17%
1,385
– –
DDS icon
120
Dillards
DDS
$9.19B
$308K 0.16%
+7,500
New +$211K
PG icon
121
Procter & Gamble
PG
$336B
$305K 0.16%
2,171
+115
+6% +$15.3K
ADBE icon
122
Adobe
ADBE
$99.5B
$304K 0.16%
616
+5
+0.8% +$2.33K
VNQ icon
123
Vanguard Real Estate ETF
VNQ
$39.2B
$302K 0.16%
3,619
+70
+2% +$5.62K
SPYV icon
124
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$300K 0.16%
9,556
-1,724
-15% -$52.4K
CVX icon
125
Chevron
CVX
$392B
$296K 0.16%
4,008
+134
+3% +$11.3K
3 4
5
6 7

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BWM
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AAM
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DGAM
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DFPG Investments's Q3 2020 Portfolio in Review

As of Q3 2020, DFPG Investments held 197 positions worth $187M, up 14% from $164M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments deployed $12.2M of net new capital in Q3 2020, opening 22 new positions and adding to 61 existing holdings. Its largest new stake was iShares Silver Trust: 137,748 shares worth $3.06M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Shopify, an estimated $1.41M trimmed.

  • DFPG Investments's largest Q3 2020 buy was iShares Silver Trust: 137,748 shares worth $3.06M.
  • DFPG Investments added most to Vanguard Short-Term Corporate Bond ETF in Q3 2020, an estimated $6.37M increase.
  • DFPG Investments's biggest Q3 2020 reduction was Shopify, cutting an estimated $1.41M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q3 2020, selling an estimated $990K.
  • DFPG Investments's ten largest holdings make up 35% of its $187M portfolio in Q3 2020.
  • DFPG Investments opened 22 new positions and closed 25 in Q3 2020.
  • DFPG Investments's portfolio value rose 14% quarter-over-quarter to $187M.

Based on DFPG Investments's 13F filing for Q3 2020, filed 13 Oct 2020.