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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+37.9%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$164M
AUM Growth
+$30M
Cap. Flow
+$3.19M
Cap. Flow %
1.95%
Top 10 Hldgs %
36.4%
Holding
191
New
34
Increased
62
Reduced
64
Closed
16

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$1.62M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.49M
3
MRNA icon
Moderna
MRNA
+$1.1M
4
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$972K
5
OXY icon
Occidental Petroleum
OXY
+$847K

Top Sells

Rank Stock Value
1
ARCT icon
Arcturus Therapeutics
ARCT
+$3.86M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.08M
3
SH icon
ProShares Short S&P500
SH
+$1.31M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$824K
5
ZM icon
Zoom
ZM
+$821K

Sector Composition

Rank Sector Weight
1 Technology 15.61%
2 Healthcare 14.71%
3 Financials 6.06%
4 Consumer Discretionary 5.92%
5 Communication Services 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
101
Ares Capital
ARCC
$13.4B
$377K 0.23%
27,002
-2,309
-8% -$31.2K
SPDW icon
102
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$377K 0.23%
13,435
-1,635
-11% -$42.8K
FTA icon
103
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
$362K 0.22%
8,144
+2
+0% +$86
SDY icon
104
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$359K 0.22%
3,974
-50
-1% -$4.39K
OGE icon
105
OGE Energy
OGE
$9.87B
$346K 0.21%
11,233
+4
+0% +$124
VWO icon
106
Vanguard FTSE Emerging Markets ETF
VWO
$117B
$336K 0.2%
7,947
-227
-3% -$8.4K
CVX icon
107
Chevron
CVX
$382B
$334K 0.2%
3,874
-3
-0.1% -$269
IEHS
108
DELISTED
iShares Evolved U.S. Healthcare Staples ETF
IEHS
$333K 0.2%
10,654
-10,251
-49% -$310K
IVW icon
109
iShares S&P 500 Growth ETF
IVW
$70.5B
$330K 0.2%
6,208
– –
PPH icon
110
VanEck Pharmaceutical ETF
PPH
$985M
$328K 0.2%
5,303
-4,753
-47% -$287K
HYLS icon
111
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$327K 0.2%
7,058
+30
+0.4% +$1.36K
SPYV icon
112
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$327K 0.2%
11,280
-812
-7% -$23.1K
SKYY icon
113
First Trust Cloud Computing ETF
SKYY
$2.83B
$325K 0.2%
4,283
+89
+2% +$5.82K
TEVA icon
114
Teva Pharmaceuticals
TEVA
$40.4B
$323K 0.2%
28,794
-72,881
-72% -$824K
AMGN icon
115
Amgen
AMGN
$209B
$317K 0.19%
1,253
+14
+1% +$3.19K
FIDU icon
116
Fidelity MSCI Industrials Index ETF
FIDU
$2.26B
$312K 0.19%
8,741
+203
+2% +$6.84K
JNJ icon
117
Johnson & Johnson
JNJ
$640B
$310K 0.19%
2,171
-32
-1% -$4.66K
XOM icon
118
ExxonMobil
XOM
$650B
$310K 0.19%
7,180
+449
+7% +$20.1K
LVS icon
119
Las Vegas Sands
LVS
$31.4B
$298K 0.18%
+6,623
New +$311K
LQD icon
120
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$294K 0.18%
+2,166
New +$282K
QCOM icon
121
Qualcomm
QCOM
$164B
$291K 0.18%
3,158
+342
+12% +$27.4K
FTSL icon
122
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$290K 0.18%
6,381
+27
+0.4% +$1.21K
SCHD icon
123
Schwab US Dividend Equity ETF
SCHD
$104B
$290K 0.18%
16,911
+246
+1% +$4.15K
JHMU
124
DELISTED
John Hancock Multifactor Utilities ETF
JHMU
$289K 0.18%
10,065
+233
+2% +$6.82K
ONEY icon
125
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$688M
$288K 0.18%
5,016
-447
-8% -$24.6K
3 4
5
6 7

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AAM
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DFPG Investments's Q2 2020 Portfolio in Review

As of Q2 2020, DFPG Investments held 191 positions worth $164M, up 22% from $134M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q2 2020 filing shows 34 new, 62 increased, 64 reduced and 16 closed positions. Its largest new stake was iShares Gold Trust: 49,518 shares worth $1.7M. The largest sale was Arcturus Therapeutics, an estimated $3.86M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q2 2020 buy was iShares Gold Trust: 49,518 shares worth $1.7M.
  • DFPG Investments added most to iShares Ultra Short Duration Bond Active ETF in Q2 2020, an estimated $972K increase.
  • DFPG Investments's biggest Q2 2020 reduction was Arcturus Therapeutics, cutting an estimated $3.86M.
  • DFPG Investments fully exited ProShares Short S&P500 in Q2 2020, selling an estimated $1.31M.
  • DFPG Investments's ten largest holdings make up 36% of its $164M portfolio in Q2 2020.
  • DFPG Investments opened 34 new positions and closed 16 in Q2 2020.
  • DFPG Investments's portfolio value rose 22% quarter-over-quarter to $164M.

Based on DFPG Investments's 13F filing for Q2 2020, filed 13 Jul 2020.