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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-12.29%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$18.8M
Cap. Flow
+$464K
Cap. Flow %
0.35%
Top 10 Hldgs %
35.77%
Holding
186
New
23
Increased
67
Reduced
58
Closed
30

Top Buys

Rank Stock Value
1
HQY icon
HealthEquity
HQY
+$6.68M
2
PFEB icon
Innovator US Equity Power Buffer ETF February
PFEB
+$1.39M
3
USO icon
United States Oil Fund
USO
+$957K
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$939K
5
EXR icon
Extra Space Storage
EXR
+$645K

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$4.07M
2
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$2.5M
3
ARCT icon
Arcturus Therapeutics
ARCT
+$1.79M
4
ZTS icon
Zoetis
ZTS
+$822K
5
LAZ icon
Lazard
LAZ
+$652K

Sector Composition

Rank Sector Weight
1 Technology 13.75%
2 Healthcare 12.67%
3 Financials 6.86%
4 Consumer Discretionary 4.8%
5 Communication Services 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
101
Johnson & Johnson
JNJ
$618B
$325K 0.24%
2,203
-526
-19% -$74.6K
HYLS icon
102
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$321K 0.24%
7,028
-366
-5% -$17.1K
CVX icon
103
Chevron
CVX
$392B
$320K 0.24%
3,877
+36
+0.9% +$3.56K
FTA icon
104
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$316K 0.24%
8,142
+1
+0% +$50
JHMU
105
DELISTED
John Hancock Multifactor Utilities ETF
JHMU
$293K 0.22%
9,832
-195
-2% -$6.43K
VWO icon
106
Vanguard FTSE Emerging Markets ETF
VWO
$121B
$285K 0.21%
8,174
-150
-2% -$6.12K
FTSL icon
107
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$282K 0.21%
6,354
-660
-9% -$30.3K
VNQ icon
108
Vanguard Real Estate ETF
VNQ
$39.2B
$280K 0.21%
3,748
+290
+8% +$25.5K
IVW icon
109
iShares S&P 500 Growth ETF
IVW
$73.8B
$279K 0.21%
6,208
+164
+3% +$7.75K
AMGN icon
110
Amgen
AMGN
$208B
$275K 0.21%
1,239
-195
-14% -$42.6K
ONEY icon
111
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$677M
$273K 0.2%
5,463
– –
XOM icon
112
ExxonMobil
XOM
$644B
$272K 0.2%
+6,731
New +$372K
FIDU icon
113
Fidelity MSCI Industrials Index ETF
FIDU
$2.3B
$268K 0.2%
8,538
-43
-0.5% -$1.67K
SCHD icon
114
Schwab US Dividend Equity ETF
SCHD
$103B
$268K 0.2%
16,665
+351
+2% +$6.3K
OXY icon
115
Occidental Petroleum
OXY
$56.8B
$261K 0.19%
19,194
+14,680
+325% +$482K
BRSP
116
BrightSpire Capital
BRSP
$634M
$258K 0.19%
66,891
+1,226
+2% +$13.4K
UTG icon
117
Reaves Utility Income Fund
UTG
$3.54B
$252K 0.19%
8,505
-1,834
-18% -$63.9K
RWO icon
118
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$248K 0.18%
6,630
+191
+3% +$9.07K
ORCL icon
119
Oracle
ORCL
$374B
$247K 0.18%
4,655
-103
-2% -$5.32K
MCD icon
120
McDonald's
MCD
$192B
$246K 0.18%
+1,385
New +$273K
SKYY icon
121
First Trust Cloud Computing ETF
SKYY
$2.92B
$246K 0.18%
4,194
+859
+26% +$52.2K
PG icon
122
Procter & Gamble
PG
$336B
$241K 0.18%
+1,985
New +$238K
SHAK icon
123
Shake Shack
SHAK
$2.53B
$229K 0.17%
+5,337
New +$316K
UAL icon
124
United Airlines
UAL
$39.4B
$229K 0.17%
+7,173
New +$474K
WMT icon
125
Walmart Inc
WMT
$885B
$225K 0.17%
+5,232
New +$201K
3 4
5
6 7

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DFPG Investments's Q1 2020 Portfolio in Review

As of Q1 2020, DFPG Investments held 186 positions worth $134M, down 12% from $153M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

DFPG Investments's Q1 2020 filing shows 23 new, 67 increased, 58 reduced and 30 closed positions. Its largest new stake was HealthEquity: 100,650 shares worth $4.61M. The largest sale was Vanguard Morningstar Total Stock Market ETF, an estimated $4.07M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 12% a quarter earlier, followed by Healthcare and Financials.

  • DFPG Investments's largest Q1 2020 buy was HealthEquity: 100,650 shares worth $4.61M.
  • DFPG Investments added most to Teva Pharmaceuticals in Q1 2020, an estimated $939K increase.
  • DFPG Investments's biggest Q1 2020 reduction was Vanguard Morningstar Total Stock Market ETF, cutting an estimated $4.07M.
  • DFPG Investments fully exited Lazard in Q1 2020, selling an estimated $652K.
  • DFPG Investments's ten largest holdings make up 36% of its $134M portfolio in Q1 2020.
  • DFPG Investments opened 23 new positions and closed 30 in Q1 2020.
  • DFPG Investments's portfolio value fell 12% quarter-over-quarter to $134M.

Based on DFPG Investments's 13F filing for Q1 2020, filed 17 Apr 2020.