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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+12.62%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$93.1M
AUM Growth
+$17.6M
Cap. Flow
+$6.99M
Cap. Flow %
7.51%
Top 10 Hldgs %
27.37%
Holding
145
New
25
Increased
49
Reduced
57
Closed
6

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$936K
3
STZ icon
Constellation Brands
STZ
+$382K
4
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$378K
5
AAPL icon
Apple
AAPL
+$378K

Top Sells

Rank Stock Value
1
WYNN icon
Wynn Resorts
WYNN
+$560K
2
COST icon
Costco
COST
+$385K
3
META icon
Meta Platforms (Facebook)
META
+$303K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$253K
5
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$237K

Sector Composition

Rank Sector Weight
1 Technology 10.57%
2 Financials 9.84%
3 Communication Services 7.12%
4 Consumer Discretionary 4.81%
5 Real Estate 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGE icon
101
OGE Energy
OGE
$10B
$262K 0.28%
6,168
-336
-5% -$13.9K
ABBV icon
102
AbbVie
ABBV
$472B
$259K 0.28%
3,129
+36
+1% +$2.94K
AGG icon
103
iShares Core US Aggregate Bond ETF
AGG
$138B
$256K 0.28%
2,364
-19
-0.8% -$2.04K
DHR icon
104
Danaher
DHR
$142B
$256K 0.28%
+2,211
New +$227K
IVE icon
105
iShares S&P 500 Value ETF
IVE
$49.4B
$253K 0.27%
+2,203
New +$242K
O icon
106
Realty Income
O
$61.5B
$251K 0.27%
3,602
+4
+0.1% +$265
TLT icon
107
iShares 20+ Year Treasury Bond ETF
TLT
$42.9B
$244K 0.26%
1,973
-478
-20% -$58.1K
PAYC icon
108
Paycom
PAYC
$8.01B
$230K 0.25%
+1,250
New +$203K
QCOM icon
109
Qualcomm
QCOM
$168B
$229K 0.25%
+3,962
New +$214K
ANGL icon
110
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$228K 0.25%
+7,916
New +$223K
GE icon
111
GE Aerospace
GE
$366B
$228K 0.25%
4,571
-172
-4% -$8.1K
CGC
112
Canopy Growth
CGC
$366M
$224K 0.24%
+517
New +$227K
HYS icon
113
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$223K 0.24%
2,238
-125
-5% -$12.3K
BIDU icon
114
Baidu
BIDU
$35.6B
$221K 0.24%
+1,235
New +$207K
V icon
115
Visa
V
$709B
$218K 0.23%
+1,381
New +$199K
BE icon
116
Bloom Energy
BE
$45.7B
$217K 0.23%
+17,141
New +$210K
ONEQ icon
117
Fidelity Nasdaq Composite Index ETF
ONEQ
$10B
$217K 0.23%
+7,020
New +$202K
INTC icon
118
Intel
INTC
$418B
$215K 0.23%
3,837
-922
-19% -$46.8K
HYLS icon
119
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$214K 0.23%
+4,450
New +$210K
UTF icon
120
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$213K 0.23%
+8,629
New +$199K
MFIC icon
121
MidCap Financial Investment
MFIC
$807M
$212K 0.23%
13,912
-3,007
-18% -$45.1K
XLP icon
122
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$212K 0.23%
+3,822
New +$204K
VBK icon
123
Vanguard Small-Cap Growth ETF
VBK
$22.7B
$208K 0.22%
+1,140
New +$196K
CWB icon
124
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.43B
$206K 0.22%
+3,913
New +$198K
QTEC icon
125
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.35B
$206K 0.22%
+2,412
New +$186K
2 3 4
5
6

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TC
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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2019 Portfolio in Review

As of Q1 2019, DFPG Investments held 145 positions worth $93.1M, up 23% from $75.5M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

DFPG Investments deployed $6.99M of net new capital in Q1 2019, opening 25 new positions and adding to 49 existing holdings. Its largest new stake was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.4% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $303K trimmed.

  • DFPG Investments's largest Q1 2019 buy was JPMorgan Ultra-Short Income ETF: 57,677 shares worth $2.9M.
  • DFPG Investments added most to First Trust Enhanced Short Maturity ETF in Q1 2019, an estimated $936K increase.
  • DFPG Investments's biggest Q1 2019 reduction was Meta Platforms (Facebook), cutting an estimated $303K.
  • DFPG Investments fully exited Wynn Resorts in Q1 2019, selling an estimated $560K.
  • DFPG Investments's ten largest holdings make up 27% of its $93.1M portfolio in Q1 2019.
  • DFPG Investments opened 25 new positions and closed 6 in Q1 2019.
  • DFPG Investments's portfolio value rose 23% quarter-over-quarter to $93.1M.

Based on DFPG Investments's 13F filing for Q1 2019, filed 10 Apr 2019.