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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-13.05%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$75.5M
AUM Growth
–
Cap. Flow
+$81.1M
Cap. Flow %
107.37%
Top 10 Hldgs %
26.94%
Holding
120
New
118
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$4.25M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$2.6M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.28M
4
AMZN icon
Amazon
AMZN
+$2.23M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.96M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 10.64%
2 Technology 9.41%
3 Communication Services 6.41%
4 Consumer Discretionary 5.16%
5 Real Estate 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
101
Oneok
OKE
$55.9B
$241K 0.32%
+4,468
New +$277K
AVGO icon
102
Broadcom
AVGO
$1.81T
$239K 0.32%
+9,400
New +$222K
DIA icon
103
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$237K 0.31%
+1,015
New +$253K
MBB icon
104
iShares MBS ETF
MBB
$39.2B
$236K 0.31%
+2,251
New +$232K
HYS icon
105
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$225K 0.3%
+2,363
New +$232K
INTC icon
106
Intel
INTC
$435B
$223K 0.3%
+4,759
New +$223K
O icon
107
Realty Income
O
$61.3B
$220K 0.29%
+3,598
New +$215K
SPAB icon
108
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.81B
$217K 0.29%
+7,793
New +$214K
MFIC icon
109
MidCap Financial Investment
MFIC
$811M
$210K 0.28%
+16,919
New +$258K
AMLP icon
110
Alerian MLP ETF
AMLP
$12.9B
$207K 0.27%
+4,738
New +$232K
GE icon
111
GE Aerospace
GE
$377B
$172K 0.23%
+4,743
New +$214K
HYT icon
112
BlackRock Corporate High Yield Fund
HYT
$1.36B
$137K 0.18%
+14,751
New +$145K
EVV
113
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$135K 0.18%
+11,351
New +$138K
BKCC
114
DELISTED
BlackRock Capital Investment Corporation
BKCC
$84K 0.11%
+15,893
New +$91.6K
FAX
115
abrdn Asia-Pacific Income Fund
FAX
$595M
$82K 0.11%
+3,536
New +$84.7K
IGR
116
CBRE Global Real Estate Income Fund
IGR
$719M
$66K 0.09%
+10,715
New +$71.9K
JE
117
DELISTED
Just Energy Group Inc
JE
$43K 0.06%
+397
New +$46.2K
TXMD icon
118
TherapeuticsMD
TXMD
$23.8M
$38K 0.05%
+200
New +$48.8K
1 2 3 4
5

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2018 Portfolio in Review

Q4 2018 is the first quarter with a 13F filing on record for DFPG Investments, which disclosed 120 positions worth $75.5M. Its ten largest holdings account for 27% of the portfolio.

Its largest position is Apple: 87,648 shares worth $3.46M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, followed by Technology and Communication Services.

  • DFPG Investments's largest Q4 2018 buy was Apple: 87,648 shares worth $3.46M.
  • DFPG Investments's ten largest holdings make up 27% of its $75.5M portfolio in Q4 2018.
  • DFPG Investments disclosed 120 positions in Q4 2018, its first 13F filing on record.

Based on DFPG Investments's 13F filing for Q4 2018, filed 22 Jan 2019.