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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+8.72%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$931M
AUM Growth
+$324M
Cap. Flow
+$304M
Cap. Flow %
32.69%
Top 10 Hldgs %
26.14%
Holding
532
New
97
Increased
342
Reduced
55
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$31.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$27.3M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$17.3M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$15M
5
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$13.3M

Top Sells

Rank Stock Value
1
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$9.6M
2
DE icon
Deere & Co
DE
+$4.9M
3
VAL icon
Valaris
VAL
+$4.69M
4
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$2.5M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.33M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.5%
3 Healthcare 6.34%
4 Industrials 4.92%
5 Consumer Staples 4.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXUS icon
76
Vanguard Total International Stock ETF
VXUS
$155B
$2.99M 0.32%
54,152
-18,838
-26% -$1.03M
MO icon
77
Altria Group
MO
$114B
$2.95M 0.32%
66,218
+5,642
+9% +$259K
MA icon
78
Mastercard
MA
$502B
$2.92M 0.31%
8,038
+1,771
+28% +$643K
GS icon
79
Goldman Sachs
GS
$300B
$2.92M 0.31%
8,929
+2,363
+36% +$823K
OWL icon
80
Blue Owl Capital
OWL
$6.96B
$2.84M 0.3%
255,924
+241,686
+1,697% +$2.89M
ADBE icon
81
Adobe
ADBE
$99.5B
$2.82M 0.3%
7,314
+916
+14% +$326K
SPLV icon
82
Invesco S&P 500 Low Volatility ETF
SPLV
$7.12B
$2.75M 0.29%
44,012
+6,456
+17% +$403K
C icon
83
Citigroup
C
$222B
$2.73M 0.29%
58,242
+30,830
+112% +$1.51M
MCD icon
84
McDonald's
MCD
$192B
$2.72M 0.29%
9,745
+5,214
+115% +$1.4M
LRGF icon
85
iShares US Equity Factor ETF
LRGF
$3.58B
$2.72M 0.29%
65,531
+3,911
+6% +$159K
PG icon
86
Procter & Gamble
PG
$336B
$2.59M 0.28%
17,418
+9,965
+134% +$1.42M
DIS icon
87
Walt Disney
DIS
$167B
$2.57M 0.28%
25,684
+6,476
+34% +$653K
ACN icon
88
Accenture
ACN
$102B
$2.55M 0.27%
8,927
+2,392
+37% +$652K
LOW icon
89
Lowe's Companies
LOW
$117B
$2.52M 0.27%
12,595
+407
+3% +$82.7K
NOBL icon
90
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$2.46M 0.26%
53,864
+13,136
+32% +$597K
SHYG icon
91
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$2.45M 0.26%
58,857
+12,656
+27% +$524K
BOCT icon
92
Innovator US Equity Buffer ETF October
BOCT
$286M
$2.42M 0.26%
71,546
– –
URNM icon
93
Sprott Uranium Miners ETF
URNM
$1.76B
$2.4M 0.26%
+76,581
New +$2.56M
URA icon
94
Global X Uranium ETF
URA
$5.42B
$2.4M 0.26%
+120,356
New +$2.54M
RSP icon
95
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$2.39M 0.26%
16,521
-142
-0.9% -$20.8K
SPEM icon
96
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.2B
$2.36M 0.25%
69,241
-3,405
-5% -$117K
TMO icon
97
Thermo Fisher Scientific
TMO
$213B
$2.3M 0.25%
3,984
+330
+9% +$186K
QCOM icon
98
Qualcomm
QCOM
$155B
$2.25M 0.24%
17,651
-6,603
-27% -$821K
ORCL icon
99
Oracle
ORCL
$374B
$2.18M 0.23%
23,512
+8,216
+54% +$720K
IWF icon
100
iShares Russell 1000 Growth ETF
IWF
$121B
$2.18M 0.23%
35,616
+27,024
+315% +$1.56M
2 3
4
5 6

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q1 2023 Portfolio in Review

As of Q1 2023, DFPG Investments held 532 positions worth $931M, up 53% from $607M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

DFPG Investments deployed $304M of net new capital in Q1 2023, opening 97 new positions and adding to 342 existing holdings. Its largest new stake was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Deere & Co, an estimated $4.9M trimmed.

  • DFPG Investments's largest Q1 2023 buy was Vanguard World Funds Extended Duration ETF: 168,717 shares worth $15.3M.
  • DFPG Investments added most to iShares 7-10 Year Treasury Bond ETF in Q1 2023, an estimated $31.3M increase.
  • DFPG Investments's biggest Q1 2023 reduction was Deere & Co, cutting an estimated $4.9M.
  • DFPG Investments fully exited State Street Utilities Select Sector SPDR ETF in Q1 2023, selling an estimated $9.6M.
  • DFPG Investments's ten largest holdings make up 26% of its $931M portfolio in Q1 2023.
  • DFPG Investments opened 97 new positions and closed 18 in Q1 2023.
  • DFPG Investments's portfolio value rose 53% quarter-over-quarter to $931M.

Based on DFPG Investments's 13F filing for Q1 2023, filed 11 Apr 2023.