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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+7.34%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$607M
AUM Growth
+$372M
Cap. Flow
+$354M
Cap. Flow %
58.28%
Top 10 Hldgs %
22.28%
Holding
444
New
270
Increased
122
Reduced
31
Closed
10

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$17.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$15.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$12.3M
4
BND icon
Vanguard Total Bond Market
BND
+$11.3M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M

Top Sells

Rank Stock Value
1
ASAN icon
Asana
ASAN
+$2.9M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.46M
3
LPX icon
Louisiana-Pacific
LPX
+$2.39M
4
MU icon
Micron Technology
MU
+$2.26M
5
BLDR icon
Builders FirstSource
BLDR
+$2.15M

Sector Composition

Rank Sector Weight
1 Technology 13.88%
2 Healthcare 8.35%
3 Financials 6.57%
4 Industrials 6.01%
5 Energy 5.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
76
Thermo Fisher Scientific
TMO
$214B
$2.13M 0.35%
+3,654
New +$1.94M
KO icon
77
Coca-Cola
KO
$381B
$2.09M 0.34%
33,723
+29,761
+751% +$1.8M
CAT icon
78
Caterpillar
CAT
$373B
$2.06M 0.34%
8,208
+1,087
+15% +$237K
CRM icon
79
Salesforce
CRM
$148B
$2M 0.33%
13,804
+11,974
+654% +$1.75M
SHW icon
80
Sherwin-Williams
SHW
$83.7B
$1.97M 0.32%
8,072
+803
+11% +$186K
USB icon
81
US Bancorp
USB
$98B
$1.96M 0.32%
+41,537
New +$1.78M
SHYG icon
82
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$1.93M 0.32%
46,201
+37,493
+431% +$1.53M
GOVT icon
83
iShares US Treasury Bond ETF
GOVT
$43.7B
$1.93M 0.32%
+83,079
New +$1.89M
NOBL icon
84
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.7B
$1.9M 0.31%
40,728
+7,486
+23% +$333K
LLY icon
85
Eli Lilly
LLY
$1.03T
$1.88M 0.31%
5,224
+1,859
+55% +$659K
SYY icon
86
Sysco
SYY
$40.6B
$1.87M 0.31%
+23,163
New +$1.87M
DIS icon
87
Walt Disney
DIS
$167B
$1.85M 0.3%
19,208
+15,664
+442% +$1.5M
ABT icon
88
Abbott
ABT
$183B
$1.85M 0.3%
16,326
+13,906
+575% +$1.44M
ACN icon
89
Accenture
ACN
$99.9B
$1.84M 0.3%
6,535
+5,386
+469% +$1.49M
AMGN icon
90
Amgen
AMGN
$209B
$1.84M 0.3%
6,729
+4,572
+212% +$1.23M
T icon
91
AT&T
T
$159B
$1.82M 0.3%
93,843
+80,408
+598% +$1.44M
SNOW icon
92
Snowflake
SNOW
$103B
$1.78M 0.29%
12,719
-8,893
-41% -$1.36M
RTX icon
93
RTX Corp
RTX
$289B
$1.75M 0.29%
17,530
+14,671
+513% +$1.38M
MDT icon
94
Medtronic
MDT
$110B
$1.7M 0.28%
+21,138
New +$1.71M
TRTN
95
DELISTED
Triton International Limited
TRTN
$1.69M 0.28%
+23,711
New +$1.5M
MDYV icon
96
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
$1.69M 0.28%
+24,561
New +$1.58M
BAC icon
97
Bank of America
BAC
$433B
$1.69M 0.28%
+49,055
New +$1.69M
BALT icon
98
Innovator Defined Wealth Shield ETF
BALT
$2.72B
$1.68M 0.28%
+62,990
New +$1.65M
PEP icon
99
PepsiCo
PEP
$191B
$1.63M 0.27%
9,158
+4,655
+103% +$830K
MDYG icon
100
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.81B
$1.59M 0.26%
+23,481
New +$1.54M
2 3
4
5 6

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TC
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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q4 2022 Portfolio in Review

As of Q4 2022, DFPG Investments held 444 positions worth $607M, up 158% from $235M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

DFPG Investments deployed $354M of net new capital in Q4 2022, opening 270 new positions and adding to 122 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 25% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $2.46M trimmed.

  • DFPG Investments's largest Q4 2022 buy was iShares 7-10 Year Treasury Bond ETF: 177,577 shares worth $17.5M.
  • DFPG Investments added most to iShares 20+ Year Treasury Bond ETF in Q4 2022, an estimated $15.2M increase.
  • DFPG Investments's biggest Q4 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $2.46M.
  • DFPG Investments fully exited Asana in Q4 2022, selling an estimated $2.9M.
  • DFPG Investments's ten largest holdings make up 22% of its $607M portfolio in Q4 2022.
  • DFPG Investments opened 270 new positions and closed 10 in Q4 2022.
  • DFPG Investments's portfolio value rose 158% quarter-over-quarter to $607M.

Based on DFPG Investments's 13F filing for Q4 2022, filed 2 Feb 2023.