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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
-3.12%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$235M
AUM Growth
+$5.91M
Cap. Flow
-$148M
Cap. Flow %
-63.08%
Top 10 Hldgs %
34.78%
Holding
189
New
32
Increased
76
Reduced
40
Closed
14

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$2.24M
2
AAPL icon
Apple
AAPL
+$1.54M
3
NVDA icon
NVIDIA
NVDA
+$1.06M
4
IAU icon
iShares Gold Trust
IAU
+$959K
5
CVX icon
Chevron
CVX
+$914K

Top Sells

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$84.4M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$76.6M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$2.78M
4
OXY icon
Occidental Petroleum
OXY
+$2.72M
5
SHOP icon
Shopify
SHOP
+$619K

Sector Composition

Rank Sector Weight
1 Technology 25.41%
2 Energy 8.19%
3 Healthcare 7.39%
4 Financials 7.15%
5 Communication Services 6.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFZ icon
76
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$594K 0.25%
+19,240
New +$626K
TSLA icon
77
Tesla
TSLA
$1.22T
$594K 0.25%
2,770
-983
-26% -$275K
VB icon
78
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$590K 0.25%
3,312
– –
VZ icon
79
Verizon
VZ
$193B
$570K 0.24%
16,124
+4,440
+38% +$198K
FPX icon
80
First Trust US Equity Opportunities ETF
FPX
$1.49B
$547K 0.23%
6,482
– –
AMGN icon
81
Amgen
AMGN
$209B
$543K 0.23%
+2,157
New +$523K
TLT icon
82
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$533K 0.23%
+5,725
New +$645K
VOT icon
83
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$515K 0.22%
2,973
– –
XLP icon
84
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.3B
$489K 0.21%
+7,103
New +$520K
SDY icon
85
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$478K 0.2%
4,098
+706
+21% +$87K
BA icon
86
Boeing
BA
$175B
$470K 0.2%
3,327
+1,578
+90% +$242K
ORCL icon
87
Oracle
ORCL
$367B
$454K 0.19%
6,246
+591
+10% +$43.3K
BNDX icon
88
Vanguard Total International Bond ETF
BNDX
$82.1B
$444K 0.19%
9,441
– –
SKYY icon
89
First Trust Cloud Computing ETF
SKYY
$2.86B
$437K 0.19%
7,102
-1,335
-16% -$92.4K
STAA icon
90
STAAR Surgical
STAA
$1.21B
$422K 0.18%
6,008
-1,009
-14% -$86.4K
PHYL icon
91
PGIM Active High Yield Bond ETF
PHYL
$1.33B
$415K 0.18%
12,551
– –
DHR icon
92
Danaher
DHR
$138B
$404K 0.17%
1,861
+49
+3% +$12K
SPYM
93
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$401K 0.17%
9,119
+2,294
+34% +$107K
STIP icon
94
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$389K 0.17%
4,008
-154
-4% -$15.4K
IRT icon
95
Independence Realty Trust
IRT
$3.93B
$387K 0.16%
24,575
-13,606
-36% -$275K
TFC icon
96
Truist Financial
TFC
$63.5B
$381K 0.16%
+9,181
New +$442K
ITA icon
97
iShares US Aerospace & Defense ETF
ITA
$14.1B
$380K 0.16%
+3,725
New +$376K
VNQ icon
98
Vanguard Real Estate ETF
VNQ
$39.4B
$380K 0.16%
4,868
+2,459
+102% +$230K
SRLN icon
99
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$365K 0.16%
8,898
+106
+1% +$4.49K
ADBE icon
100
Adobe
ADBE
$98.5B
$362K 0.15%
1,183
+62
+6% +$23.5K
2 3
4
5 6

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BWM
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AAM
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WP
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B
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DGAM
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FAAM
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SFG
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DFPG Investments's Q3 2022 Portfolio in Review

As of Q3 2022, DFPG Investments held 189 positions worth $235M, up 2.6% from $229M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

DFPG Investments withdrew a net $148M in Q3 2022, closing 14 positions and reducing 40 holdings. Its most notable exit was Shopify, an estimated $619K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, down from 26% a quarter earlier, followed by Energy and Healthcare.

Against the trend, DFPG Investments opened a new position in iShares US Equity Factor ETF worth $777K.

  • DFPG Investments's largest Q3 2022 buy was iShares US Equity Factor ETF: 20,518 shares worth $777K.
  • DFPG Investments added most to Meta Platforms (Facebook) in Q3 2022, an estimated $2.24M increase.
  • DFPG Investments's biggest Q3 2022 reduction was Alphabet (Google) Class A, cutting an estimated $84.4M.
  • DFPG Investments fully exited Shopify in Q3 2022, selling an estimated $619K.
  • DFPG Investments's ten largest holdings make up 35% of its $235M portfolio in Q3 2022.
  • DFPG Investments opened 32 new positions and closed 14 in Q3 2022.
  • DFPG Investments's portfolio value rose 2.6% quarter-over-quarter to $235M.

Based on DFPG Investments's 13F filing for Q3 2022, filed 24 Oct 2022.