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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.99%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$257M
AUM Growth
+$17.3M
Cap. Flow
+$24.1M
Cap. Flow %
9.38%
Top 10 Hldgs %
36.85%
Holding
189
New
10
Increased
79
Reduced
52
Closed
21

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$6.25M
2
AAPL icon
Apple
AAPL
+$4.95M
3
SHOP icon
Shopify
SHOP
+$4.51M
4
NVDA icon
NVIDIA
NVDA
+$4.12M
5
AMZN icon
Amazon
AMZN
+$3.71M

Top Sells

Rank Stock Value
1
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$7.95M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$6.47M
3
OXY icon
Occidental Petroleum
OXY
+$1.97M
4
SD icon
SandRidge Energy
SD
+$1.41M
5
CCL icon
Carnival Corporation Ltd
CCL
+$1.4M

Sector Composition

Rank Sector Weight
1 Technology 24.05%
2 Financials 8.5%
3 Energy 8.33%
4 Consumer Discretionary 8.1%
5 Communication Services 7.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSK icon
76
FS KKR Capital
FSK
$2.96B
$734K 0.29%
32,164
-707
-2% -$15.7K
SKYY icon
77
First Trust Cloud Computing ETF
SKYY
$2.92B
$697K 0.27%
8,161
-352
-4% -$31.6K
BNDX icon
78
Vanguard Total International Bond ETF
BNDX
$81.9B
$694K 0.27%
13,539
– –
VB icon
79
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$684K 0.27%
3,312
– –
FPX icon
80
First Trust US Equity Opportunities ETF
FPX
$1.47B
$676K 0.26%
6,482
+670
+12% +$71.4K
VOT icon
81
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$629K 0.25%
2,973
+39
+1% +$8.61K
HYLS icon
82
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$576K 0.22%
12,847
-181
-1% -$8.38K
JMST icon
83
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$535K 0.21%
10,597
-8,500
-45% -$432K
SPDW icon
84
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$40.2B
$532K 0.21%
15,981
+923
+6% +$32K
AXP icon
85
American Express
AXP
$227B
$518K 0.2%
2,810
-95
-3% -$17.2K
ADBE icon
86
Adobe
ADBE
$99.5B
$491K 0.19%
1,155
+238
+26% +$115K
MA icon
87
Mastercard
MA
$502B
$478K 0.19%
1,340
+25
+2% +$8.99K
PHYL icon
88
PGIM Active High Yield Bond ETF
PHYL
$1.32B
$478K 0.19%
12,846
– –
RTL
89
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$454K 0.18%
57,464
– –
BA icon
90
Boeing
BA
$171B
$449K 0.17%
2,499
-272
-10% -$54.6K
BRSP
91
BrightSpire Capital
BRSP
$634M
$446K 0.17%
49,353
-1,200
-2% -$11.1K
SDY icon
92
State Street SPDR S&P Dividend ETF
SDY
$21.7B
$445K 0.17%
3,447
+1,329
+63% +$168K
DHR icon
93
Danaher
DHR
$137B
$442K 0.17%
1,812
-18
-1% -$4.51K
ORCL icon
94
Oracle
ORCL
$374B
$442K 0.17%
5,655
-114
-2% -$9.23K
STAA icon
95
STAAR Surgical
STAA
$1.21B
$435K 0.17%
7,029
-16
-0.2% -$1.19K
DIS icon
96
Walt Disney
DIS
$167B
$430K 0.17%
3,364
+602
+22% +$87K
SPYD icon
97
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$429K 0.17%
9,626
-60
-0.6% -$2.58K
FTCS icon
98
First Trust Capital Strength ETF
FTCS
$7.91B
$421K 0.16%
5,416
+2,145
+66% +$167K
ARCC icon
99
Ares Capital
ARCC
$13.5B
$413K 0.16%
18,773
+806
+4% +$17.2K
SRLN icon
100
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$404K 0.16%
9,012
-368
-4% -$16.6K
2 3
4
5 6

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BWM
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AAM
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DGAM
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DFPG Investments's Q1 2022 Portfolio in Review

As of Q1 2022, DFPG Investments held 189 positions worth $257M, up 7.2% from $239M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

DFPG Investments deployed $24.1M of net new capital in Q1 2022, opening 10 new positions and adding to 79 existing holdings. Its largest new stake was Micron Technology: 73,298 shares worth $5.21M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

On the sell side, the largest reduction was Vanguard Short-Term Corporate Bond ETF, an estimated $6.47M trimmed.

  • DFPG Investments's largest Q1 2022 buy was Micron Technology: 73,298 shares worth $5.21M.
  • DFPG Investments added most to Apple in Q1 2022, an estimated $4.95M increase.
  • DFPG Investments's biggest Q1 2022 reduction was Vanguard Short-Term Corporate Bond ETF, cutting an estimated $6.47M.
  • DFPG Investments fully exited iShares Ultra Short Duration Bond Active ETF in Q1 2022, selling an estimated $7.95M.
  • DFPG Investments's ten largest holdings make up 37% of its $257M portfolio in Q1 2022.
  • DFPG Investments opened 10 new positions and closed 21 in Q1 2022.
  • DFPG Investments's portfolio value rose 7.2% quarter-over-quarter to $257M.

Based on DFPG Investments's 13F filing for Q1 2022, filed 22 Apr 2022.