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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+6.53%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$239M
AUM Growth
-$24.8M
Cap. Flow
-$14.4M
Cap. Flow %
-6%
Top 10 Hldgs %
32.6%
Holding
199
New
18
Increased
63
Reduced
68
Closed
20

Top Buys

Rank Stock Value
1
OXY icon
Occidental Petroleum
OXY
+$3.35M
2
JETS icon
US Global Jets ETF
JETS
+$2.65M
3
NVDA icon
NVIDIA
NVDA
+$1.49M
4
ABNB icon
Airbnb
ABNB
+$1.33M
5
C icon
Citigroup
C
+$1.22M

Top Sells

Rank Stock Value
1
MRNA icon
Moderna
MRNA
+$4.13M
2
BMBL icon
Bumble
BMBL
+$1.76M
3
OTLY
Oatly Group
OTLY
+$1.7M
4
VAL icon
Valaris
VAL
+$1.65M
5
PINS icon
Pinterest
PINS
+$1.56M

Sector Composition

Rank Sector Weight
1 Technology 19.46%
2 Consumer Discretionary 8.79%
3 Financials 8.11%
4 Energy 7.21%
5 Communication Services 6.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
76
Eli Lilly
LLY
$1.08T
$810K 0.34%
3,331
– –
XOM icon
77
ExxonMobil
XOM
$650B
$802K 0.33%
10,945
-4,929
-31% -$308K
PEP icon
78
PepsiCo
PEP
$196B
$793K 0.33%
4,559
-14
-0.3% -$2.29K
SKYY icon
79
First Trust Cloud Computing ETF
SKYY
$2.83B
$786K 0.33%
8,513
-1,034
-11% -$114K
QTEC icon
80
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$785K 0.33%
5,079
+7
+0.1% +$1.2K
BNDX icon
81
Vanguard Total International Bond ETF
BNDX
$82B
$740K 0.31%
13,539
+274
+2% +$15.6K
FSK icon
82
FS KKR Capital
FSK
$3.01B
$723K 0.3%
32,871
-3,594
-10% -$77.7K
VXF icon
83
Vanguard Extended Market ETF
VXF
$30B
$705K 0.29%
4,312
-2,680
-38% -$504K
VB icon
84
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$689K 0.29%
3,312
– –
VOT icon
85
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$18.9B
$647K 0.27%
2,934
– –
FPX icon
86
First Trust US Equity Opportunities ETF
FPX
$1.43B
$620K 0.26%
5,812
– –
HYLS icon
87
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$618K 0.26%
13,028
-802
-6% -$38.3K
BA icon
88
Boeing
BA
$169B
$594K 0.25%
2,771
+232
+9% +$49K
CVX icon
89
Chevron
CVX
$382B
$591K 0.25%
4,604
+8
+0.2% +$909
SPDW icon
90
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.3B
$538K 0.22%
15,058
+1,554
+12% +$57.2K
STAA icon
91
STAAR Surgical
STAA
$1.19B
$515K 0.22%
7,045
+520
+8% +$55.8K
PHYL icon
92
PGIM Active High Yield Bond ETF
PHYL
$1.33B
$513K 0.21%
12,846
+1,438
+13% +$58.8K
RTL
93
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$482K 0.2%
57,464
-1,888
-3% -$16K
MA icon
94
Mastercard
MA
$498B
$479K 0.2%
1,315
-18
-1% -$6.22K
ORCL icon
95
Oracle
ORCL
$339B
$477K 0.2%
5,769
-1,670
-22% -$157K
BRSP
96
BrightSpire Capital
BRSP
$634M
$469K 0.2%
50,553
+4,364
+9% +$42.3K
ADBE icon
97
Adobe
ADBE
$105B
$468K 0.2%
917
+4
+0.4% +$2.5K
AXP icon
98
American Express
AXP
$224B
$467K 0.2%
+2,905
New +$495K
DHR icon
99
Danaher
DHR
$138B
$459K 0.19%
1,830
– –
PSK icon
100
State Street SPDR ICE Preferred Securities ETF
PSK
$689M
$449K 0.19%
10,689
-839
-7% -$35.9K
2 3
4
5 6

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BWM
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AAM
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WP
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B
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DGAM
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SFG
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DFPG Investments's Q4 2021 Portfolio in Review

As of Q4 2021, DFPG Investments held 199 positions worth $239M, down 9.4% from $264M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

DFPG Investments withdrew a net $14.4M in Q4 2021, closing 20 positions and reducing 68 holdings. Its most notable exit was Bumble, an estimated $1.76M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, DFPG Investments opened a new position in Citigroup worth $1.19M.

  • DFPG Investments's largest Q4 2021 buy was Citigroup: 18,399 shares worth $1.19M.
  • DFPG Investments added most to Occidental Petroleum in Q4 2021, an estimated $3.35M increase.
  • DFPG Investments's biggest Q4 2021 reduction was Moderna, cutting an estimated $4.13M.
  • DFPG Investments fully exited Bumble in Q4 2021, selling an estimated $1.76M.
  • DFPG Investments's ten largest holdings make up 33% of its $239M portfolio in Q4 2021.
  • DFPG Investments opened 18 new positions and closed 20 in Q4 2021.
  • DFPG Investments's portfolio value fell 9.4% quarter-over-quarter to $239M.

Based on DFPG Investments's 13F filing for Q4 2021, filed 31 Jan 2022.