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DFPG Investments Portfolio holdings

AUM $1.28B
1-Year Est. Return 27.55%
This Fund
S&P 500
This Quarter Est. Return
+0.66%
1 Year Est. Return
+27.55%
3 Year Est. Return
+38.18%
5 Year Est. Return
+159.07%
10 Year Est. Return
–
AUM
$264M
AUM Growth
-$100K
Cap. Flow
-$3.01M
Cap. Flow %
-1.14%
Top 10 Hldgs %
28.8%
Holding
194
New
21
Increased
81
Reduced
61
Closed
12

Top Buys

Rank Stock Value
1
OTLY
Oatly Group
OTLY
+$3.15M
2
SOFI icon
SoFi Technologies
SOFI
+$3.09M
3
NVDA icon
NVIDIA
NVDA
+$2.16M
4
AAPL icon
Apple
AAPL
+$1.24M
5
ABNB icon
Airbnb
ABNB
+$1.2M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$6.27M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$4.74M
3
PARA
Paramount Global Class B
PARA
+$2.34M
4
JETS icon
US Global Jets ETF
JETS
+$2.01M
5
BA icon
Boeing
BA
+$1.97M

Sector Composition

Rank Sector Weight
1 Technology 18.82%
2 Consumer Discretionary 9.67%
3 Healthcare 8.68%
4 Financials 8.58%
5 Communication Services 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
76
ExxonMobil
XOM
$651B
$984K 0.37%
15,874
-938
-6% -$53.5K
VUG icon
77
Vanguard Morningstar Growth ETF
VUG
$218B
$968K 0.37%
19,404
-240
-1% -$11.9K
VOO icon
78
Vanguard S&P 500 ETF
VOO
$972B
$951K 0.36%
2,337
+90
+4% +$36.5K
DRUP icon
79
GraniteShares Nasdaq Select Disruptors ETF
DRUP
$47.7M
$928K 0.35%
22,063
– –
TSLA icon
80
Tesla
TSLA
$1.22T
$912K 0.35%
3,345
+189
+6% +$44.5K
IVV icon
81
iShares Core S&P 500 ETF
IVV
$872B
$902K 0.34%
2,030
+976
+93% +$433K
DKNG icon
82
DraftKings
DKNG
$11.8B
$900K 0.34%
18,233
+128
+0.7% +$6.79K
BRK.B icon
83
Berkshire Hathaway Class B
BRK.B
$1.1T
$886K 0.34%
3,146
+6
+0.2% +$1.69K
QYLD icon
84
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.06B
$869K 0.33%
38,470
+238
+0.6% +$5.39K
FSK icon
85
FS KKR Capital
FSK
$2.96B
$833K 0.32%
36,465
-5,038
-12% -$111K
QTEC icon
86
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
$824K 0.31%
5,072
-726
-13% -$118K
LLY icon
87
Eli Lilly
LLY
$1.03T
$788K 0.3%
3,331
-21
-0.6% -$5.18K
BNDX icon
88
Vanguard Total International Bond ETF
BNDX
$82.1B
$756K 0.29%
13,265
+1,100
+9% +$63.4K
FPX icon
89
First Trust US Equity Opportunities ETF
FPX
$1.49B
$752K 0.28%
5,812
– –
VB icon
90
Vanguard Morningstar Small-Cap ETF
VB
$79.6B
$752K 0.28%
3,312
– –
STAA icon
91
STAAR Surgical
STAA
$1.21B
$746K 0.28%
6,525
+2,119
+48% +$297K
PEP icon
92
PepsiCo
PEP
$191B
$728K 0.28%
4,573
+68
+2% +$10.5K
VOT icon
93
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$725K 0.27%
2,934
– –
ORCL icon
94
Oracle
ORCL
$367B
$709K 0.27%
7,439
-36
-0.5% -$3.18K
HYLS icon
95
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$666K 0.25%
13,830
-325
-2% -$15.7K
ADBE icon
96
Adobe
ADBE
$98.5B
$555K 0.21%
913
+111
+14% +$69.9K
BA icon
97
Boeing
BA
$175B
$552K 0.21%
2,539
-8,848
-78% -$1.97M
DIS icon
98
Walt Disney
DIS
$167B
$526K 0.2%
3,017
-10,128
-77% -$1.81M
CRM icon
99
Salesforce
CRM
$148B
$516K 0.2%
1,780
-1,462
-45% -$371K
JETS icon
100
US Global Jets ETF
JETS
$786M
$505K 0.19%
21,424
-87,209
-80% -$2.01M
2 3
4
5 6

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BWM
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AAM
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DFPG Investments's Q3 2021 Portfolio in Review

As of Q3 2021, DFPG Investments held 194 positions worth $264M, down 0.04% from $264M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

DFPG Investments's Q3 2021 filing shows 21 new, 81 increased, 61 reduced and 12 closed positions. Its largest new stake was Oatly Group: 8,707 shares worth $2.59M. The largest sale was SPDR Gold Trust, an estimated $6.27M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • DFPG Investments's largest Q3 2021 buy was Oatly Group: 8,707 shares worth $2.59M.
  • DFPG Investments added most to NVIDIA in Q3 2021, an estimated $2.16M increase.
  • DFPG Investments's biggest Q3 2021 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $4.74M.
  • DFPG Investments fully exited SPDR Gold Trust in Q3 2021, selling an estimated $6.27M.
  • DFPG Investments's ten largest holdings make up 29% of its $264M portfolio in Q3 2021.
  • DFPG Investments opened 21 new positions and closed 12 in Q3 2021.
  • DFPG Investments's portfolio value fell 0.04% quarter-over-quarter to $264M.

Based on DFPG Investments's 13F filing for Q3 2021, filed 19 Oct 2021.